1. Introduction
1. At its meeting on 27 April
2017, the Committee on Rules of Procedure, Immunities and Institutional Affairs
unanimously adopted a
declaration on the “Principle of confidence in members and their
duty of accountability when exercising their elective offices in
the Parliamentary Assembly”, which it forwarded to the Bureau of
the Assembly, requesting that it refer this matter to it for report.
The Bureau took note of the declaration at its meeting on 28 April
and the same day, the Assembly instructed the committee to draft
a report on recognition and implementation of the principle of accountability.
2. The visit to Syria on 20-21 March 2017 – together with and
under the aegis of Russian parliamentarians – by the President of
the Parliamentary Assembly, the chair of the ALDE group and the
chair of the Committee on Legal Affairs and Human Rights – supposedly
in their capacity as members of their national parliaments – in
addition to provoking outraged reactions by several members, delegations
and political groups, raised questions about the commitments by
which Assembly members who exercising key elective offices are bound. A
request for an urgent debate on introducing a procedure for dismissing
members exercising such offices fell just short of the two-thirds
majority required at the opening of the April 2017 part-session.
3. Under its Rules of Procedure, the Parliamentary Assembly does
not have the power to “censure” or dismiss its President. It is
clear that at both national and international level little thought
has been given to the question of the political and institutional
accountability of those holding “executive” offices in assemblies.
The principle is that parliaments elect their President/Speaker
– and their Vice-Presidents/Deputy Speakers – for the duration of
the office laid down in the constitution, legislation or the parliament’s
own rules of procedure. However, some parliaments in Europe do have
provision for dismissing their President/Speaker during their term
of office, clearly indicating that the Presidents/Speakers of parliament
must be held accountable for their acts.
4. The aim of this report is therefore to clarify the concept
of the accountability of the parliamentary executive and the procedures
which could be introduced to ensure that the latter “accounts for
its actions”. As there is little academic literature on the subject,
this report will accordingly take a comparative look at the procedures
for holding to account other executive offices, in particular heads
of State and members of the government. It will make a number of
proposals for introducing the principle of the accountability of
members exercising high elective offices in the Assembly and a sui generis procedure for bringing
this accountability into play.
2. Political
accountability and criminal responsibility
5. First of all, it is essential
to clarify, from a legal point of view, the concepts to be factored
into the committee’s analysis. While several terms tend to be used
interchangeably in common parlance (dismissal, removal from office,
suspension, impeachment), they are not synonymous and relate to
very distinct concepts and procedures. Some of these are political
or administrative in nature (removal, dismissal,
recall
),
others come under criminal law (impeachment).
6. Nonetheless, the way these procedures are used in practice
blurs this distinction: impeachment procedures are not without political
considerations; and factors relating to criminal law may also be
behind the initiation of dismissal procedures.
7. Accordingly, in introducing a procedure to dismiss the holders
of elective offices, the Assembly could draw on recent developments
relating to the accountability of executives, focusing on the concept
of “institutional” or “constitutional accountability” in order to
establish a means of protecting the dignity of the office.
2.1. Establishing
the criminal responsibility of the head of State
8. In presidential or semi-presidential
regimes, based on a strict separation of powers and a system of checks
and balances, a President, exercising the office of head of State,
is not politically accountable to parliament. Similarly, he or she
cannot be held criminally responsible for acts carried out in the
exercise of his or her functions, except in specific cases and in
accordance with a particular procedure, generally provided for in
the constitution. As such, he or she enjoys a particular status.
9. Impeachment refers to the procedure enabling a legislative
body to hold the head of State, ministers and any high official
criminally responsible on an individual basis and to remove them
from office (in the US this includes the President, the Vice-President
and Secretaries of State, and also federal judges) for having violated the
law or the Constitution. The aim of this dismissal procedure is
to enable judicial criminal proceedings to be brought against the
person removed from office. In practice it does not necessarily
reach that result. A distinction should be made between the impeachment
procedure – which in the United States is approved by the House
of Representatives by a simple majority – and the impeachment trial
itself (which will rule on guilt or innocence; in the US, it takes
place before the Senate and a guilty verdict requires a two-thirds
majority),
although in common usage,
the term covers the whole procedure as well as the removal from
office in which it may result. Impeachment is intended to hold the
President, holder of governmental office or high official criminally
responsible, not politically accountable. It is not the same as
a vote of no confidence.
10. The majority of European countries which have a republican
regime have a procedure for holding the head of State criminally
responsible (Albania, Austria, Azerbaijan, Bulgaria, Croatia, Czech
Republic, Georgia, Germany, Greece, Hungary, Ireland, Italy, Lithuania,
Republic of Moldova, Montenegro, Poland, Romania, Russian Federation,
Serbia, Slovak Republic, Slovenia, “the former Yugoslav Republic
of Macedonia”, Turkey, Ukraine).
