1. Introduction
1. The authors of the motion underlying
this report were “concerned about the growing number of national, regional
and local politicians prosecuted for statements made in the exercise
of their mandate, in particular in Spain and Turkey.” They recalled
Resolution 1900 (2012) “Definition of political prisoners” and
Resolution 1950 (2013) “Keeping political and criminal responsibility separate”.
The motion also refers to the view of the European Commission for
Democracy through Law (Venice Commission) that “the primary purpose
of parliamentary immunity lies in the fundamental protection of
the parliamentary institution and in the equally fundamental guarantee
of the independence of elected representatives, which is necessary
for them to exercise their democratic functions effectively without
fear of interference from the executive or judiciary.” According
to the Venice Commission, parliamentarians’ freedom of speech must
be a wide one and should be protected also when they speak outside
parliament. “This applies also, and especially, to parliamentarians
who belong to the opposition and whose ideas differ strongly from
those of the majority.”
At
the same time, the motion insists that “hate speech and calls for
violence cannot be tolerated, also from politicians.” The stated purpose
of the motion is for the Assembly “to examine, from a legal and
human rights perspective, the situation of politicians imprisoned
for exercising their freedom of speech, in light of the principles
upheld by the Council of Europe and, in particular, of the European
Convention on Human Rights.” This report deals exclusively with the
specific issues raised by this motion and
not with
more general legal or political issues such as the conditions under
which secession is or should be possible.
2. In the introductory memorandum (AS/Jur (2019) 35 of 1 October
2019), I presented the Council of Europe’s acquis as
regards politicians’ freedom of speech and the limits that it can
legally be subjected to and I referred to some concrete cases of
politicians in Spain and Turkey, the two countries in Europe where
the highest number of elected politicians are prosecuted and imprisoned.
I indicated that I would be open to refer in my final report also
to examples from other States, but no concrete cases from other
countries were submitted to me. The Russian case of Alexey Navalny
is covered by a separate report prepared by Mr Jacques Maire.
3. In this report, I will first briefly sum up the Parliamentary
Assembly’s and other Council of Europe bodies’ earlier work in this
field and present relevant case law of the European Court of Human
Rights. Then I will present a few examples of cases where politicians
are allegedly being prosecuted or were even convicted for political
statements covered by their freedom of speech. As in previous reports
commenting on individual cases, by way of example, this report is
not intended in any way to interfere with the independence of the national
courts or the European Court of Human Rights which may be required
to adjudicate the one or other case in future.
2. The Council of Europe’s acquis on
freedom of speech of politicians
2.1. Parliamentary Assembly
4. Two earlier texts of the Assembly
are especially relevant to the issue at hand:
Resolution 1900 (2012) “The definition of political prisoner”;
and
Resolution 1950 (2013) “Keeping political and criminal responsibility separate”.
5. Resolution 1900 (2012) has reconfirmed, in non-country specific terms, the
definition of political prisoner developed by the independent experts
tasked by the Secretary General of the Council of Europe with assessing
the status of alleged political prisoners in Armenia and Azerbaijan,
at the time of their accession to the Council of Europe. The criteria
by which the independent experts assessed and resolved well over 700 cases
had been agreed by all relevant Council of Europe bodies, including
the Committee of Ministers.
Resolution 1900 (2012), which simply reconfirmed these criteria in the context
of an ongoing inquiry into cases of alleged political prisoners
in Azerbaijan, has since become the “gold standard” used by numerous non-governmental
organisations for assessing the political nature of the prosecution
of politicians, civil society activists and journalists in many
countries, even beyond the Council of Europe’s geographical remit.
6. The definition of political prisoner is summed up in paragraph
3 of
Resolution 1900
(2012). The most relevant criteria for politicians detained
for political statements are the following:
- “if the detention has been imposed in violation of […]
freedom of expression and information, freedom of assembly and association”;
[…]
- if, for political motives, the length of the detention
or its conditions are clearly out of proportion to the offense the
person has been found guilty of or is suspected of; or [….]
- if the detention is the result of proceedings which were
clearly unfair and this appears to be connected with political motives
of the authorities.”
7. The explanatory memorandum of Christoph Strässer’s report
stresses that persons prosecuted or convicted for “purely political
offences” are often, though not always, “political prisoners”. The
test is whether the detention would be regarded as lawful under
Article 5 (1) of the European Convention on Human Rights (ETS No.
5, “the Convention”) as interpreted by the European Court of Human
Rights (“the Court”). “Purely political offences” are offences which
only affect the political organisation of the State, including attempts
to change the State’s territorial makeup or its constitutional order
or simply the “defamation” of its authorities. As a rule, “political”
speech, even very critical of the State and the powers in place,
is protected by Article 10 – there is no “pressing social need”
in a “democratic society”, in the terms of Article 10, to suppress
such speech.
8. But there are cases in which political speech exceeds the
limits set by the Convention, for example when it incites violence,
racism or xenophobia. A key question is whether the prohibition
of calls for peaceful, non-violent, but otherwise “radical” constitutional
change is “necessary in a democratic society”. It should also be noted
that in the rare cases where the Court has found the repression
of such speech acceptable under the Convention, the penalties handed
down by the national courts were largely symbolic and did mostly
not involve deprivation of liberty. Criminal sanctions for political
speech that is not protected by Article 10 can still be a violation
of the Convention when the punishment meted out is disproportionate,
discriminatory or the result of an unfair trial. The analysis of
the Court’s case law on these issues (below) is therefore of paramount importance.
2.1.2. Resolution
1950 (2013) “Keeping political and criminal responsibility separate”
9. In its
Resolution 1950 (2013), the Assembly urged “governing majorities in member
States to refrain from abusing the criminal justice system for the
persecution of political opponents.” The resolution was based on
a report by our colleague Pieter Omtzigt establishing guiding principles
designed to protect politicians from being held to account for their
political activities in the criminal courts. Instead, politicians
shall be held to account by their voters. At the same time, politicians
should not enjoy impunity for crimes committed outside the political sphere
or by abusing their elected office. The “guiding principles” proposed
in this report are intended to help distinguish the one from the
other. The legal expert
at the hearing
on this issue before the committee drew a parallel with sports.
A football player is subject to sanctions under the rules of the
game in case of foul play and thus escapes ordinary criminal responsibility
for causing bodily harm. His opponent will be compensated with a
free kick, or even a penalty, but the perpetrator of the foul will
not be prosecuted criminally – unless he committed such an outrageous
attack on the opposing player that the presumed waiver of criminal responsibility
applicable to “normal” fouls does not apply. Similarly, a politician
(or his or her “team” (party) will lose votes at the next elections
if he or she makes a political mistake, even one that looks particularly
bad. But criminal responsibility should come into play only if and
when the politician’s acts, omissions or statements fall clearly
outside the perimeter of normal political activities.
