1. Introduction
1. To what extent does being born
in a certain neighbourhood or belonging to a certain social class
impact a person’s life chances and outcomes? There is broad evidence
that across Europe, a person’s social origin
still plays a strong role in determining
their future – affecting not only their immediate living conditions
but also their access to education and life-long learning, their
employment prospects, and their chances of social mobility. For
those who start out in life less well off, the chances that they
will, for example, complete secondary or higher education, own their
own home, avoid poverty or have a high standard of health are significantly
lower than for those who start life out better off.
2. Discrimination based on social origin increases the persistence
of poverty and social exclusion. As such, discrimination based on
social origin deprives persons from their “capabilities”, which
according to Amartya Sen suggests lack of true development. In fair
and socially mobile societies, where social origin is not a basis of
discrimination, the potential of all people – including those from
less advantaged backgrounds – is realised. Opportunities are not
constrained by social origin. Therefore, both from a human rights
perspective as well as from a development perspective it is of utmost
importance to tackle discrimination based on social origin.
3. Furthermore, guaranteeing non-discrimination based on social
origin would ensure social cohesion and engagement. As the prospects
of being able to surpass one’s birth conditions increase, so does
social engagement. Conversely, the lack of such prospects for advancement
is linked to a drop in engagement with society, alienation and increasing
rates of self-destructive behaviour; all of which have detrimental
effects on well-being as well as on our democracies. Research moreover
finds that overcoming barriers of social origin moves positively
with “good” economic outcomes, such as employment and production,
and negatively with inequality.
4. A number of European and international conventions expressly
prohibit discrimination based on social origin.
Yet
it seems that few European States include social origin as a specific
protected ground in their antidiscrimination legislation, meaning
individual victims may be left without effective legal or policy-based remedies
against such discrimination.
5. Moreover, just as individual cases of other forms of discrimination
often mirror broader patterns of institutional or structural discrimination
in our societies, individual experiences of discrimination based
on social origins often reflect far more deep-seated, structural
problems as well. Therefore, it is crucial to tackle the problem
in a holistic framework, complementing legal remedies with policies
that tackle both individual cases and the systems and structures
that produce such discrimination.
6. Recent studies have shown that in many European countries,
today’s younger generations may have fewer opportunities for upward
social mobility than their parents. Overall economic growth, which
could contribute to upward absolute social mobility across societies
as a whole, has slowed, affecting in particular people with low
incomes and in the middle classes.
Widening
inequalities such as unequal access to childcare, education, housing
and health, together with the intergenerational transmission of
poverty – all of which may be linked to greater or lesser degrees
to discrimination based on social origins – raise serious human
rights issues in themselves. Coupled with phenomena such as diminishing
access to public services and increasing (or increasingly visible)
nepotism and corruption, they also tend to generate pessimism and
to undermine citizens’ confidence in the capacity of today’s democratic
societies to be fair.
7. As pointed out in Parliamentary Assembly
Resolution 2339 (2020) “Upholding human rights in times of crisis and
pandemics: gender, equality and non-discrimination”, many of these
negative dynamics appear moreover to have been exacerbated by the
Covid-19 pandemic.
8. Through this report I seek first of all to raise awareness,
particularly among national legislators in Council of Europe member
States, not only of the extent and impact of discrimination based
on social origin, but of the barriers that exist to overcoming it.
I also seek to find new ways to address the realities described
above by examining them through the lens of discrimination based
on social origin.
9. The substance and impact of the very important issues at stake
is examined chapters 5 and 6 of my report. First, however, I have
explored key concepts and definitions in chapter 2, while existing
standards in international and national law are outlined in chapters
3 and 4 respectively.
2. Definitions
10. Closely interrelated notions
of social origin, social status, social mobility and social justice
are at stake in this report. It is essential to clarify from the
outset both the links and the differences between these notions. It
should also be noted that often these factors will intersect with
other potential grounds of discrimination, such as gender, marital
status, colour, national or ethnic origin, disability or age.
2.1. Social
origin
11. Many of the key international
and European human rights instruments in which social origin is
listed as a prohibited ground of discrimination were drafted in
the 1940s, 50s and 60s. Some courts have considered that the notion
of “social origin” therefore concerns only the question whether
or not a person belongs to a specific class such as the nobility,
as this was the issue at stake in the minds of the drafters of these
texts (see further below on national legislation and case law).
However, this interpretation is narrow and ignores the need to ensure,
as has been repeatedly emphasised by the European Court of Human
Rights, that human rights conventions remain living instruments.
12. In any case, the word “origin” indicates clearly that the
term relates to the background from which a person originates. Independently
of whether a class of “nobility” exists within any given society
in Europe today, it is clear that class (social) backgrounds can
vary widely and that all can have a key impact on life chances.
13. In short, social origin can be understood as referring to
the social (class) background into which a person was born and/or
that shaped their formative years. Similar terms used in national
legislation (see further below) include social affiliation and social
or class descent.
2.2. Social
status, socio-economic status and similar terms
14. In contrast, terms such as
“social status”, “socio-economic status” or “social circumstances”
can be understood to refer to a person’s current position in society.
This may or may not coincide with the social situation from which
they originate and is influenced by factors such as their household
income or wealth, the area where they live and the social circles
in which they move.
15. In this report, for consistency I have mostly used a single
term, “socio-economic status”, to refer to a person’s current position
in society.
2.3. Social
mobility
16. Social mobility refers to the
movement of individuals, families, households or other categories
of people within or between social strata in a society. In other
words, it is a change in social status relative to one’s current or
previous social position.