11. The President of the Republic may be held criminally responsible
for offences committed in the exercise of his or her presidential
functions following the adoption by parliament of an indictment
decision (Armenia, Austria, Germany, Greece, Italy, Portugal). Where
there are two houses of parliament, the consent of both houses is
required, except in Germany. Constitutions rarely give a precise
and exhaustive definition of the acts for which the President may
be held liable. They merely refer to concepts such as a violation
of the Constitution or of the constitutional order (Austria, Bulgaria,
Croatia, Georgia, Germany, Greece, Hungary, Republic of Moldova,
Romania, Slovak Republic, Slovenia, “the former Yugoslav Republic
of Macedonia”), treason or high treason (Armenia, Belarus, Bulgaria,
Cyprus, Czech Republic, Finland, Greece, Italy, Romania, Russian Federation,
Ukraine), a serious criminal offence (Armenia, Azerbaijan, Belarus,
Russian Federation) or a crime (Ukraine), violation of the law (Germany,
Hungary), a crime against humanity (Finland) or stated misbehaviour (Ireland).
12. In virtually all countries, the initiative falls to members
of parliaments: motions must be tabled by a minimum number of members
of parliament, varying between one fifth (Hungary, Ireland, Portugal),
a quarter (Bulgaria, Germany) and a third (Belarus, Greece, Russian
Federation, Ukraine). Referral to the competent body is frequently
decided upon by a qualified majority (two thirds – Republic of Moldova,
Ukraine – or three quarters of the votes cast, but by a simple majority
in Armenia). A resolution to remove the head of State from office
is adopted by parliament by a three-quarters majority (Azerbaijan,
Ukraine) or a two-thirds majority (Armenia, Belarus, Ireland, Republic
of Moldova, Russian Federation).
13. The constitutions may determine exactly the duration of the
procedure for removing the head of State from office: two months
(Azerbaijan) or three months (Russian Federation) following the
indictment decision. If during this period the dismissal decision
is not adopted, it is deemed to have been rejected.
14. In the majority of cases, the impeachment procedure has no
direct impact on the electoral or other political rights of the
dismissed head of State. In Austria, however, the Constitutional
Court may order the temporary withdrawal of political rights if
there are particularly aggravating circumstances. In Poland, the special
court with jurisdiction in such matters may combine the removal
from office with the temporary withdrawal of certain political rights
(general disqualification from standing for election for a period
of up to ten years, ban on occupying certain offices for the same
period and withdrawal of decorations and honorary titles). In the
Czech Republic and Slovak Republic a dismissed president loses for
ever the right to be re-elected President of the Republic but may
stand in any other election. In the Russian Federation, he or she
may not stand in the presidential election announced following his
or her removal from office.
15. When examining the
Paksas v. Lithuania case,
the European Court of Human Rights
analysed the procedure relating to the impeachment of the President
of the Republic. In this case, the applicant had been removed from
his office as President by the national parliament because of gross
violations of the Constitution. Wishing to run for the presidency
of the Republic at the election called a few months later, he handed
over to the Central Electoral Board (CEB) the requisite number of
signatures to validate his registration. A few days before the signatures
were handed over, the national parliament amended the law on presidential
elections, introducing a provision preventing anyone who had been
removed from office under an impeachment procedure from being elected
President if fewer than five years had elapsed since that person’s
dismissal. As a result of this amendment to the law, the CEB refused
to register his candidature for the forthcoming election. The law
in question was examined by the Constitutional Court which concluded
that restricting ineligibility to five years was contrary to the
Constitution insofar as the applicant had lost once and for all
the right to be elected President of the Republic at the time the
impeachment had been pronounced. The applicant’s appeals against
the CEB’s decision had been rejected on the basis of the Constitutional
Court’s decision.
16. In its examination of the case, the European Court of Human
Rights concluded that the impeachment procedure did not concern
the determination of the applicant’s civil rights or obligations.
Moreover, “in the context of impeachment proceedings against the
President of Lithuania for a gross violation of the Constitution or
a breach of the presidential oath, the measures of removal from
office and (consequent) disqualification from standing for election
involve the head of State's constitutional liability”. Consequently,
the dismissal procedure was not a conviction or the imposition of
a penalty within the meaning of Article 7 of the Convention. This
did not mean, however, that the rules of criminal procedure and
fair-trial principles did not apply in impeachment proceedings.
2.2. Establishing
the political accountability of the head of State and government
17. There are various means or
mechanisms in parliamentary systems whereby parliament expresses
a political position vis-à-vis the government, seeking to hold the
government accountable and showing its disapproval of government
policy in order to bring it down or oblige it to resign.