10. Whilst
Resolution
1950 (2013) dealt specifically with politicians’ acts or omissions
(for example not preventing the banking crisis in Iceland, or a
Ukrainian Prime Minister signing an allegedly disadvantageous gas
treaty with Russia), the guiding principles developed in this report
should also apply to political statements made by politicians or
during peaceful assemblies in which they participate, as part of
their job as elected representatives of the people.
2.1.3. Resolution
2127 (2016) “Parliamentary immunity: challenges to the scope of
the privileges and immunities enjoyed by members of the Parliamentary
Assembly”
11. In its
Resolution 2127 (2016), the Assembly laid down a number of general principles
for parliamentary immunity. Most importantly, for the purposes of
this report, it stressed that:
“immunity
is a fundamental democratic safeguard born of the need to preserve
the integrity and independence of parliaments […]. Parliamentary
immunity protects the free exercise of the parliamentary mandate
[…] account must be taken of the crucial need to preserve the rights
and integrity of members of the political minority […]; freedom
of speech is an intrinsic part of parliamentary work and elected
politicians must be able to debate, without fear, many different
issues of public interest, including controversial or divisive subjects
or matters relating to the operation of the executive or the judiciary; however,
remarks and statements inciting hatred, violence or the destruction
of democratic rights and freedoms can be excluded from the scope
of non-liability”.
12. In its
Resolution
2376 (2021) adopted after the urgent debate on the functioning of
democratic institutions in Turkey during the April 2021 part-session,
the Assembly expressed its concern
“that
opposition parliamentarians seem to be subject to a possible stripping
of immunity on a routine basis for their statements or publications.
The Assembly notes with great concern that one third of the parliamentarians,
including the leaders of the two main opposition parties in parliament,
are subject to such procedures. This is highly problematic and creates
prejudice to ensuring the sound functioning of a parliament. In
addition, it has a chilling effect discouraging dynamic debate,
which is essential for a properly functioning democracy. The Assembly
therefore urges the Turkish authorities to put an end to the judicial
harassment of parliamentarians and refrain from submitting numerous
summaries of proceedings seeking the undue lifting of their immunity
which gravely impedes the exercise of their political mandate. […]
The Assembly cannot but reiterate its concerns about restrictions
to freedom of expression, which impedes the exercise of political
mandates. It regrets that no progress was made regarding the interpretation
of the anti-terrorism legislation which is not in line with the
case-law of the European Court of Human Rights. As a result, a high
number of convictions are pronounced based on a too wide interpretation
of this legislation or of controversial provisions of the Criminal
Code. The Assembly urges the Turkish authorities to address the
“pervasive problems regarding [the] independence and impartiality”
of the judiciary system noted by the Committee of Ministers in March 2021
– and prevent politically motivated rulings that contradict Council
of Europe standards.” (paragraphs 13 and 14)
13. The Assembly has thus taken a firm stand on freedom of speech
of parliamentarians, for the sake of the functioning of democracy.
2.2. European Commission for Democracy
through Law (Venice Commission)
14. In December 1999, the Venice
Commission adopted a report on “Self-Determination and Secession
in Constitutional Law”
.
As explained above, the issue of self-determination, territorial
integrity and the right of secession does
not fall
within my rapporteur mandate. The Venice Commission’s views are
nevertheless of interest for this report. Its comparative analysis
shows that numerous member States outlaw secession and have constitutional
provisions which clearly render any activities aimed at secession
or independence unconstitutional. This report also lists many examples
of countries basing restrictions of fundamental rights on the need
to protect their territorial integrity. Political parties which,
by their aims, militate against territorial integrity (in the Republic
of Moldova, Romania, the Russian Federation, Georgia, Ukraine, Portugal,
Bulgaria, Croatia, Greece, Slovakia, Turkey) are denied freedom
of association. Threats to territorial integrity may also prompt
emergency measures that restrict certain freedoms (Croatia, France;
and Lithuania, where the threat must be of external origin).
15. In the Turkish constitution, the first ground for restrictions
to fundamental rights mentioned in the general constitutional provision
dealing with such restrictions is that of safeguarding the “indivisible
integrity of the State with its territory and nation.” The constitution
itself provides that infringements of this prohibition are punishable by
law. Political parties are forbidden to proclaim themselves in favour
of the self-determination of the Kurdish people and even of a federal
system. The unitary form of the State is thus not open to challenge
by political parties. As the Venice Commission points out, the European
Court of Human Rights has set some limits for restrictions of fundamental
rights in defence of territorial integrity, despite the fact that
Article 10 (2) of the Convention explicitly refers to “territorial
integrity” as one of the interests for the protection of which freedom
of expression may be restricted.
16. Upon request by the Assembly (in
Resolution 2127 (2016), above), the Venice Commission also gave an important
Opinion
on
the temporary amendment of the Turkish Constitution allowing for
the wholesale lifting of parliamentary immunity for a large number
of opposition parliamentarians (see below).
17. Last but not least, the Venice Commission, on the specific
request of our committee in the framework of this report, adopted
at its (online) plenary session in October 2020 its report on “Criminal
liability for peaceful calls for radical constitutional change from
the standpoint of the European Convention on Human Rights” (henceforth
referred to as “VC 2020 report”).
18. The Venice Commission rests its conclusions on a detailed
analysis of the case law of the Court, referring to most the cases
I summed up in the next chapter, and many more. Whilst finding generally unproblematic
the conditions that restrictions to freedom of speech must be “prescribed
by law” (which must be sufficiently clear and foreseeable) and serve
a “legitimate aim” (such as public order, national security and territorial
integrity), the Venice Commission stresses the importance of the
last prong of the test, where the Court has to assess:
“whether the interference in question
was ‘necessary in a democratic society’. This part of the test is often
called ‘proportionality analysis’. In assessing whether the interference
with the applicant’s freedom of expression was proportionate to
the legitimate aim(s) it pursued, the Court has to examine all factors it
deems relevant, such as the content, the form and the intensity
of the speech, the position of the speaker, the intention of the
speaker, the medium used and the audience it is addressed to, possible impact
of the speech, severity of the sanctions imposed on the speaker
etc. The proportionality analysis is contextual. The Court analyses
the language of the speech and the effects it may have in the light
of cultural traditions of a given country, the current political
situation, the public standing of the speaker, etc.” (VC 2020 report,
paragraph 16, footnotes omitted).
19. In line with the Court, the Venice Commission stresses that:
”freedom
of political debate is at the very core of the concept of a democratic
society which prevails throughout the Convention” and that “one
of the principal characteristics of democracy is the possibility to
resolve a country’s problems through dialogue, without recourse
to violence, even when those problems are irksome. Democratic dialogue
cannot exist without pluralism, broadmindedness and tolerance. Political
debate should be tolerated even when it is provocative and divisive,
and even when it promotes “ideas that offend, shock or disturb”.
(VC 2020 report, paragraphs 17-19).
20. In sum, the Venice Commission concludes that:
“when political debate (‘calls
for radical constitutional change’) is concerned, there is a very
strong presumption in favor of the freedom of expression. In the
specific context of the present Report, the ‘radical’ character
of the constitutional changes advocated by the speaker cannot justify
any restrictions, let alone criminal sanctions” (VC 2020 report,
paragraph 24).