Most commonly
it is vertical mobility (upward or downward) that is of interest.
17. Absolute social mobility refers to changes across societies
as a whole, reflecting for example structural or occupational changes
and societal progress. It includes large-scale societal and labour-market
changes in which a large number of individuals move across classes.
18. Relative social mobility refers to the chances of individual
movement between social strata within the society in which they
live, or the probability that a child will move from their parents’
position in social strata to another category. It is closely related
to notions of social fluidity and the openness of societies.
19. Social mobility may also be intragenerational (transitions
of individuals during their lifetime) or intergenerational (transitions
across more than one generation).
20. Socially mobile societies are those in which each individual’s
potential is realised and their current economic and occupational
status cannot be attributed simply to the wealth or status of their
parents.
21. In societies where there is no social mobility, there is no
scope for a person’s socio-economic status to evolve over the course
of their lifetime. In such societies, individuals’ current socio-economic
status will coincide with their social origin. However – and this
is a crucial notion for this report – guaranteeing social mobility
is not in itself sufficient to eliminate discrimination based on
social origin. Rather, it should form part of a holistic approach
to tackle the problem.
2.4. Social
justice
22. Finally, the notion of social
mobility can be contrasted with that of social justice: while social
mobility is about some individuals or groups escaping disadvantage,
social justice is about eradicating such disadvantage altogether.
3. International
law standards
23. Discrimination based on social
origin has been expressly prohibited in international law since
the adoption of the Universal Declaration of Human Rights in 1948,
of which Article 2 provides that “Everyone is entitled to all the
rights and freedoms set forth in this Declaration, without distinction
of any kind, such as race, colour, sex, language, religion, political
or other opinion, national or social origin, property, birth or
other status.” This prohibition has been taken up in numerous international
and European human rights instruments since then.
24. Article 14 of the European Convention on Human Rights (ETS
No. 5) provides that “The enjoyment of the rights and freedoms set
forth in this Convention shall be secured without discrimination
on any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a national
minority, property, birth or other status”, and, in accordance with
the general prohibition of discrimination set out in Article 1 of
Protocol No. 12 to the Convention (ETS No. 177), the enjoyment of
any right set forth by law shall be secured without discrimination
on the same list of grounds. However, there appears to be no case
law based on the ground of social origin, and the preparatory work
on Article 14 also provides little indication of what the term is
intended to cover.
25. Similarly, Article E of the European Social Charter (Revised)
(ETS No. 163) provides that “The enjoyment of the rights set forth
in this Charter shall be secured without discrimination on any ground
such as race, colour, sex, language, religion, political or other
opinion, national extraction or social origin, health, association
with a national minority, birth or other status.” Again, discrimination
on grounds of social origin does not appear to have been examined
by the European Committee of Social Rights, whether in its conclusions
or in its examination of collective complaints.
26. Social origin is also included among the prohibited grounds
listed in Article 21(1) of the European Union Charter of Fundamental
Rights, which provides that “Any discrimination based on any ground
such as sex, race, colour, ethnic or social origin, genetic features,
language, religion or belief, political or any other opinion, membership
of a national minority, property, birth, disability, age or sexual
orientation shall be prohibited.” Here too, no case law appears
to have dealt with allegations of discrimination based on social
origin.
27. The European Convention on Nationality (ETS No. 166) does
not include this ground of discrimination, however, as it was considered
too imprecise for the purposes of that convention
–
a sign that the national authorities participating in the drafting
of that convention lacked, at the time, a clear and common understanding
of the meaning of discrimination based on social origin.
4. Legal
situation in member States
28. All member States of the Council
of Europe are bound by international human rights instruments prohibiting
discrimination based on social origin. In March 2021, I sent out
a questionnaire to national parliaments in Council of Europe member
States, via the European Centre for Parliamentary Research and Documentation
(ECPRD), in order to gather information on how discrimination based
on social origin is dealt with in domestic law.
29. The questionnaire asked whether “social origin” is expressly
listed as a prohibited ground of discrimination in the constitution
and/or anti-discrimination legislation (or other legislation) of
the country concerned, and, where this was the case, requested details,
including any definition of “social origin” provided in the legislation
itself and/or explanatory reports/preparatory work. It also asked
whether there had been any case law before the domestic courts or
equality bodies in the country concerning discrimination based on
social origin.
30. I presented a compilation of the 28 replies then received
at the meeting of the Committee on Equality and Non-Discrimination
of 18 May 2021.
Subsequently, a further
five replies were received, which I have also taken into account
in my report.
4.1. Legislation
31. The replies to my questionnaire,
from 33 national parliaments in total, showed that relatively few
States expressly prohibit discrimination based specifically on social
origin in their constitution or domestic anti-discrimination legislation
(or other relevant legislation). Amongst those that do include such
a prohibition, a wide variety of configurations exist, and there
are frequently inconsistencies between the grounds of discrimination
listed in the constitution and in legislation. Consistently with
the definitions given above, the answers to the questionnaire, examined
in more detail below, showed that where the term “social origin”
is used in domestic legislation, it is understood to refer to the
conditions or class in which a person was born, as distinct from
their social or socio-economic status later in life.