A vote of no confidence/no-confidence
motion is a procedure initiated by members of parliament seeking
to hold the government accountable for its acts. It is entirely
political in nature, with no jurisdictional aspect. A vote of confidence
is a means enabling the Prime Minister/Government to seek parliamentary
support for his/its programme, general policy or a particular bill.
Interpellation is the right of parliaments to submit a request for
explanations to the government or a minister on a given topic, enabling
members of parliament to initiate a debate and adopt a position;
in certain countries it can also serve to hold a government accountable
for its acts. Parliamentary interpellation of the government as
a means of sanction is essentially political in nature, with the
aim of holding the government to account.
18. In all member States in which a vote of no confidence or an
interpellation is provided for, the constitution, legislation or
parliamentary rules of procedure lay down the precise conditions
with regard to the initiative of such a procedure and the conditions
governing the holding of the debate and the vote.
19. The European Parliament can also vote on a motion of censure
on the European Commission (Rule 119 of the Rules of Procedure):
such a motion must be tabled by one tenth of the component members
of parliament and must be supported by reasons. It is forwarded
to the European Commission. The debate and vote on the motion takes
place, at the latest, during the part-session following the submission
of the motion. The vote takes place by roll call, at least 48 hours
after the beginning of the debate. The motion is adopted if it secures
a two-thirds majority of the votes cast, representing a majority
of the component members of parliament.
3. Institutional
accountability – legal provisions and practices in member States
20. If the Parliamentary Assembly
wishes to introduce a procedure to dismiss its President and other
holders of elective offices, it must draw on existing procedures
in the few national parliaments whose rules of procedure provide
for such a dismissal procedure. In the context of this report, the
committee could also study the procedures for triggering the institutional
or constitutional accountability of the head of State, to be found
in certain national constitutions, which it could draw on mutatis mutandis.
21. It should be reiterated that while triggering the “institutional”
responsibility of the President of the Republic or a President/Speaker
of a parliament through a dismissal procedure undoubtedly has a
political dimension, it is not by any means the same as impeachment
proceedings and does not relate to criminal responsibility.
3.1. Procedure
for dismissing a President/Speaker of a parliament
22. Under the rules of procedure
of certain national parliaments and of the European Parliament,
it is possible to terminate the office of a President/Speaker or
Vice-President/Deputy Speaker of an assembly.
23. Rule 21 of the Rules of Procedure of the European Parliament, on “Early termination
of an office” provides that “The Conference of Presidents may, acting
by a majority of three fifths of the votes cast, representing at
least three political groups, propose to Parliament that it terminate
the holding of office of the President, a Vice-President, a Quaestor,
a Chair or Vice-Chair of a committee, a Chair or Vice-Chair of an interparliamentary
delegation, or any other holder of an office elected within the
Parliament, where it considers that the Member in question has been
guilty of serious misconduct. Parliament shall take a decision on
that proposal by a majority of two-thirds of the votes cast, constituting
a majority of its component Members”.
24. The President/Speaker of a parliament has an administrative
and management function, but above all a representative role: he
or she represents parliament in its relations with the other bodies
of the State, and the various international partners and organisations.
The word “Speaker”, used in a large number of parliaments accurately
reflects this role of spokesperson for the institution. A number
of constitutions mention the election by parliament of its presiding
officer, but refer to legislation or the rules of procedure with
regard to the election arrangements, to which are sometimes added
arrangements for dismissal.
25. In
Ukraine, the Speaker
of the Verkhovna Rada may be “removed from office” on the ground
of inadequate quality of his or her work, including where parliament
has barred him or her from conducting the plenary sitting at least
three times in the course of a session, or in connection with “any
circumstances” making it impossible for him or her to fulfil his
or her duties. Removal from office may be proposed by the Committee on
the Rules of Procedure (where the Speaker has been barred from presiding
over the session at least three times) or by at least one third
of the constitutional composition of the parliament. In the proceedings,
parliament hears the report of the representative of the members
who initiated the call for dismissal, the rapporteur on the matter,
the rapporteurs of the temporary committee of inquiry (if it has
been set up), and the Speaker’s report on his or her activities.
The decision is taken by open vote and by a majority of the constitutional
composition.
26. The Rules of Procedure of the State Duma of the
Russian Federation uses the term
“dismissal” (oосвобождение) of the Speaker, requiring a decision
taken by a majority vote of the total number of members of the Duma.
The
Rules of Procedure of the Federation Council contain a similar provision
which, moreover, provides more details on initiation of the procedure
which can be at the request of a fifth of the total number of members.