21. Regarding the specific situation of politicians, the Venice
Commission stresses their crucial role in the democratic process,
but also their special responsibility as community leaders and role
models when it comes to avoiding hate speech and incitement to violence,
which are generally accepted exceptions from the protection of political
speech by Article 10. (VC 2020 report, paragraphs 49 and 50)
22. The Venice Commission notes that calls for violence can also
be implicit and that the notion of hate speech would include condoning
or otherwise applauding acts of terrorism. In the words of the Venice Commission:
“What
counts, thus, is the likelihood with which a statement, which is
peaceful on the face, could lead to violence, when seen in context,
in particular in light of an “explosive” political situation. Still,
even against the background of an ongoing violent conflict, advocacy
for ‘radical constitutional change’, including ‘independence or
far-reaching autonomy’, cannot be automatically considered to contribute
to this violence. For instance, the Court concluded in Özgür Gündem
v. Turkey that ‘the Court is not convinced that, even against the
background of serious disturbances in the region, expressions which
appear to support the idea of a separate Kurdish entity must be
regarded as inevitably exacerbating the situation’. It follows that,
as a rule, a concrete danger that advocacy for radical change will
exacerbate ongoing violence has to be proven. Another group of cases
concerns the apology or justification of unlawful violence, in particular
terrorism. The Court often qualifies these criminal convictions
as justified under Article 10 § 2 – see, for example, Resul Taşdemir
v. Turkey, or, in the Russian context, Stomakhin v. Russia, where
the applicant was convicted inter alia for “glorification of the
Chechen separatists’ insurgence and armed resistance as well as
the violent methods used by them. Again, in these cases the Court
has to examine the true purport of the speech in the overall context:
not everyone who criticises the Government from the same positions
as a terrorist organisation is supporting the latter’s violent methods.”
(VC 2020 report, paragraphs 36-37).
23. The Venice Commission further carried out a comparative analysis,
which reached the same result as the request for information which
our committee addressed to the European Centre for Parliamentary
Research and Documentation (ECPRD), namely that the vast majority
of European countries do not criminalise separatist speech without
calls for violence.
The
notable exceptions are Russia, Turkey, Ukraine and my own country, Latvia.
The notable exceptions are Russia, Turkey, Ukraine and my own country,
Latvia – but I should like to add that I am aware of only one actual
conviction, of a campaigner who advocated in a farcical petition
on internet that Latvia should join Russia (original conviction
for six months imprisonment delivered in 2016 was replaced in 2018
with 140 hours of community service).
In sum, the Venice Commission found that:
“while many European criminal codes mention force, violence
or threat of violence as a constituent element of the crime of separatist
propaganda (or seditious speech more generally), there are some examples
to the contrary, where any advocacy of secession, even achieved
by peaceful means, is criminally punishable, as a matter of law
or practice. Consequently, it may be difficult to detect a clear European
consensus on this matter.” (VC 2020 report, paragraph 43).
24. The Venice Commission also
raises the highly relevant question of whether political speech
calling for non-violent, but nevertheless unlawful actions can be
sanctioned. The Court, in its admissibility decision in
Forcadell I Luis and others v. Spain stated
that “while a political party is entitled to campaign for a change
in the State’s legislation or legal or constitutional structures,
the party in question may only do so if the means used are absolutely
lawful and democratic”. According to the Venice Commission, it appears
from this that:
“campaigning for unlawful actions may call
for sanctions. The nature and severity of permissible sanction (imprisonment,
fine, or sanctions of non-criminal-law character) is not specified
in the case-law. The proportionality of the sanction should be evaluated
in each particular case depending on the context, and in particular
of the kind of the unlawful action which was advocated by the speaker.”
25. The issue of proportionality is indeed crucial for the Venice
Commission. The careful balancing required of the authorities and
the national courts must take account of many different factors,
which vary from case to case and makes outcomes in individual cases
hard to predict. The Venice Commission (2020 Report, paragraph 51)
refers to a “rule of thumb”, according to which the imposition of
a custodial sentence (even a suspended one) will be compatible with
freedom of expression only in exceptional circumstances, notably where
other fundamental rights have been seriously impaired, as, for example,
in the case of hate speech or incitement to violence. Of course,
I fully agree with the Venice Commission.
2.3. Case law of the European Court of
Human Rights
26. The European Court of Human
Rights has always attached high importance to freedom of expression and
freedom of association, including, and especially, for politicians.
2.3.1. Freedom of expression for political
statements, in particular by politicians
27. A leading case on freedom of
expression (not only) of politicians is the 1992 judgment of
Castells v. Spain. The
Court dealt with the case of a senator elected on the list of Herri
Batasuna, a political party supporting independence for the Basque
Country. He had made harsh statements in public accusing the Spanish
Government of tolerating killings of Basque activists by paramilitaries.
He was sentenced to a prison term. When discussing the “necessity”
of the interference with his freedom of speech, the Court recalled
that freedom of expression:
“constitutes
one of the essential foundations of a democratic society and one
of the basic conditions for its progress […] it is applicable not
only to “information” or “ideas” that are favourably received or regarded
as inoffensive or as a matter of indifference, but also to those
that offend, shock or disturb. Such are the demands of that pluralism,
tolerance and broadmindedness without which there is no “democratic
society”. […] While freedom of expression is important for everybody,
it is especially so for an elected representative of the people.
He represents his electorate, draws attention to their preoccupations
and defends their interests. Accordingly, interferences with the
freedom of expression of an opposition member of parliament, like
the applicant, call for the closest scrutiny on the part of the Court.”
(paragraph 42).
28. In my research of the Court’s case law on freedom of expression
of politicians, I came across a number of recent Turkish cases in
which politicians were given criminal sanctions for offences such
as insult to the President or the Prime Minister, denigration of
Turkishness, or spreading of terrorist propaganda (for example several
cases brought by HDP Co-Chair Selahattin
Demirtaş; and that of Uzan
v. Turkey, 2018). In each case, the Court reiterated
the importance it attaches to freedom of expression of politicians
for the functioning of democracy and the need for the national courts
to carefully analyse the meaning of the impugned statement in its
political context. In the 2020 Grand Chamber judgment in the Demirtaş case, the Court ordered
the immediate release of the applicant, whose detention also violated
Article 18 of the Convention (namely had a political motive). Regrettably,
the judgment has still not been executed, despite the Committee
of Ministers’ call to release him.