32. Starting with States where discrimination based on social
origin is expressly prohibited in either the constitution or legislation
or both, several situations were described in the replies to the
questionnaire. Some constitutions set out a list of prohibited grounds
of discrimination that expressly includes social origin (Croatia, the
Czech Republic, Hungary, Romania and the Slovak Republic), and this
ground is also reproduced in (at least some) relevant legislation
(although not always in the antidiscrimination law as such). Other
constitutions set out an open-ended list of grounds in which social
origin is not expressly mentioned, but potentially related grounds
such as origin, social affiliation, class, social descent, social
class or ancestry are mentioned in addition to the “any other grounds”
formulation (Cyprus, Finland, Georgia, Iceland and Turkey); in Cyprus, Georgia
and Turkey, at least some legislation, although again not always
the antidiscrimination law itself, also expressly prohibits discrimination
based on social origin. In Belgium, the constitution lays out a
general prohibition on discrimination without specifying any particular
grounds; here, social origin is however listed amongst prohibited
grounds in the federal anti-discrimination law. Latvia’s constitutional
provisions are similar to Belgium’s, but social origin is listed
amongst prohibited grounds in the Labour Law. Germany’s constitution prohibits
discrimination based on “origin”, a term which has been interpreted
by the Federal Constitutional Court to refer to a person’s inherited
social status and roots;
neither “social origin” nor “origin”
nor similar terms are however included in the closed list of seven
grounds covered by federal anti-discrimination legislation. Switzerland’s
constitution of 1999 prohibits discrimination based on a closed
list of grounds including “social position”. This has been interpreted
as reflecting the notion of “privileges of birth”, or a status acquired
by descent, which featured in the constitution that was previously
in force – and which may also cover a person’s current social status.
Bulgaria’s antidiscrimination law lists 19 express grounds, including
“origin”, and is open-ended, prohibiting discrimination also on
“any other grounds established by law or by an international treaty
to which the Republic of Bulgaria is a party”.
33. In the above group of States, individuals may find at least
some express support in the domestic legal system for bringing a
claim of discrimination based on social origin. Sometimes this may
apply in only a very narrow range of circumstances (for example,
if social origin is only included as an expressly prohibited ground in
the Labour Code or criminal law but not in general antidiscrimination
legislation), and sometimes only if a court (which may have to be
the constitutional court) is willing to interpret a potentially
similar express ground such as “class”, “descent” or “origin”, or
a catch-all term such as “any other ground”, as covering the notion
of social origin. The latter situation also pertains in the Netherlands,
where there is an open list of prohibited grounds in the constitution
and a closed list in national antidiscrimination law, neither of
which expressly mentions social origin or any similar characteristic.
34. In some States, the constitution lays out a general prohibition
on discrimination without specifying any particular grounds, while
national anti-discrimination legislation includes a closed list
of grounds that does not include social origin or any similar grounds
(Ireland, Norway and Sweden). In this group of countries, the only legal
option open to individuals seeking redress for discrimination based
on social origin is therefore to rely on the State’s obligations
under international law, or on the guarantee of each person’s dignity
as a human being.
35. In a third group of States, replies to the questionnaire referred
to prohibited grounds such as “social status” (Albania, Greece and
Slovenia, as well as Estonia and Lithuania (where the term “origin”
also appears in the list of grounds) and Romania (where the term
“social origin” is however used in the constitution and some legislation,
as noted above)). Others mentioned “social condition” (Albania,
Belgium (in some regional legislation), Italy and Spain) and “social
circumstances” (Portugal and Spain). While there is little discussion
of the ambit of these terms, they would appear, as observed in the
definitions chapter above, to refer to a person’s current situation
and thus to be distinct from their social origin. Belgium’s federal
equality body, Unia, has for example argued that the notion of “social
condition” should be added in federal antidiscrimination legislation, alongside
the existing term “social origin”, in order to cover, for example,
cases of discrimination in employment or housing against persons
with a criminal record, homeless people or lone parents with children.
36. Finally, it is worth noting that some constitutions (such
as those of Austria, Belgium and Turkey) include provisions to the
effect that no privileges shall be granted or distinctions made
based on class. Such a statement of principle is also clearly linked
to the prevention of discrimination based on social origin, although its
impact may be limited if it is not translated into legislation that
can be easily invoked before the courts.
4.2. Case
law as an individual remedy
37. As a general rule, remedies
for specific forms of discrimination are harder to access when the
ground of discrimination concerned is not expressly referred to
in legislation. This is because complainants have to convince the
relevant equality body or court not only that an unjustified difference
in treatment occurred in fact, but also – and first of all – that
it fell within the ambit of relevant legal provisions even though
they did not expressly cover it.
38. Unsurprisingly therefore, few examples of relevant case law
were referred to in the replies to the questionnaire, and a very
high number of replies indicated that there had been no such case
law at all. This shows that effective remedies for individuals are
rare when it comes to discrimination based on social origin. Nonetheless,
some cases are of particular interest.
39. The Czech Constitutional Court has found that “social origin…cannot
be interpreted from the perspective of the beginning of the 21st
century, namely as a question of distinguishing between noble and
non-noble individuals”. It found that calculating a municipal waste
fee per person living in a household was discriminatory based on
social origin with respect to underage children, notably from what
it referred to as socially dysfunctional families.
Conversely, calculating
a family benefit based on the (current) economic situation of a
family did not amount to discrimination based on social origin against
children from higher income families. The Court noted that “social
origin…is given once and for all from the moment of birth. However,
the sources of income in the family can change, and thus the possible
entitlement to child allowance also changes”.
These cases highlight both
the need to take a dynamic approach to the interpretation of the
term “social origin” and the important distinction to be drawn between
a person’s social origin and their current socio-economic status.
40. In contrast with the first Czech case referred to above, an
example of a restrictive interpretation of the term “social origin”
was provided by Belgium. Here, arguing that he had been discriminated
against on the grounds of both social origin and birth, a worker
contested a decision not to recruit him because he belonged to a
family that the employer considered to be dishonest. Both grounds
of discrimination were recognised at first instance but on appeal,
only the ground of birth was retained, as the court considered that
the ground of social origin referred only to a specific class such
as nobility.