27. The
Hungarian National
Assembly provides for the removal from office of the Speaker by
a majority vote.
The
Speaker of the Chamber of Deputies of the
Czech
Republic may be dismissed upon written request of at
least two fifths of all members of parliament.
The
Polish Sejm
has an original procedure since the motion to dismiss the Marshal
of the Sejm shall simultaneously identify, by name, the candidate
for the new Marshal.
The
motion shall be lodged by at least 46 deputies; the Sejm shall recall
and elect a Marshal by an absolute majority of votes in the presence
of at least half of the statutory number of Deputies, by a single
vote. In the
Serbian National
Assembly, the dismissal of the Speaker shall be subject to the application
of provisions of the Rules of Procedure pertaining to the election
of the Speaker, i.e. a motion signed by at least 30 members.
In
Lithuania,
a proposal to dismiss the Seimas Speaker shall be presented by the
Board of the Seimas, a committee, or at least one fifth of the members
of the Seimas; the dismissal of the Speaker because of no confidence
shall be adopted by secret ballot with a majority of votes cast
by more than half of all members of the Seimas; a decision on other
grounds shall be adopted by a majority of votes by the members attending the
sitting cast by open vote. The Speaker of the National Council of
the
Slovak Republic may be
recalled by secret ballot, by more than one half of the votes of
all members of the parliament.
The
Dutch Senate
may dismiss the President, if he/she no longer enjoys the confidence
of the Senate, and appoint a new President.
In
Norway, the parliament does not
use a direct procedure but proceeds to the election of a new President
if at least one fifth of the members of the parliament send the
President a written demand for an election of a new President (the
same procedure applies with regard to a Vice-President).
28. In the above-mentioned parliaments (with the exception of
the Dutch Senate), the procedure for dismissing or removing from
office the Speaker also applies to Deputy Speakers/Vice-Presidents.
29. Lastly, it may be helpful to mention a situation which is
not too dissimilar to the one with which the Parliamentary Assembly
is currently faced. In Senegal, the Rules of Procedure of the National
Assembly were amended in 2008 in order to introduce a procedure
to dismiss the Speaker of the Assembly and members of his or her
Bureau (“The Speaker of the National Assembly and other members
of the Bureau shall be elected for a period of one year. They may
be re-elected. … However, the National Assembly may terminate the
office of the Speaker or a member of the Bureau by adopting a resolution
by an absolute majority. The said resolution shall be tabled by
at least 38 members of the Assembly”). When adopting this amendment,
it was explicitly stated that these new provisions “shall apply
to the current offices of the Speaker of the National Assembly and other
members of the Bureau”.
3.2. Procedure
for removing the President of the Republic from office
30. In
France,
the procedure for removing the President of the Republic from office
has been provided for in the Constitution (Article 68) since 2007
and became effective following the enactment of the institutional
law of 24 November 2014. This enables Parliament sitting as a High
Court to remove the President of the Republic from office for “breach
of his or her duties patently incompatible with his or her continuing
in office”. The concept of breach of duties patently incompatible
with continuing in office includes “acts committed or merely revealed during
the term of office, whether or not related to presidential duties.
They may well be completely unconnected with the exercise of his
or her office. Proceedings could, for example, be brought against
the President of the Republic for purely private acts, the seriousness
of which is such as to be manifestly incompatible with continuing
in office”.
31. In the dismissal procedure, the assessment of the “breach
of duties” clearly falls to parliament. Either the President “no
longer ensures the lawful functioning of the public authorities”
– does not promulgate the laws passed by parliament, does not convene
the Council of Ministers, blocks the functioning of the State or inappropriately
uses the powers conferred upon him or her by the constitution –
or “his or her personal conduct is incompatible with the dignity
of the office (he or she commits a crime, makes unacceptable public statements)”;
“through his or her actions and conduct, the head of State becomes
unworthy to exercise his or her office”.
32. The procedure may be initiated by the National Assembly or
the Senate, by means of a motion for a resolution calling for parliament
to sit as a High Court, signed by at least one tenth of the members
of the assembly before which it is tabled, and stating the grounds
which constitute the alleged “breach”. It is adopted by a two-thirds
majority of its members. The second assembly must then take a decision
within 15 days. If it rejects the motion, the procedure is terminated.
Dismissal is pronounced by parliament, sitting as the High Court,
presided by the Speaker of the National Assembly. It must give its
ruling on removal from office within one month, decided upon by
secret ballot and by a two-thirds majority of the members. Its decision
has immediate effect. No proxy voting is allowed. Only votes in
favour of the motion to convene the High Court or of the removal
from office are counted.