29. In these cases, as well as in a series of Article 10 cases
brought not by politicians, but by journalists (for example Önal v. Turkey (no. 2); Fatih Tas v. Turkey (no. 5, 2018); Sahin Alpay v. Turkey, 2018; Saygili and Karatas v. Turkey, 2018, Ali Gürbüz v. Turkey, 2019; Gürbüz and Bayar v. Turkey, 2019),
the determining factor for the Court was whether the impugned statement
constituted a call for violence. When this was not the case, the
Court found violations of Article 10. When a call for violence was
made, even if it was merely indirect or implied, it found no violation
of the Convention – as in the case of Gürbüz
and Bayar v. Turkey, in which a newspaper published statements
by PKK leaders relating to a ceasefire proposal. The Court found
that the statement by a PKK leader that if a dialogue was not established,
then 2005 would become a year of transition to guerilla warfare
could be considered a public provocation to commit terrorist acts
and thus incitement to violence. Even though the applicants were
not personally associated with the PKK or the statements of their leaders,
they had provided a forum for them to be disseminated.
30. In
Sahin Alpay v. Turkey,
the Court provides a definition of what it understands by “incitement
of violence”, namely words that:
“advocate
recourse to violent actions or bloody revenge, justify the commission
of terrorist acts in pursuit of their supporters’ goals and can
be interpreted as likely to encourage violence by instilling deep-seated and
irrational hatred towards specific individuals.” (paragraph 179).
31. In
Stern Taulats and Roura Capellera
v. Spain (2018), the Court specified that in the case
of political speech a prison sentence is only compatible with Article
10 in exceptional circumstances and that the essential element to
consider is whether the speech incites violence or constitutes hate
speech.
32. Let us go back to cases directly concerning politicians’ freedom
of expression, concerning very different sets of facts. In its Grand
Chamber judgment in the case of
Karacsony
and Others v. Hungary, the Court found that
a fine imposed on opposition MPs for showing billboards and using
a megaphone during parliamentary votes violated the MP’s freedom
of expression. The Court stressed that speech in parliament enjoys
an elevated level of protection which is reflected by the rule of
parliamentary immunity. It also acknowledged that some regulation
may be considered as necessary to prevent forms of expression such
as direct or indirect calls for violence.
33. In
Uzan v. Turkey, the
applicant, the leader of an opposition party and majority shareholder
in two companies targeted by government measures, was sentenced
to eight months imprisonment and fined for publicly insulting the
Prime Minister and attacking his honour and reputation (using terms
such as “treacherous”, “looter”, “insolent” and “godless one”).
Although the prison sentence was later deferred on condition of
submitting to judicial supervision for five years, the Court found
that the domestic courts had failed to properly assess the proportionality
of the penalty, and to take into account the (political) context
in which the impugned remarks were made.
34. In
Roland Dumas v. France, the applicant was a politician, formerly
government minister and President of the Constitutional Council.
In 2003, he was acquitted of aiding and abetting the misappropriation
of company assets and handling misappropriated assets. Shortly afterwards,
he published a book including an account of an incident at a court
hearing in 2001 when he said that during the war, the public prosecutor
could have sat in the “Special Sections” (set up during the Nazi
occupation). The applicant was ordered to pay fines and damages
for having defamed a member of the judiciary. The Court found that
this violated his freedom of expression. The relevant passages of
the book concerned an affair of State that had attracted wide-spread media
coverage and the applicant’s book amounted to a form of political
expression. Therefore Article 10 called for a high degree of protection;
and the authorities had a particularly limited margin of appreciation
in assessing whether the measure in question had been “necessary
in a democratic society”.
35. By contrast, the Court declared inadmissible, as manifestly
ill-founded, another application against France in which a politician
severely criticised a judge. The applicant, an MP who spoke at a
political rally before an election, called the judge investigating
a complaint of electoral fraud against him a “political commissar”,
who had acted ultra vires and
“sullied the judiciary”. He was fined € 1 000 for contempt of court. The
Court accepted the reasoning of the domestic court according to
which the comments of the applicant had come down to his personal
dispute with the investigating judge, whom he had already attempted
to disparage by publishing tracts a few months previously. Therefore,
in the absence of any wider debate which could have been useful
in terms of public information, it had not been unreasonable to
conclude that the comments and statements amounted to a gratuitous
personal attack.
36. In
Makraduli v. “The former Yugoslav
Republic of Macedonia”
,
the Court found a violation of Article 10 after an opposition MP
was convicted for libel for accusing the head of the Security and
Counter Intelligence Agency and later the Prime Minister of corrupt
actions.
37. Regarding, specifically, politicians punished or otherwise
sanctioned for “secessionist speech”, I found only two directly
relevant cases. The first is that of
Piermont
v. France. In this
case, France expelled a German member of the European Parliament
from New Caledonia and prohibited her from re-entering. She had
spoken at a pro-independence and anti-nuclear rally in French Polynesia.
The Court found that this interference with her freedom of speech
(even without criminal sanctions) was not “necessary in a democratic society”
and thus a violation of Article 10 because the statements held against
her were made at a peaceful, authorised demonstration and contributed
to democratic debate in French Polynesia. There had been no call for
violence and the demonstration had not been followed by any disorder.
38. In the other case –
Ahmet Sadik
v. Greece – the application was declared inadmissible
for failure to exhaust domestic remedies. But the European Commission
on Human Rights had considered that the conviction of the applicant
for having publicly (during an electoral meeting) addressed members
of the Islamic minority of Western Thrace as “Turks” violated the
applicant’s freedom of speech.
39. Separatist speech was protected by the Court in in the Turkish
context when the Court observed in
Özgür
Gündem v. Turkey that convictions for
separatist propaganda were contrary to Article 10 when “they cannot
be reasonably regarded as advocating or inciting the use of violence”.
Similarly, in
Dmitriyevskiy v. Russia,
the Court noted that “where the views expressed do not comprise
an incitement to violence […] Contracting States cannot rely on
protecting territorial integrity and national security, maintaining
public order and safety, or preventing crime, to restrict the right
of the general public to be informed of them”.
40. A case illustrating that hate speech or calls for violence
are exempted from the protection by Article 10 is that of
Osmani and Others v. “The Former Yugoslav Republic
of Macedonia”. The applicant, an ethnic Albanian
mayor, organised armed shifts to protect the Albanian flag he flew
in front of the town hall, in defiance of a judgment of the Constitutional
Court, set up crisis headquarters, organised shelters for injured
people in case hostilities would start, etc. In subsequent fighting,
with both sides using firearms, three persons were killed and many
more injured. The Court found the application based on Article 10
inadmissible, concluding that many parts of the incriminated speech
encouraged the use of violence and that the applicant’s speech, together
with his more practical actions, “played a substantial part in the
occurrence of the violent events that followed”.
41. The last case I should like to mention in this section is
Kerestecioğlu Demir v. Turkey.
It
has been communicated in 2019, but not yet decided by the Court.
The applicant was an MP, a former Assembly colleague, whose parliamentary
immunity was lifted because of a statement made to the press. The
immunity was lifted in a peculiar fashion (see paragraphs 54 and
55, below).
42. To sum up, the Court attaches a high degree of importance
to freedom of expression, and in particular that of politicians.