41. The Hungarian reply indicated that social origin (background)
is one of the five grounds of discrimination most commonly invoked
before its national Equal Treatment Authority, but did not indicate
what meaning was attributed to the term nor how many of these cases
were successful. The reply from Romania, where the constitution
refers to social origin but the antidiscrimination law refers to
social status, stated that the latter ground was invoked in 40%
of complaints received by the National Council for Combating Discrimination between
2002 and 2020 (4 702 complaints out of 11 676), but did not indicate
what meaning was ascribed to this term.
42. Among countries where social status is an expressly protected
ground, but not social origin, Estonia’s Commissioner for Equal
Opportunities received 15 cases based on (current) social status
between January 2017 and April 2021. One case of possible discrimination
based on age, disability and social status was referred to by Lithuania.
4.3. Intersectionality
43. The reply to the questionnaire
from France focused on the notion of discrimination based on “origin”.
In the French legal system, “origin” appears to be understood as
referring to external signs which may suggest a foreign origin and
which may constitute vectors of stereotypes and racial discrimination,
an issue on which the French Human Rights Defender has found that
urgent action is required to overcome inadequacies in existing public
policy.
44. This linking of the term “origin” with a person’s real or
perceived foreign origin contrasts with the approach taken in Germany,
where the meaning of “inherited social status and roots” (close
to or synonymous with “social origin”) has been attached to this
term, as described above. The French reply nonetheless highlights
how important it is to understand the intersectionality of social
origin with other possible discrimination grounds, such as ethnic
origin or migration background.
45. Indeed, there may often be an overlap between a person’s (real
or perceived) foreign origin, their social origin and their current
social status. Research has shown that in the United Kingdom, international
and domestic migrants tend to have different trajectories of social
mobility, with domestic migrants, often from more privileged backgrounds,
often achieving success more easily, while international migrants
tend to experience low upward and high downward mobility.
At the same
time, it is crucial not to conflate social origin with other discrimination
grounds. During the hearing held at the meeting of the Committee
on Equality and Non-Discrimination on 30 November 2021, Professor
Sam Friedman, Professor of Sociology at the London School of Economics,
noted that people often conflate ethnic origin with social origin,
assuming that having a migration background is always synonymous
with having a disadvantaged social background. Yet different ethnic
groups may be in very different situations. Indian and Chinese British
communities are on average from more privileged backgrounds than
the white population, while the Bangladeshi and Pakistani British
populations are much more disadvantaged in terms of social origin.
These effects can only be seen when the specific elements are properly
measured. Again, this shows the importance of understanding and
measuring social origin as a distinct protected characteristic.
46. Whether or not they expressly refer to social origin, many
of the antidiscrimination laws cited in the replies to my questionnaire
(also) prohibit discrimination based on grounds that may be closely
related to social origin, such as birth or ancestry. Some include
grounds such as wealth or property, which may be acquired during
a person’s life (and therefore more closely linked to current socio-economic
status) or inherited (and therefore more closely linked to social
origin). Perhaps these grounds may provide useful proxies for social origin
where discrimination on this ground is not expressly prohibited
by the constitution or by law (see also below on parental occupation).
47. As I will discuss in the next section, however, it is equally
crucial not to conflate a person’s current wealth, property, housing
situation, level of education and other aspects of their socio-economic
status with their social origin. Regardless of a person’s current
situation, their class background (and indicators of it such as
accent, presentation and long-standing social networks) may continue
to mark them out from their current socio-economic peers and form
the basis of unjustified differential treatment (favourable or unfavourable)
throughout a person’s life.
5. The
class ceiling and floor
5.1. Different
forms of discrimination based on social origin
48. At our hearing on 30 November
2021, Professor Friedman explained the key findings of his research
into what he and his co-researcher Daniel Laurison have called the
“class ceiling”.
Their findings, based on data collected
from over 100 000 people in Britain’s Labour Force Survey (conducted
by the Office for National Statistics), are highly instructive for
this report. They show clearly that, even though it is not always
visible in everyday life in the same way as other, better-known
axes of inequality, a person’s social origin tends to cast what
Professor Friedman vividly described as a long shadow over their
life chances.
49. Discrimination based on social origin may be direct or hidden
(explicit or implicit). The very limited examples of case law discussed
in section 4 above provide examples where poverty or the inherited
level of social trust of a family have been perceived by the plaintiffs
as direct discrimination.
50. Academic research also identifies a “direct effect of social
origin” on social mobility. This is defined as direct effects of
social origin that are not mediated through education, and as factors
that can lead to class ceilings and floors.
Class
floors occur where individuals from more advantaged socio-economic
backgrounds are protected from downward social mobility, whereas
class ceilings occur when the upward social mobility of individuals
from less advantaged socio-economic backgrounds is hindered.
51. The hidden forms of discrimination based on social origin,
on the other hand, tend to arise through ingrained psychological
processes that affect our perceptions of ourselves and of others.
Regarding perceptions of others, classism exists: stereotyping based
on social origin and social status is entrenched in the minds of
many and determines how people are judged and treated by others
. As regards
self-perception, research has found that growing up and living under
different socio-economic and material circumstances has an impact
on people’s thoughts, feelings and behaviour, and that these differences
in attitudes can act as a barrier to overcoming socio-economic disadvantage.