33. Removal from office means that the Presidency of the Republic
falls vacant, and the office is temporarily filled by the Speaker
of the Senate. Early presidential elections must be organised within
at most 35 days. However, if the President has committed a crime,
the immunity of the dismissed incumbent is withdrawn and he or she
reverts to being an ordinary citizen, and must, in the normal course
of events, answer for his or her acts before the courts.
34. It should be noted that this procedure, in force since 2014,
applied to the serving President of the Republic. Furthermore it
was initiated against President François Hollande in November 2016
(but the motion for a resolution was deemed to be inadmissible by
the Bureau of the National Assembly).
3.3. Dismissal
of members of the government and senior officials
35. Several States in Europe and
in the world have set up, in their constitution or through legislation, procedures
for dismissing holders of senior public positions or posts. In many
States judges and public prosecutors can be removed from office.
In Switzerland, the Federal
Assembly’s Judicial Committee is responsible for preparing the election
and removal from office of judges of the federal court, the Federal Attorney
General and his or her deputies.
36. In France, certain officials
with a special status (ministerial officers, judges, civil servants,
mayors) may also be removed from office. Dismissal immediately leads
to withdrawal of the status of mayor and automatically entails ineligibility
for the office of mayor for a period of one year. The law does not
specify the grounds justifying dismissal of mayors. However, it
can be seen from case law that this measure, which is an administrative
penalty, may be taken only in cases of misconduct by the mayor in
the exercise of his or her duties or where the mayor is involved
in acts which, although unrelated to his or her office, seriously compromises
his or her moral authority.
3.4. Dismissal
of holders of elective offices in international organisations
37. The European
Parliament has the authority to dismiss the European
Ombudsman (Rule 221 of the Rules of Procedure), at the initiative
of one tenth of the European Parliament’s component members, “if
he no longer fulfils the conditions required for the performance
of his duties or is guilty of serious misconduct”. The request is
forwarded to the Ombudsman and to the committee responsible which,
if it decides by a majority of its members that the reasons are
well founded, submits a report to Parliament. Following a debate,
in which the Ombudsman may be heard at his or her request, Parliament
takes a simple majority decision by secret ballot. At least half
of Parliament’s component members must be present.
38. Under the terms of its Statutes, the President of the Fédération
Internationale de Football Association (FIFA), and the chairpersons,
deputy chairpersons and members of the Disciplinary Committee, the
Ethics Committee, the Appeal Committee, the Audit and Compliance
Committee and the Governance Committee may be dismissed by the FIFA
Congress.
4. Proposal
to introduce into the Rules of Procedure a procedure for dismissal
of members holding elective offices
39. The introduction of a mechanism
to hold the President of the Parliamentary Assembly to account is prompted
by the current role of the President in the Assembly’s institutional
structure, a role that has increased significantly in importance
over the past twenty years. Presidential accountability, which is
more institutional than personal or political, is quite simply the
democratic counterpart of the political legitimacy, authority and trust
that the President is deemed to personify. Establishing this accountability
through a mechanism comprising – very rigorously defined – penalties
for non-compliance with presidential obligations is an imperative
born of the need to ensure that the parliamentary institution functions
in a properly democratic manner and that the duty of accountability
is properly discharged.
4.1. NB:
the procedure of challenging credentials does not apply to individuals
and does not allow for members holding elective offices to be held
to account
40. Rule 7 of the Rules of Procedure
provides for challenges to the credentials of both a delegation
and an individual member. But a clear distinction is made between
challenges based on technical (“procedural”) grounds (Rule 7) and
those based on political (“substantive”) grounds (Rules 8 and 9).
It has been established that, in the case of a challenge on political
grounds, only the credentials of a delegation as a whole may be challenged
and only the procedure provided for in Rules 8 and 9 will be applicable.
Consequently, the credentials of individual members can be challenged
only on procedural grounds (Rule 7.1) and, more specifically, only
on the basis of the absence of the solemn statement referred to
in Rule 7.1.c. No other procedural
ground is applicable in individual cases.
41. The limitations of the Rules of Procedure became very apparent
in January 2013 when a challenge was sought to the credentials of
two members of the Assembly. The Rules Committee held at that time
that “the current wording of Rule 7.1.c does
not make it possible to challenge the credentials of individual
members in an effective manner, particularly so as to sanction the
actions or words of a member where these seriously and persistently
violate the principles and values defended by the Council of Europe”. De facto, a member could only have
his credentials challenged as an individual if he or she had failed
to sign a solemn statement.
42. The Rules Committee subsequently looked at the possibility
of amending Rule 7 and separating the procedure for challenging
the credentials of an individual member – on the basis of actions
or words which seriously and persistently violate the aims and core
values of the Council of Europe – from the procedure for challenging
the credentials of a whole delegation on the basis of procedural
grounds. At its meeting of 15 May 2014 the Rules Committee decided,
by a slender majority, against proposing an amendment of this kind
to the Rules of Procedure.