Limitations are acceptable in the case of calls for violence and
gratuitous personal attacks outside the context of a wider political
debate. It should also be noted that in the cases in which the Court
did not find a violation, the sanctions imposed were mild. Harsh
sanctions, notably ones involving deprivation of liberty, have been
found disproportionate.
2.3.2. Freedom of association and assembly
43. As the Venice Commission noted
in an earlier report (see paragraph 14, above), many States have restricted
the freedom of association of political parties advocating secessionist
or even federalist ideas. The Court has set some limits for such
restrictions.
44. In a case concerning the dissolution of the United Communist
Party of Turkey (TBKP), the Court did not find the interference
with freedom of association “necessary in a democratic society”.
The TBKP’s programme referred to the Kurdish “people”, “nation”
or “citizens”, but without claiming on their behalf the conferment
of special rights (or minority rights). The party programme mentioned
the right to self-determination and deplored the fact that due to
recourse to violence it was not “exercised jointly, but separately
and unilaterally”. The Court stressed that
“democracy thrives on freedom of expression. From that
point of view, there can be no justification for hindering a political
group solely because it seeks to debate in public the situation
of part of the State’s population and to take part in the nation’s
political life in order to find, according to democratic rules, solutions
capable of satisfying everyone concerned. To judge by its programme,
that was indeed the TBKP’s objective in this area.”
45. In another Turkish case concerning the dissolution of the
Turkish Socialist Party (SP), which advocated setting up a federation
and whose chairman made public declarations such as “the Kurdish
people are standing up” and spoke of the “Kurdish nation’s right
to self-determination and to create a separate State by referendum”,
the Court considered the dissolution of the SP as excessive. It
found that – interpreted in context – the impugned statements did
not advocate separation from Turkey. They were intended to stress
that the federation proposed by the SP could not be achieved without
the free consent of the Kurds, expressed by referendum. Also, there
was no incitement to violence or to infringe the rules of democracy.
The Court, in its Grand Chamber judgment in
Socialist
Party and Others v. Turkey stressed that:
“the fact that such a political
programme is considered incompatible with the current principles
and structures of the Turkish State does not make it incompatible
with the rules of democracy. It is of the essence of democracy to
allow diverse political programmes to be proposed and debated, even
those that call into question the way a State is currently organised,
provided that they do no harm democracy itself.” (paragraph 47)
46. The case of
Sidiropoulos and Others
v. Greece concerned
a Greek association named “Home of Macedonian Civilisation”, whose
statutory purpose was to preserve the folk culture and the traditions
of the Florina region. The Greek authorities refused to register
this association, on the grounds that it had separatist intentions,
as the term “Macedonian” was used to dispute the Greek identity
of Macedonia and its inhabitants by indirect means. The Court found
that the mere assertion that the association represented a danger
to Greece’s territorial integrity did not justify such a restriction
on freedom of association.
47. In United Macedonian Organisation Ilinden – PIRIN and others
v. Bulgaria,
the Court found that:
“the
mere fact that a political party calls for autonomy or even requests
secession of part of the country’s territory is not a sufficient
basis to justify its dissolution on national security grounds. In
a democratic society based on the rule of law, political ideas which
challenge the existing order without putting into question the tenets
of democracy, and whose realization is advocated by peaceful means
must be afforded a proper opportunity of expression through, inter
alia, participation in the political process.”
48. In
Gorzelik v. Poland, the Court
found no violation of Article 11 in the refusal of the Polish authorities to
register an association called “Union of People of Silesian Nationality”.
The Court accepted the government’s argument that the association’s
real intention was to abuse of the electoral privileges granted
to national minorities in Polish law, at the expense of other, recognised
national minorities (see paragraphs 97, 102, 106 of the judgment).
49. To sum up, the Court generally protects the freedom of association
of political parties (and also of other associations) even when
they advocate radical changes to the constitutional order – provided
their means are non-violent and do not violate the rules of democracy
and the objectives pursued do not harm the very essence of democracy.
50. Freedom of association and assembly and the rules governing
admissible limits generally follow similar principles as those applicable
to freedom of speech. Calling for non-violent, but illegal actions
may or may not be subject to sanctions. In
Elvira
Dmitrieva v. Russia, the
Court stressed that:
“the fact
that the applicant breached a statutory prohibition by ‘campaigning’
for participation in a public event that had not been duly approved
is not sufficient in itself to justify an interference with her
freedom of expression”.
By contrast, in Forcadell I Lluis
and others v. Spain, the Court seems to leave open the
possibility that campaigning for non-violent, but unlawful actions
can be sanctioned (see above, paragraph 24). In the end, all depends
on proportionality, as the Venice Commission has stressed in its
2020 report prepared at our request.
51. I was pleased to hear from
the eminent experts who contributed to our hearing in Berlin in
November 2019 – three former judges of the European Court of Human
Rights, from Belgium, Spain and Turkey – that they fully subscribed
to our analysis of the Court’s case law, as first summed up in the
introductory memorandum
. During the hearing before the
committee in Berlin on 10 November 2019, Professor Dr. Isil Karakas,
former vice-president of the European Court of Human Rights and
judge in respect of Turkey, stressed the importance of freedom of
expression for politicians, that the requirement that interference
with freedom of speech must be “proportionate to the legitimate
aims pursued” and that the reasons adduced by the national authorities
must be “relevant and sufficient”. She also stressed that the State
authorities have a wider margin of appreciation as to the need for
interference with freedom of expression when such remarks incite
to violence against an individual, a public official or a sector
of the population. Professor Karakas found that a common problem
in many Turkish cases before the Court is the failure of the national
courts to carefully analyze the statements in in their political
context, in light of the case law of the Court.
52. The second expert, Professor Françoise Tulkens (also a former
judge and vice-president of the European Court of Human Rights),
stressed that the Court is particularly attentive to the freedom
of expression of parliamentarians. In a democracy, parliaments or
similar institutions at local and regional level are essential spaces
for political debate. Only the most serious reasons, such as hate
speech and the direct incitement of violence could justify restrictions
of political speech. Article 10 paragraph 2 of the Convention hardly
leaves any room for restrictions to freedom of speech in the area
of political debate. Criminal sanctions could only be considered
as necessary and proportionate in absolutely exceptional circumstances.
The third expert, Professor Lopez Guerra, also a former judge at
the European Court of Human Rights, mostly discussed the cases of
the Catalan politicians in Spain, stressing in particular the issue
of proportionality of the sanctions imposed.
53. It is thus quite clear that the Convention strongly protects
both the freedom of expression, even for “unconstitutional” speech,
of politicians and the freedom of association of political parties
advocating radical constitutional change – on condition of non-violence
and respect for basic democratic principles. What makes this report
so difficult is that the Spanish and Turkish politicians covered
by my mandate are – at least officially – not prosecuted or even
convicted for what they said, but for what they allegedly did: namely,
by organising the unconstitutional referendum in 2017 and related
mass protests, committing the crime of sedition (in Spain), and
membership in or support for terrorist organisations (in Turkey).
Let us have a closer look at some of these cases.