Persons from more materially constrained
backgrounds have to develop skills to cope with adversity and may
tend to build the perception that they face threats which must be
dealt with defensively, whereas those who do not face such material
constraints worry less about making ends meet and can focus on self-exploration
and risk-taking, given that challenges they meet can be faced with
their existing material means.
More
importantly still, as discussed further below, educational institutions
and the labour market reinforce discrimination based on social origins
by measuring merit and success according to characteristics associated
with pre-existing socio-economic advantage.
5.2. The
long shadow cast by social origin: not just getting in but getting
on
52. As Professor Friedman pointed
out, a common focus when studying social mobility is the question
of access to professions requiring higher levels of education. In
the UK, only 10% of those from working class backgrounds (namely
whose parents do or did routine and manual jobs) go on to such professions.
He cited quite staggering figures illustrating the advantages experienced
by those who follow directly in their parents’ footsteps: in the
United Kingdom, a person who has parent who is a lawyer is 17 times
more likely to become a lawyer, while a person who has parent who
is a doctor is 24 times more likely than others to become a doctor.
53. While it is already well understood that access to “higher”
professions is an important vector of social mobility, the “class
ceiling” research provides a crucial demonstration that access to
such professions is not sufficient in itself: the influence of one’s
social or class origins does not disappear when one enters the workforce.
On the contrary, it continues to have an impact throughout one’s
life. Thus, in contemporary Britain, people from working class backgrounds
who succeed in entering high-level occupations earn on average 17% less
than colleagues whose parents hold or held middle-class, professional
and managerial jobs, and similar class pay gaps have been detected
in countries such as France, Italy, Norway and Sweden. Even after
making adjustments to account for a range of measures of merit or
human capital (such as differences in educational attainment), half
of the class pay gap remains. The gap is wider still for most Black
and minority ethnic professionals with working-class backgrounds
and for women from these backgrounds, raising important issues of
intersectionality. Women moreover tend to hide their working-class
background, due to stigmatising tropes about working-class women,
whereas there are far more romanticised stereotypes about men’s
upward mobility. All of these findings show why, as Professor Friedman
expressed it, “the focus needs to shift from getting in to getting
on”.
54. Professor Friedman pointed to three main drivers of the class
pay gap. The first of these is parental wealth (“the bank of mum
and dad”), which provides crucial insulation from uncertainty, making
it possible for those with wealthier parents to take more career
risks, carry out unpaid internships, and face the cost of living in
expensive cities where opportunities tend to be clustered. This
is an example of the class floor referred to above.
55. A second driver of the class pay gap is the culture of informal
sponsorship, whereby senior individuals take under their wing younger
staff who resemble them and informally fast-track their career.
Professor Friedman noted that often such relationships are sparked
by a sense of cultural affinity – shared humour, taste, interests,
recreations, ways of speaking or educational backgrounds – in other
words, shared traits or pastimes that tend to be closely linked
to social origin.
Such dynamics can be accentuated
by differences in ability to access and operate within social networks,
having tacit knowledge of how they function and pre-existing links that
can easily stretch into nepotism. The role of parents who are in
a position to provide advice, assistance and connexions may again
be critical here.
56. As the third and most important driver of the class pay gap,
Professor Friedman pointed to the misrecognition of merit, or the
way in which arbitrary behavioural codes relating to accent, dress,
taste, self-presentation or style – and often reflecting the historical
legacy of a privileged white male majority – govern who is seen
to fit in and whom it would be appropriate to promote in many professional
organisations and occupations.
57. In addition to above key drivers of discrimination based on
social origin, I wish to underline the potentially aggravating impact
of the use of artificial intelligence. To cite just one well-known
example, when the grades of pupils in United Kingdom schools were
adjusted through an automated standardisation process in June 2020 following
the interruption of the school year due to the Covid-19 pandemic,
pupils from disadvantaged backgrounds were disproportionately affected
by downgrading of their results, and the attainment gap between pupils
receiving free school meals and those not receiving them widened
considerably.
In its
Resolution 2343 (2020) “Preventing discrimination caused by the use
of artificial intelligence”, the Assembly highlighted that algorithms
optimised for efficiency, profitability or other objectives, without
taking due account of the need to guarantee equality and non-discrimination,
may cause direct or indirect discrimination on a wide variety of grounds,
including social origin. The causes of this phenomenon are multiple
and are analysed in depth in the report of our colleague Christophe Lacroix
(Belgium, SOC) on this subject.
A wide range of measures that States
and other relevant entities need to take to prevent discriminatory
outcomes arising from the use of artificial intelligence are set
out in detail in the above-mentioned resolution, and I will therefore
not repeat them here.
58. In order to overcome the obstacles created by discrimination
based on social origin, all of these key issues need to be addressed
– including from an intersectional perspective – through strong
policy instruments designed to guarantee an equal footing to all,
when it comes to both getting in and getting on.
5.3. Socio-economic
status as a distinct but related ground of discrimination
59. I have already highlighted
the important differences between social origin and (current) socio-economic status,
and the fact that distinct forms of discrimination can arise on
the basis of these grounds. Nonetheless, as we have seen, the two
grounds may be closely related. While the focus of this report is
the ground of discrimination that is recognised in international
instruments, namely social origin, a person’s socio-economic status
can also affect their overall life chances, and at least some of
the remedies may be similar in both cases. I therefore consider
it important also to examine discrimination based on socio-economic
status, at least briefly, in my report.
60. As the European Network of Equality Bodies (Equinet) has emphasised,
discrimination and poverty are two sides of the same coin. Discrimination
is a cause of poverty and social exclusion, while at the same time, poverty
and social exclusion can themselves be a ground of discrimination.