4.2. Introduction
of a procedure for removal from elective office
43. The idea of accountability
carries an implicit obligation to be “answerable”. As the Inter-Parliamentary Union
says in its 2006 text Parliament and democracy in the twenty-first
century: A guide to good practice, “The accountability of office-holders
is nowadays seen as a basic requirement for all public life in a
democracy” and it includes the accountability of parliament and
its members to their own electorates. It also includes an obligation
on parliamentarians to report on their work and to answer questions
put to them in the light of that information. This thinking must
of course prevail in relations between members of the Parliamentary
Assembly and holders of elective offices.
4.2.1. Types
of office concerned
44. Elective office is understood
to mean any position within the Assembly that is filled by election
and conferred upon its holder by the members of the Assembly so
that he/she shall act on their behalf, within the agreed rules and
for a fixed period of time. Those concerned by the procedure in
question are therefore the President of the Parliamentary Assembly,
its Vice-Presidents, and the chairpersons and vice-chairpersons
of committees.
45. Although the chairpersons and vice-chairpersons of sub-committees
also hold elective office, they must be excluded from the proposed
procedure, since sub-committees do not have decision-making powers (Rule 49.8).
46. Rapporteurs are a special case and should also not be included
in the procedure. Rapporteurs are required to comply with the rules
set forth in the code of conduct for rapporteurs of the Parliamentary
Assembly (Rule 50.1). If the rules of this code are breached and
“Should a rapporteur fail to honour one or more undertakings, the
committee [concerned] may withdraw [the rapporteur’s] mandate and
replace him or her” (paragraph 3). Rapporteurs are, moreover, not
“elected” but “appointed” (where appropriate by secret ballot) by
the committee on whose behalf they report.
4.2.2. Principle
of parliamentary autonomy
47. Under the principle of parliamentary
autonomy – an expression of the separation of powers – parliaments
have sole responsibility for setting the rules governing their internal
organisation, their functioning, the procedures for the exercise
of their constitutional powers, and the rules for disciplining their
members.
48. Just as this principle of parliamentary autonomy is (generally)
embodied in national constitutions, Article 28.a of the Statute of the Council
of Europe (ETS No. 1) establishes the principle that the Parliamentary Assembly
is sovereign in setting its own operating rules (“The Consultative
Assembly shall adopt its rules of procedure”). And just as the procedural
rules of national parliaments have to be consistent with their national constitutions,
the Parliamentary Assembly’s Rules of Procedure must be consistent
with the Statute of the Council of Europe.
49. The Rules of Procedure are a parliament’s self-enacted in-house
“laws”; the rules it sets are valid only in respect of their in-house
objective. In national parliaments,
as
in the Parliamentary Assembly (Rule 68), the principle of parliamentary
autonomy means that only members of parliament may seek to amend
the Rules of Procedure. The Assembly is consequently free to initiate
changes to its Rules of Procedure and to introduce new procedures,
with due regard for the procedures put in place to that end.
4.2.3. Procedure
for dismissal of the President and Vice-Presidents of the Assembly
50. Specifically, precise rules
are needed for all stages of the procedure for dismissing holders
of elective offices within the Assembly. Firstly, there should be
two distinct procedures, one for dismissal of the President and
Vice-Presidents of the Assembly and the other for the chairpersons
and vice-chairpersons of committees.
51. In the case of the procedure for dismissal of the President
and Vice-Presidents of the Assembly, the committee must clarify
the following points – with reference also to existing parliamentary
procedures (Section 3.1):
- initiative:
who may introduce the request for dismissal? What is the minimum
number needed to introduce the request? What grounds must be given
in support of the request? In what form must the request be submitted?
- prior examination of the request: Should the procedure
be simple and direct with immediate debate in the plenary followed
by a prompt vote in the Assembly, or a more comprehensive procedure
(referral to the Bureau and/or appropriate committee for consideration
of admissibility, drafting of a report by the appropriate committee,
compliance with the time limits for circulation of the report)?
- criteria for debating and voting on the motion: Should
there be a plenary debate following the “normal” procedure, or rather
an “ad hoc” procedure? Should the vote be electronic or by secret
ballot? What should the required majority be: simple majority of
votes cast or a qualified majority?
52. Regarding the criteria for admissibility of the dismissal
request, the terms governing challenges to the credentials of a
national delegation should be kept in mind (Rule 9 says that “a
motion for a resolution to annul ratification shall be tabled by
at least fifty representatives or substitutes, belonging to at least
two political groups and five national delegations”). As the procedure
for dismissal is exceptional and of major importance, the criteria
may also be stricter: challenges may be broader-based and submitted
by at least one tenth of the Assembly’s members (currently 65 members,
whether representatives or substitutes), belonging to at least three
political groups and ten national delegations. It is self-evident
that a specific additional provision is needed in order to prevent
such procedures from multiplying over time, in particular successive
initiatives taken against one and the same member.