3. Examples of alleged improper prosecution
of politicians for their political activities
3.1. Turkey
3.1.1. The mass ad hoc lifting of parliamentary
immunity in 2016
54. Presently, 14 members of the
Grand National Assembly are in detention, including the two Co-Chairs
of the opposition HDP, Mr Selahattin Demirtaş and Ms Figen Yüksekdag.
In a “one shot”,
ad hominem procedure involving
a temporary change of the Turkish Constitution, the parliamentary
immunity of at least 139 parliamentarians was lifted
en bloc, automatically, on the sole
basis of requests (“dossiers”) filed by the prosecution until a
given cut-off point. The usual procedure for lifting immunity, involving
procedural safeguards and the right of the parliamentarians whose
immunity shall be lifted to defend themselves before their peers, was
suspended temporarily for these cases only. Both the Venice Commission
and the Assembly
itself
strongly criticised this move,
which deprived many parliamentarians, a vast majority of them members
of opposition parties, of the opportunity to participate in the
fundamental debate on the constitutional changes replacing the parliamentary
by a presidential system of government. Whilst the lifting of immunity
by itself did not prevent parliamentarians from exercising their
mandates, it paved the way for the detention of a significant number
of them and had a severe chilling effect on freedom of expression
in parliament. This is also true for the huge number of “summaries
of proceedings” the prosecution reportedly sent to parliament with
a view to lifting MPs’ immunities since the June 2018 elections
– 1 393 in total, of which 989 against HDP MPs. In its
Resolution 2376 (2021) the Assembly found that this gravely impedes the exercise
of the MPs’ political mandate (see above paragraph 12).
55. According to the Turkish authorities’ response to my request
for comments on the introductory memorandum, the deleterious atmosphere
created by a series of devastating terrorist attacks more or less openly
supported by certain politicians provided the backdrop for the temporary
constitutional change allowing for the grouped lifting of the immunity
of a large number of MPs. They recalled that the proposal was supported by
a large majority in parliament (of 531 deputies who attended the
final vote, 376 voted in favour and 140 against). On the date of
adoption, the provisional article concerned 154 MPs in total and
the distribution among the political parties was 29 MPs from AK
Party, 59 MPs from CHP, 55 MPs from HDP, 10 from MHP and one independent
member, which is why it could not be said that the HDP was targeted
in a discriminatory way. Also, all parliamentarians were entitled
to participate to the debate, to table motions of amendments, to
speak and express their views, including their concerns about the
lifting of their inviolabilities and finally there was no European consensus
or a “common European standard” on the matter of an individual right
of defence against the withdrawal of immunity by parliament.
56. An application concerning the suspension of immunity is pending
before the European Court of Human Rights.
The Assembly’s
position and that of the Venice Commission are clear, and the Court
will reach its own conclusions in due course, in full independence.
3.1.2. Political speech as ground for criminal
prosecution of politicians in Turkey?
57. It is alleged
that
criminal law has been used in an arbitrary way to silence dissenting
voices over many years in Turkey, and especially since July 2016
(the attempted military coup).
58. The Venice Commission noted in its Opinion on the mass lifting
of parliamentary immunity:
“that Turkey belongs to the countries
where the European Court of Human Rights has most often found a
violation of the right to freedom of expression. At the moment,
104 cases (Incal group of cases) of violation of the freedom of
expression with respect mainly to propaganda for terrorism are pending
for execution in the Committee of Ministers of the Council of Europe.
To these cases further cases on insulting the President and other
public officials have to be added.”
59. The criminal law provisions used to prosecute politicians
for political speech include such offenses under Turkish law as
“praising a crime and a criminal”, “inciting people to hatred and
enmity”, “insulting a public officer”, “terror propaganda”, “insulting
the President” or even “membership in” and/or “aiding and abetting
a terrorist organisation”. The question arises whether these provisions
are sufficiently clear and foreseeable in order not to violate Article
7 of the Convention (no punishment without law). Human Rights Watch
has examined the indictments against several opposition MPs for
terrorism-related offenses. In its view “evidence cited in the indictments
consists mainly of political speeches rather than any conduct that
could reasonably support charges of membership of an armed organisation
or separatism.”
60. The General Preamble of the constitutional amendment enabling
the above-mentioned (chapter 3.2.1.) mass lifting of parliamentary
immunity states quite openly that the intent of the amendment is
to enable prosecutions of politicians in respect of forms of expression,
namely of political speech: according to the Preamble, the purpose
of the amendment is to address public indignation about “statements
of certain deputies consisting of emotional and moral support to
terrorism, the de facto support and assistance of certain deputies to
terrorists and the calls for violence by certain deputies.”
61. Here are some examples: the charge brought against Ms Nihat
Akdogan of “making the propaganda of a terrorist organisation” is
reportedly based on a parliamentary question she asked the Minister
of the Interior about the whereabouts of allegedly smuggled property
seized from shop owners by the police in 2015, in her constituency
in south-eastern Anatolia with a majority Kurdish population. The
same charges against Mr Selahattin Demirtaş and Ms Idris Baluken
are reportedly based on simply using the words “Kurds” and “Kurdistan”.
According to HRW, the evidence against Mr Demirtaş consists mainly
of his speeches, “none of the information seems to point to anything
approaching criminal activity”.
The conviction of Ms Figen Yüksedag
Senoğlu for “spreading terrorist propaganda” was reportedly based
on the fact that she attended a militant’s funeral at which some
(other) attendees shouted slogans.
62. Another feature of the alleged intimidation campaign against
opposition politicians is the widespread use of pre-trial detention.
Pre-trial detention
must generally be used as means of last resort, on strictly interpreted grounds
such as risk of absconding, recidivism or tampering with evidence.
In the case of parliamentarians, the careful balancing required
by the Court must also include the fact that detention prevents
them from debating, campaigning, or voting in parliament and generally
engaging in public debate in the exercise of their democratic mandate.
Abusive pre-trial detention may therefore raise not only an issue
under Article 5 of the Convention (right to liberty and security),
but also under Articles 10 (freedom of speech) and 11 (freedom of assembly
and association). The Court will also need to examine allegations
that the detentions of parliamentarians, especially those since
July 2016, are motivated by political considerations, such as weakening
the opposition in view of the wide-ranging constitutional changes
in early 2017 (switch to a presidential system) and the votes on
extensions of the state of emergency declared after the coup. This
would point to a violation also of Article 18 in conjunction with
the aforementioned provisions. This was indeed the conclusion of
the European Court of Human Rights in its Grand Chamber judgment
on the case of Selhattin Demirtaş. The interference with the elective
mandates of parliamentarians and candidates may also constitute a
violation of the right to free elections (Article 3 of the [first]
Protocol to the Convention). Under Assembly
Resolution 1900 (2012), politicians detained in violation of these provisions
shall be considered as “political prisoners”.
63. The Turkish politicians’ cases have also attracted a large
amount of attention at the international level. The Inter-Parliamentary
Union (IPU)’s Governing Council adopted a Decision in 2019 concerning
61 parliamentarians.