Poverty and social exclusion thus increase the risk of experiencing
discrimination – yet due to stigma, shame, social exclusion and
abuse, victims of discrimination on the grounds of their socio-economic
status are much less likely to report it and thus to access their
rights. Moreover, discrimination on the grounds of socio-economic
status is often overlooked (and under-reported by victims) in multiple
discrimination cases.
61. Equinet is currently carrying out extensive research into
socio-economic status as a discrimination ground and we had the
opportunity to hear from their policy officer, Ms Milla Vidina,
at our hearing of 30 November 2021 about Equinet’s preliminary findings.
These point to a broad consensus that such a ground should be expressly
recognised in antidiscrimination legislation, in particular because
a person’s socio-economic status can change over their lifetime,
and everyone may therefore be susceptible to socio-economic exclusion.
The lack of justiciability of social rights makes it all the more
crucial to strengthen equality and non-discrimination law, which
have a high degree of enforceability. Discrimination based on perceived
socio-economic status also needs to be covered. Equinet’s preliminary
findings show less clarity about what term should be used in antidiscrimination
legislation to cover these forms of discrimination, especially as
no adequate, single proxy has so far been identified. It is also
not clear at this stage whether including a proliferation of related
grounds (such as wealth, property or financial status), as is already
the case in some countries, actually helps to tackle such discrimination
better. Whatever the term used in national legislation, however,
its definition should allow all necessary situations to be covered,
bearing in mind the social reality in the country concerned.
62. As with all grounds covered by antidiscrimination legislation,
the ground of socio-economic discrimination needs to be properly
enforced and included in the competencies of equality bodies. The
latter must have sufficient funding and resources to give effect
to this competence, notably in order to collect data on this ground
and to use situational testing.
63. In the field of discrimination based on socio-economic status,
it can be difficult to design effective positive measures targeting
individuals, as the structural socio-economic reasons behind individuals’
situations also need to be addressed. Two promising aspects to explore
are however making the public sector subject to equality duties
in this area, along the lines set out in the United Kingdom’s Equality
Act, while in parallel, mainstreaming antidiscrimination measures
in all legislation.
64. Awareness raising is crucial in order to overcome the shame
and guilt that often prevent people from complaining about socio-economic
discrimination. It needs to be approached with sensitivity, however,
as people often feel stigmatised and excluded in a culture where
merit is defined in ways that privilege those with pre-existing
means. To help civil servants working in this field to recognise
and better tackle this form of discrimination, many equality bodies
run training courses which incorporate socio-economic status either explicitly
or as part of intersectional approaches.
6. Breaking
the class ceiling
6.1. Legislative
and institutional steps
65. Social origin needs to be included
as a specific protected characteristic in antidiscrimination legislation. The
responses to my questionnaire also showed the need for this: as
we saw above, there is little case law on this type of discrimination
in most countries, but where it is not specified as an express prohibited
ground in legislation, the obstacles to having it recognised in
individual cases are even higher.
66. Second, a wider conversation needs to be started about talent
and merit and their meaning in specific occupations. This ties into
interview practices and combating the problem of misrecognition
of merit. Bywords like “polish” or “gravitas”, which incorporate
quite arbitrary elements of self-presentation, remain very important for
identifying who appears to “fit”, and who therefore gets a job.
Organisations and occupations need to think carefully about what
is actually needed to do a job well, and compare it with what is
being valued on the ground. There also needs to be public debate
on how merit is understood and identified at the level of society.
67. Equality bodies should be entrusted with the task of public
governance of this issue, and the necessary resources should be
allocated to them to do this.
6.2. Targeted
policies
68. When it comes to careers and
the workplace, Professor Friedman underlined at our hearing several
axes that can be explored in order to break the class ceiling. First,
the social or class origins of public and private sector workers
must be accurately captured, including through an intersectional
lens (notably as concerns gender and characteristics related to
ethnic origin). The toolkit recently put together by the United
Kingdom’s Social Mobility Commission for organisations that wish
to measure social origin proposes a number of questions that enable
relevant data to be collected.
He also emphasised that,
for transparency reasons, companies should be required to publish
their class pay gap data, just as they are required to publish gender pay
gap data in some countries.
69. Parental occupation has been identified as the best single
proxy for social origin.
However,
it is also important to note that class structures are dynamic and
evolve with structural changes in the economy. The changing nature
of industrial production, deindustrialisation and digital transformation
and industry 4.0 dynamics are all factors that could alter occupational
structures in society, while rent-seeking, corruption and cronyism
could alter the distribution of financial means. Socio-economic
classifications and class clusters may therefore also evolve, meaning
data collection, policy analysis and legislation would need to evolve
in parallel.
70. Furthermore, as we have seen, social classes extend beyond
financial circumstances to networks (not just “know-how” but “know-who”
frameworks). Nepotism and corruption cause poverty and inequality.
Policy interventions should therefore also aim to ensure that everyone
can participate in networks on an equal footing.
71. Professor Friedman underlined the need for informal recruitment,
assessment and promotion procedures to be formalised and made transparent.
In parallel, positive action mechanisms such as graduate education
schemes that act as a fast-track into civil service careers can
be actively tilted towards people from working-class backgrounds,
as is the case in the United Kingdom’s Civil Service Fast Stream
programme.
He also emphasised
the need to ban unpaid and unadvertised internships, which are inaccessible
to persons without pre-existing networks and family financial support.
72. As regards education, while it plays a critical role in the
class (im)mobility of the individual, it has been found that as
long as the association between individuals’ class origin and their
level of educational attainment remains strong, education will play
a weaker role in promoting social mobility at the societal level.