53. Regarding the form of a dismissal request, requests could
be submitted as written motions tabled in both official languages,
signed by the members supporting them and published as official
documents of the Assembly (Rule 24.2.c).
54. Regarding the grounds substantiating a dismissal request,
the following grounds are proposed, as reasons justifying the breach
of confidence:
- breach of the
duties associated with the member’s office;
- misconduct likely to bring discredit to the member’s office;
involvement in matters undermining the member’s moral authority;
- serious misconduct;
- serious or repeated violation of the principles and rules
of the code of conduct applicable to members of the Assembly;
- failure to subscribe to and uphold the aims and basic
principles of the Council of Europe (Rule 6.2.b).
55. Regarding the procedure for considering requests, the committee
may propose alternative procedures:
- a multi-stage procedure whereby the motion for dismissal
is forwarded to the Rules Committee for an opinion on the admissibility
of the request, specifically in terms of the reasons given; the
opinion is approved within 24 hours following the reference (if
the reference is made in the course of a part-session of the Assembly,
or otherwise at the meeting which immediately follows the reference);
the debate in the plenary and the vote of the Assembly take place
within 24 hours after the approval of the committee’s opinion;
- a swift and direct procedure whereby the motion for dismissal
is immediately submitted for a debate in the plenary and to the
vote of the Assembly within 24 hours after its publication (if it
is issued in the course of a part-session, or otherwise at the opening
of the part-session which immediately follows its publication);
such a procedure would require stronger conditions with regard to
the number and quality of its initiators.
56. It is suggested that a debate be held, with, as the only speakers,
the first signatory of the motion for dismissal, the chairperson
of the Rules Committee (if preference is given to the first procedure),
the chairperson of each political group (or his/her representative),
and the President or the Vice-President of the Assembly concerned.
The motion put to the vote cannot be amended.
57. Regarding the actual vote, it is suggested to respect a transparency
requirement and not to use secret ballot (Rule 40.11 of the Rules
of Procedure mutatis mutandis)
but rather the electronic voting system – it being understood that
members’ individual votes would be made public (Rule 40.5) –, and
subject to the quorum rule. The committee must, however, decide
how many votes are needed for the procedure to be valid, a two-thirds majority
being the rule at present for important decisions by the Assembly
(Rule 41).
4.2.4. Procedure
for dismissal of committee chairpersons and vice-chairpersons
58. It is self-evident that the
proposed procedure in the plenary Assembly for dismissal of a President
or Vice-President of the Assembly will have to be adapted for application
to committees, in respect of how the procedure is initiated (written
motion signed by one third of the committee’s full members, belonging
to three political groups and five national delegations). The motion
is sent to the chairperson of the committee and placed de jure on the agenda for the next
meeting following its receipt by the committee secretariat. The
rules for discussion by the committee could doubtless be more flexible
than those for debate in the plenary Assembly, and the vote could
be held immediately after discussion in committee. However, the
rules on voting to dismiss a committee chairperson or vice-chairperson
must be similar to those for dismissal of the President or a Vice-President
of the Assembly (quorum, transparent vote, two-thirds majority).
4.3. Consequences
of a vacancy
59. Removal from office of a President
or Vice-President of the Assembly, or of a committee chairperson
or vice-chairperson, does not affect his/her status as a member
of the Assembly (as per Article 25 of the Council of Europe Statute
and Rules 6 and 11 of the Rules of Procedure). It would be a good
idea, however, to think about additional measures which might apply ex officio once a dismissal decision
is taken by the Assembly. Accordingly, the Rules of Procedure should
expressly state that a President of the Assembly who has been dismissed
may not enjoy the benefits of Rule 20.3 and may not, as “immediate
past President”, be an ex officio member
of the Committee on Political Affairs and Democracy, the Monitoring
Committee and the Committee on Rules of Procedure, Immunities and
Institutional Affairs. Nor should he be given the title of Honorary President
of the Parliamentary Assembly or, as the case may be, depending
on the assessment made of the seriousness of the facts which gave
rise to the motion for dismissal, the title of honorary associate
of the Parliamentary Assembly. Similar measures are needed for vice-presidents.
60. Dismissal of a holder of an elective office within the Assembly
creates a vacancy for that office requiring the Assembly, or the
committee concerned, to hold new elections in accordance with the
current Rules of Procedure. Clearly, dismissed members cannot apply
for such vacancies, either immediately or later.