The “summary of the case” recalls
that over 600 criminal and terrorism charges have been brought against
the parliamentarians of the People’s Democratic Party (HDP) since
15 December 2015, when the Constitution was amended to allow the
“wholesale lifting of parliamentary immunity.” The IPU Decision
is highly critical, noting:
“with
deep concern that the information received so far by the Committee,
particularly court decisions, confirms to a large extent that HDP
parliamentarians have been charged and convicted primarily for making
critical public statements, issuing tweets, participating in, organising
or calling for rallies and protests, and political activities in
furtherance of their parliamentary duties and their political party programme,
such as mediating between the PKK and the Turkish Government as
part of the peace process between in 2013 and 2015, publicly advocating
political autonomy, and criticizing the policies of President Erdoğan
in relation to the current conflict in south-eastern Turkey (including
denouncing crimes committed by the Turkish security forces in that
contact).” (2019 IPU Decision, page 4)
The IPU trial observers also noted numerous procedural (fair
trial) issues and complained about not having been given access
to imprisoned MPs as requested.
3.1.3. Additional information brought to
the attention of the Rapporteur
64. HDP representatives submitted
several detailed summaries of the legal situation of their parliamentarians.
These submissions, including a number of concrete cases (see appendix
1 to this report) support the conclusion that freedom of speech
of politicians is strongly threatened in Turkey, notably due to
the excessively wide interpretation of provisions criminalising
“terrorist propaganda” and different types of insult to the president
or other representatives of the State. Presently there are still
14 former HDP MP’s, including the former Co-chairs, in prison. But
many more received prison sentences over the past five years.
Even if some of
them have by now been released from prison and found asylum abroad,
the fact remains that a highly unusual number of politicians were
given prison sentences for crimes whose excessively wide interpretation the
European Court of Human Rights has already held to violate the Convention.
As to the examples in the attachment, I asked the Turkish authorities
to provide more detail about the actual facts underlying these convictions
and how the prosecution and the courts have analysed and evaluated
the impugned statements in their context, in light of the case law
of the Court.
65. According to the HDP Representation Office in Europe, as of
April 2021, 16 490 HDP members and administrators were detained,
over 5 000 of whom are still imprisoned. Acting on the basis of
emergency decrees, the Turkish Government also seized, between 2016
and 2018, 95 of the 102 mayorships held by the party and arrested
93 of its mayors. Following the elections in March 2019, 38 HDP
co-mayors were arrested and 11 of them remain behind bars today.
The government appointed “trustees” in 48 out of 65 municipalities run
by the HDP. Six more elected HDP co-mayors
were
prevented from taking office because they had previously been dismissed
by emergency rule decrees. Many locally elected politicians go on
to be prosecuted criminally, on similar grounds as the members of
parliament mentioned above and in appendix. For example, Mr Adnan
Selçuk Mizrakli, co-mayor of Diyarbakir, was suspended in August
2019 and arrested on 22 October 2019. He was accused of “terrorism”
in an opinion by the prosecutor’s office based on Mr Mizrakli’s membership
in the “Democratic Society Congress” (DTK) and the “Sarmasik Association
for Struggle against Poverty”, the two largest NGOs in the Kurdish
region. DTK representatives were even officially invited to the Turkish
parliament to express their views on the draft new constitution.
The Turkish authorities now seem to consider the DTK as a branch
of the (terrorist) PKK, as indicated in their comments in appendix.
66. In their extensive and well-argued response to my request
for comments on the introductory memorandum and on the information
received from the HDP, the Turkish authorities refer to a number
of judgments of the Court permitting limitations of the freedom
of speech and in particular to sanction hate speech and calls for
violence, the latter including speech that can be interpreted as
indirectly condoning terrorist violence.
They stress that
“the exercise of freedom of expression
in parliament carries with it ‘duties and responsibilities’ and
note that “the Venice Commission observed that in most national
parliaments members could be subjected to internal disciplinary
sanctions by parliament.”
67. The Turkish response also cites a research paper commissioned
by the European Parliament, according to which
“the quality of being a parliamentarian
does not attenuate a person’s responsibility – id est, provide him with
a wider freedom of expression – but even leads to a greater duty
of care. Politicians (thus also parliamentarians) must be ‘particularly
attentive in terms of the defence of democracy and its principles’, since
their aim is to come into power.”
68. Most importantly, the Turkish response extensively describes
the suffering of the Turkish people after the peace process with
the PKK fell apart and a number of terrorist attacks occurred, which
killed hundreds of members of the security forces as well as numerous
civilians. This created an atmosphere in which statements, in particular
by HDP politicians, that condoned such acts or expressed respect
for terrorists killed by the security forces as “martyrs” had become
intolerable. Some of the examples given in the submission of the Turkish
authorities – depending on their context – could be seen as constituting
“hate speech” of the sort that would be unacceptable in most of
our countries. This said, my interlocutors from the HDP insist that
these elements were taken out of their context, which made it clear
that the intention was to foster peaceful dialogue, at a time when
this was also promoted by the Turkish Government.
69. At its meeting on 29 June 2020, the committee held an exchange
of views with Turkish legal expert Dr. Altiparmak. He recalled that
in 2015, the HDP had for the first time passed the 10% threshold
required in Turkey to obtain seats in parliament. With 13.1% of
the votes and 80 seats, the HDP had become the second largest opposition
party. On 28 July 2015, President Erdoğan had stated that he had
no intention of banning the party, but that each member had to “pay
the price” as an individual. Shortly after this speech, numerous
criminal charges were brought against HDP MPs, most of them for
speeches made 1 000 days or more previously. Within a few months
of Mr Erdoğan’s speech, the prosecutor’s office had submitted to
parliament 368 new requests to waive immunity, compared with 182
between 2007 and 2015. Proceedings were initiated against all of
them based on speeches they had made (at party meetings, demonstrations,
funerals) and not for actions committed. 17 HDP MPs and one CHP
were arrested, others were charged, none for “ordinary” crimes or involvement
in violence, but for “insulting” the President or a State official,
terrorist propaganda or hate speech. These crimes were defined very
broadly and vaguely in the Turkish legislation, which had already
been called into question by numerous judgments of the Court and
by the Venice Commission. The definition of crimes such as support
for terrorism and hate speech was broad and unclear – for example:
anti-LGBTI speech was permissible, but people could be convicted
for criticising such speech. A series of 15 criminal cases initiated on
4 November 2016 against 15 MPs by five different prosecutors in
five cities showed that this was being centrally coordinated. In
addition to the MPs, 94 mayors had been suspended in south-east
Turkey and replaced by “persons of confidence” appointed by the
prefects. In the 2019 municipal elections, the HDP had won in 65
municipalities. 52 of those elected had been replaced either by
the runner-up candidate (from the ruling AK Party) or by “persons
of confidence” on account of criminal charges alleging links with
terrorist groups targeting persons against whom there had been no
criminal charges prior to the elections. In other words, the mere
fact of being an elected HDP member was sufficient to be subject
to criminal charges.