Therefore, policies
should aim to publicly provide free, equitable and quality education
to all, regardless of social origin and throughout a person’s lifecycle.
Equity in accessing the same quality of education should be guaranteed from
early childhood education and care to secondary and higher education
and through lifelong education. This policy would also be in line
with the European Social Charter.
73. One policy implication of the direct effect of social origin
is that education alone cannot mediate the link between social origin
and social destination in an individual’s lifecycle. The existence
of class floors suggests a form of “opportunity hoarding”, where
families in higher socio-economic groups seek means, both during
their offspring’s education as well as when they are in the active
labour market, to safeguard their offspring’s labour market opportunities
and their destination social status. The policy implication is that
public provision of equal opportunities across all social origin
groups is critical. Opportunities and social status destination
prospects should be safeguarded as a public service through social
safety nets, rather than through private means that are pre-determined
by social origin.
74. When it comes to assessing merit, it is expected that in a
merit-based system, job interviews are based on an evaluation of
the candidate’s experiences, ideas and conduct, and evaluations
of workers on the quality of the content of the task performed.
However, studies across the globe find that judgments are based
on the evaluator’s perception of the social status of the person
whose performance should be evaluated. Brief speech patterns, accent
and pronunciation cues and the choice of even a few words used allow
the evaluator to identify the social class of the speaker with significant
accuracy.
To overcome bias in hiring and promotion
decisions that are influenced by the ingrained psychological processes
that shape our early perceptions of others via an unconscious evaluation
of accents, word choices or speech patterns, researchers in the
United Kingdom have run the “Accent Bias in Britain” project.
Accent bias affects not only labour
market outcomes, but it could also lead to biases in accessing basic
services such as education and housing, among others. The "Accent
Bias in Britain" project has tested tools, training and other policies
that could be used to combat this bias. Among five specific tools
they tested, regarding their effectiveness in reducing accent bias
for example, they found that raising awareness through some form
of unconscious bias training modules has been the most effective.
75. Finally, as our colleague Petra Stienen (Netherlands, ALDE)
has pointed out, upward social mobility can involve hidden injuries
and emotional experiences, sometimes referred to as “the pain of
social rising”. Professor Friedman agreed that such trajectories
can often leave people feeling culturally homeless and dislocated
from both their origin and their destination, and that understanding
the lived experience of people in this social group is vital. This
is why distinct types of support networks are needed for people
who have had such a trajectory. In the United Kingdom, the civil
service has created social mobility networks in order to respond
to this need.
6.3. Social
mobility as a solution
76. The overriding preoccupation
at the heart of my report is that the circumstances of a person’s
birth should not determine their future. It goes without saying
that structural inequalities play a strong role in individual experiences
of discrimination in this field; providing remedies to individuals
through effective antidiscrimination legislation and targeted policies,
as examined in the previous chapters of this report, is clearly
essential, but structural answers that promote social mobility are
equally strongly needed.
77. In fair societies, the potential of all people, including
those from less advantaged backgrounds, is realised. This requires
a high level of social fluidity, so that people are able to compete
on an equal footing based on their talents, abilities, skills and
expertise, and opportunities are not constrained by social origin. Individuals
should also be able to rise to the highest ranks, irrespective of
their social background.
78. Issues of social mobility are of concern not only because
they affect the right of each individual to develop their full potential
and feel secure and hopeful about the future, but also because the
lack of diversity at high levels of decision making itself acts
as a barrier to achieving social justice more broadly: it contributes to
perpetuating the advantages of those groups that are represented
at the decision-making table, while failing to address the disadvantages
experienced by those who are not. As the Assembly recognised in
its
Resolution 2339 (2020) “Upholding human rights in times of crisis and pandemic:
gender, equality and non-discrimination”, the Covid-19 pandemic
has acted as a strong reminder of how important it is to ensure
that all voices and perspectives are heard, including in times of
crisis, in order to avoid perpetuating or exacerbating disadvantage and
to promote fairness and equality in our societies.
79. Below I have outlined some obstacles to social mobility that
may contribute to the persistence of discrimination based on social
origin.
80. It is worth noting from the outset that levels of social mobility
vary quite widely across Council of Europe member States. Although
social mobility has decreased over the past decades in a number
of States, it has increased in others. The rates of change moreover
differ for women and men.
81. In the past, upward social mobility has tended to be understood
in absolute terms, with societies as a whole experiencing such upward
mobility through economic growth. An image often used to describe
such absolute social mobility is that of a rising tide, pushing
boats up with it as it rises.However,
as overall economic growth in Europe has slowed in more recent decades,
there has been a greater focus on relative (individual) social mobility,
coupled with concerns that younger generations will have fewer opportunities
than their parents to change their social status. This makes it
especially important to be aware of how both advantage and disadvantage
are transmitted in Europe, and how to overcome these trends.
82. A study has identified eight factors that may serve as particular
obstacles to social mobility, namely: widening income inequalities;
diminished access to public services, including childcare, education
and health; persistent inequalities in education; intergenerational
transmission of poverty; gender inequalities; insufficient integration
of immigrants; nepotism and corruption; and growing regional disparities.
83. Income and social inequalities also affect who has access
to resources that may help people to improve their life chances.
Unequal access to resources hinders social mobility, and thus addressing
these issues, including through the alleviation or reduction of
poverty, may form an essential element in breaking the link between
social origin and prospects.