61. Furthermore, the situation in which the Assembly found itself
during the April part-session and indeed since then, with regard
to the impossibility of its President to exercise all or some of
his functions, including the chairing of sittings and Bureau meetings,
highlights a shortcoming in its Rules of Procedure: the Rules do
not cover all situations where there is a vacancy in the exercise
of presidential office, and in particular they do not provide for
cases where there is some kind of impediment. The rules of procedure
of other inter-parliamentary assemblies and national parliaments
are more comprehensive in this respect. Within the framework of
the present report, Rule 15.5 of the Rules of Procedure should be
supplemented to clarify current arrangements in the event of a vacancy
in presidential office, which are complex, and insert a clause automatically
tasking the most senior vice-president with exercising these functions
in the event of a vacancy or an impediment.
4.4. Compliance
with the principle of legal certainty
62. As the Venice Commission points
out,
the general principle
of legal certainty presupposes that “laws” are written in an intelligible
manner and that their effects are foreseeable (“Foreseeability means
not only that the law must, where possible, be proclaimed in advance
of implementation and be foreseeable as to its effects: it must
also be formulated with sufficient precision and clarity to enable
legal subjects to regulate their conduct in conformity with it”;
new legislation must clearly state whether previous legislation
is repealed or amended
), must state
that it will be the subject of public debate, and that it will be
consistently applied. On the matter of retroactivity, the Venice
Commission says that “[p]eople must be informed in advance of the
consequences of their behaviour. This implies foreseeability and
non-retroactivity especially of criminal legislation. … However, outside
the criminal field, a retroactive limitation of the rights of individuals
or imposition of new duties may be permissible, but only if in the
public interest and in conformity with the principle of proportionality”.
63. This principle of legal certainty must, of course, underlie
the proposals contained in this report which are being put to the
Assembly. Obviously the draft resolution put forward must specify
in detail the procedure proposed and the date on which the amendments
it makes to the Assembly’s Rules of Procedure will take effect.
It must
also formally state that the new procedure will apply to current
incumbents.
64. It should be pointed out here that, legally, one cannot talk
of retroactivity in connection with this new procedure, if adopted.
Retroactivity is the effect of applying a law or rule to legal facts
and acts which predate its entry into force.
The principle of
non-retroactivity does not stop a legislative text from imposing
effects in the future on a situation from the past. “No holder of
an elective office can claim to have acquired rights in his or her
own personal capacity. He or she has simply acquired the status
which goes with the office to which he or she has been elected,
and that status can change at any time, provided this takes place
in accordance with predetermined forms and criteria”
: he or she occupies
an office but does not own it. For the holders of legislative power,
exercise of that power means that they can change the rules they
set at any time, and those who may be subject to new constraints
as a result cannot invoke any right to preservation of the existing rules.
65. By way of illustration it should also be pointed out that
the Venice Commission, in its various highly critical opinions on
constitutional reforms undertaken by some States with a view to
abolishing the limit on the number of consecutive terms a president
may serve,
has
never argued that abolition of the limit and subsequent application
of this measure to the holder of the office was a breach of any
legal principle of “non-retroactivity” (since the main reason for
such changes was obviously to extend the term of the president concerned).
66. Consequently, if the Parliamentary Assembly were to amend
its Rules of Procedure and introduce a new procedure for dismissing
members holding elective offices, that procedure could be immediately
applicable and, if the Assembly so decides, could apply to current
incumbents.
5. Proposals
for amendment of the Rules of Procedure
67. Article 28.a of the Statute of the Council
of Europe establishes the principle that the Parliamentary Assembly
is sovereign in setting its operating rules: “The Consultative (Parliamentary)
Assembly shall adopt its rules of procedure”, stipulating that “The
rules of procedure shall determine inter alia: … ii. the manner
of the election and terms of office of the President and other officers
…” (Article 28.c).
68. Consequently, the Rules Committee intends to submit proposals
to the Assembly for amendment of its Rules of Procedure and the
introduction of a procedure for dismissal of the Assembly’s President
and Vice-Presidents, on the one hand, and a procedure for dismissal
of committee chairpersons and vice-chairpersons on the other hand
(see Sections 4.2.3 and 4.2.4).
69. Lastly, as explained earlier (Section 4.4) and in line with
the principle that parliaments are sovereign in respect of the rules
governing their internal organisation and the conduct of their business,
the Assembly could freely decide the date on which the new rules
come into force. It is therefore proposed that the resolution should be
effective immediately upon adoption and that its provisions should
apply to the current incumbents of the offices of President of the
Parliamentary Assembly, Vice-Presidents and the chairpersons and
vice-chairpersons of committees.