84. Even in States where levels of social mobility are highest,
it has been shown that social background can play a defining role
throughout people’s lives – starting even before children are born,
with advantage or disadvantage being transmitted between generations
through a combination of elements ranging from parents’ parenting
skills and social capital to children’s access to quality education,
their educational attainment and the development of “soft” social
skills.
85. Precarious employment appears to be another crucial factor.
Low-wage, low-mobility jobs may be becoming increasingly pervasive
across all ages, demographics and educational backgrounds, but the phenomenon
disproportionately affects groups that also experience structural
inequalities – notably women and members of racial and ethnic minority
groups, and possibly those facing socio-economic disadvantage.
86. In addition, while lower-wage, more precarious workers may
change jobs often, they frequently remain confined to lower-paying
work, with limited progression, if any, in their careers.
This
leaves them little opportunity for improving their own social status
during their lifetimes.
87. At the same time, radical changes in the labour market itself
heighten the problems for many of these workers. Reskilling the
workforce, and especially lower-paid workers, will become increasingly
important as technological innovations create new tasks and occupations,
while demand for the existing skills of today’s lower-paid workers
diminishes.
Measures
are therefore needed to tackle discrimination based on social origins
against the background of the advent of industry 4.0
and the increasing use
of robotics and artificial intelligence in workplaces and industry.
88. Finally, residential segregation and access to affordable
housing may also have important implications for public policy in
this field.
As our colleague Momodou Malcolm Jallow
(Sweden, UEL) pointed out during our hearing of 30 November 2021,
the commodification of the housing market has made access to housing increasingly
dependent on socio-economic status and (at very least for children)
social origin. Yet Article 31 of the European Social Charter requires
States to take the necessary measures to ensure that people have access
to housing, to ensure social housing, to eliminate unlawful evictions
and to eliminate homelessness.
89. I explored many of the above issues – and the measures that
States should take to tackle them – in my report “Socio-economic
inequalities in Europe: time to restore social trust by strengthening
social rights”, which formed the basis of the Assembly’s
Recommendation 2210 (2021) and
Resolution
2393 (2021). Our colleague Andrej Hunko (Germany, UEL) also looked
at the particular impact of the ongoing pandemic on socio-economic inequalities
in his report that led to the adoption by the Assembly of its
Recommendation 2205 (2021) and
Resolution 2384
(2021) “Overcoming the socio-economic crisis sparked by the
Covid-19 pandemic”.
90. For the purposes of the present report, l wish to underline
how crucial it is to grasp that discrimination based on social origin,
like discrimination based on socio-economic status, cannot be tackled
effectively solely by adopting legislation that prohibits it and
provides remedies to individual victims. While this aspect is essential –
yet as we have seen, lacking in many member States at present –
it must exist in tandem with holistic measures designed to promote
social mobility and social justice, creating societies that are
fairer for all and that do not simply keep reproducing these forms
of discrimination.
7. Conclusions
91. This report originated from
the observation that few European States include social origin as
a protected ground in their antidiscrimination legislation, despite
the fact that they have obligations to do so under international
law, and few measure it sufficiently to benefit from reliable data
in this field. Instead, real or supposed foreign or ethnic origins
or religious beliefs are often cited as factors influencing people’s
access to social rights such as education, housing or employment
or their experience of the criminal justice system, while the specific
impact of their social origin or socio-economic (dis)advantage is
far less often studied.
92. With this report, and the draft resolution attached, I have
endeavoured to raise awareness of these issues and to show ways
forward in tackling them. I have also sought to identify existing
and effective legal and policy measures, as well as innovative approaches
in this field, that could be adopted more broadly by legislators
and policy makers.
93. My report confirms that concerns about social origin are largely
absent from legislation and especially from case law in member States.
It also reveals that remedies are rare, and rarely used where they
exist. But it has also led to other key findings that must be used
to shape public policy in this field.
94. First of all, social origin and socio-economic status must
not be conflated. The notion of social origin concerns how a person’s
upbringing, origins, and starting point in life can cast a shadow
or leave markers that can disadvantage them throughout their lifetime,
in various spheres of life and regardless of whether their socio-economic
status has changed over the course of their lifetime. Socio-economic
status – which reflects a person’s current situation – can also
be a ground of discrimination, and must also be dealt with effectively
in antidiscrimination legislation and public policy. But it is not
sufficient to cover only this ground in antidiscrimination legislation
and measures, because it will not cover the lifelong effects experienced
by individuals due to their social origin.
95. Second, when public policy fails to take due account of discrimination
based on social origin, it cannot provide effective responses. Instead,
it serves to perpetuate the system that produces such discrimination.
96. Despite the lack of legislation and relevant case law, extensive
academic research has been carried out in this field, and numerous
lines of action have already been identified that can help to break
down barriers faced by individuals based on their social origin.
97. In addition to strengthening antidiscrimination laws and providing
adequate training and resources to equality bodies, simple but very
concrete measures such as improving data collection, breaking down discriminatory
informal procedures, promoting support networks that are not based
on pre-existing family or social connections, and re-examining hidden
assumptions about what makes an individual fit into a given environment
are all ways forward to creating fairer societies, in which each
person is able to realise their full potential, regardless of their
background.
98. More broadly still, accompanying these steps by wide-ranging
measures to promote social mobility and overcome socio-economic
inequalities, in ways already identified in the Assembly’s previous
work, will help both to reduce gaps in our societies and ensure
that a starting point of disadvantage does not translate into a lifelong
condemnation to inequality.
99. We need to recognise and tackle discrimination based on social
origin effectively, through both law and policy. I hope that the
draft resolution attached to this report will provide a strong source
of inspiration to States in order to achieve this aim.