70. In the ensuing discussion in committee, our Turkish colleague
Mr Aydin stressed that the parliamentary institution in Turkey and
the independence of MPs were protected by immunity; but immunity
did not cover individual MPs who had committed criminal acts, including
terrorist propaganda or sowing hatred; both were contrary to the
values of the Council of Europe, as the Assembly had recognised
in its
Resolution 2127
(2016); everyone was equal before the law, and the immunity
of the MPs in question had been lifted by a large majority of MPs.
In reply to our Greek colleague Mr Kairidis, Dr Altiparmak confirmed
that the new law on the enforcement of sentences, which was designed
to unburden prisons in the face of the Covid-19 pandemic, indeed
excluded those convicted of terrorism-related crimes, i.e. most
of the imprisoned HDP politicians.
71. Whilst the HDP, possibly due to its Kurdish origins, is the
most heavily affected by prosecutions for political speech, other
opposition parties are also concerned, for example the social-democratic
Republican People's Party (CHP), whose Istanbul provincial chairperson,
Canan Kaftancıoğlu, was sentenced in September 2019 to nine years
and eight months in prison for “insulting the President”, “insulting
a public official because of his/her duty”, “provoking people into
enmity and hatred” and “propaganda for a terrorist organisation”.
On 27
October 2020, the Court found that CHP Chair Kemal Kiliçdaroğlu’s
freedom of expression was violated by a civil fine imposed on him
for two speeches in 2012 strongly criticizing then Prime Minister
Erdoğan.
On 4 May 2021, the Court also
found a violation of the freedom of speech of our former colleague
Filiz Kerestecioğlu.
3.2. Spain
72. In Spain, criminal prosecutions,
many of which have already led to convictions with long prison terms, target
the most prominent representatives of the Catalan pro-independence
parties in office at the time of the 2017 referendum and many of
their successors. A senior Spanish politician had publicly referred
to the intention to “decapitate” once and for all the Catalan independence
movement.
The
prosecutions targeted the president, vice-president and several
cabinet members of the ousted autonomous Catalan Government, as
well as the Speaker and three members of the Catalan Parliament’s
presiding board (Bureau), dozens of senior government officials
and over 700 mayors.
According
to Omnium Cultural, the largest Catalan cultural association, more
than 2 500 persons have been “retaliated against” in some form,
in connection with the 2017 referendum.
73. These prosecutions must be seen in the context of the events
surrounding the referendum on self-determination held on 1 October
2017. The referendum was held on the basis of two laws adopted by
the Catalan Parliament in September.
Both laws
were challenged in the Spanish Constitutional Court (CC), which
rapidly suspended their application and later declared them unconstitutional.
The CC’s decisions were notified to the members of the Catalan Government,
60 of its senior officials and all mayors of Catalonia. These persons
were individually reminded of their duty not to take any action
contrary to the suspension and warned of possible criminal prosecution
in case of disobedience. The Spanish Government also took control
of the finances of Catalonia and placed the Catalan police force
(the “Mossos d’Esquadra”) under the control of the Spanish Ministry
of the Interior. Nevertheless, the referendum went ahead, despite
attempts by the national police to block it. It was accompanied
by mass demonstrations with several hundreds of thousands of participants.
These were largely peaceful, except for some minor incidents. On
4 October 2017, two parliamentary groups (representing 56.3% of
all seats in parliament) asked the Catalan Parliament Board to convene
a plenary session in which the President of the Generalitat of Catalonia
should evaluate the results of the referendum of 1 October and the
effects of said results, by virtue of article 4 of Law 19/2017,
on “the referendum of self-determination”. The Board agreed to the
request, and the meeting was scheduled for 10 am on 9 October. Three
other parliamentary groups (representing 43.7% of the seats) contested
the convening of this session on the grounds that it would violate
the Rules of Procedure of the Catalan Parliament. Sixteen Socialist
deputies asked the Constitutional Court to adopt a provisional measure
suspending the plenary session. The Constitutional Court declared
the appeal admissible and ordered the provisional suspension of the
plenary session. On 26 April 2018, the Constitutional Court, ruling
on the merits, found that the procedure followed by the Bureau of
Parliament calling the plenary session did not comply with the provisional
suspension of Law 19/2017 decreed by the Constitutional Court on
7 September 2017 and had prevented the denouncing deputies from
exercising their functions. The Constitutional Court stressed that
the Catalan Parliament had the mission of representing all citizens
and not only specific political groups, even if the latter formed
a majority. On 10 October 2017, a plenary session of the Catalan
Parliament was nevertheless convened, despite the suspension by
the CC of a session convened for the previous day for the same purpose.
At
this session, Catalan President Carles Puigdemont stated that the
mandate from the people was that Catalonia become an independent
State, as a republic. He continued “with the same solemnity” that
the parliament would suspend the effects of the declaration of independence
so that in the coming weeks both sides may engage in a dialogue,
without which it was impossible to reach a negotiated solution.
Following this declaration,
the Spanish Government launched the process leading to the application
of Article 155 of the Spanish Constitution, which, as established
in it, was approved, after the corresponding debate, by the Senate
by the absolute majority on 27 October 2017. As a consequence, the
autonomous government of Catalonia was dismissed and substituted
by bodies set up by the central government; and new parliamentary
elections in Catalonia were called. They were held on 21 December
2017, and again resulted in a pro-independence majority in parliamentary
seats,
although
not in votes.
74. Prosecutions for crimes carrying up to 30 years in prison
were launched against top Catalan politicians. Many of them were
kept in pretrial detention, seven former ministers, one civil society
leader elected to parliament in the new elections on 21 December
2017, and the leader of the largest Catalan cultural association,
Omnium Cultural, Mr Jordi Cuixart, were convicted by the Supreme
Court of Spain in October 2019, for the crimes of sedition, embezzlement
of public funds and disobedience. They were sentenced to prison
sentences between 9 and 13 years. Others, including the former Catalan
President, Mr Carles Puigdemont and the former Catalan education
Minister, Ms Clara Ponsati, have left Spain. Their extradition, requested
by the Spanish authorities, has so far been refused in all cases,
on different grounds.
The charges against them, as well as the
sentences handed down against those who had remained in Spain are
considered by many commentators as grossly disproportionate. This
was also the view of the experts – the former judges of the European
Court of Human Rights for Spain, Turkey and Belgium – at the hearing
before the committee at its meeting in Berlin on 14-15 November
2019 and of several interlocutors during my meetings with the Spanish
authorities on the occasion of my fact-finding visit from 3 to 6
February 2020. Personally, I also find that these women and men,
some of whom I met in their place of detention, do not belong in
prison.
75. The critics of the harsh measures taken against the Catalan
politicians point out that the organisation of an illegal referendum
was explicitly decriminalised by Organic Law 2/2005. The preamble
of this law states that:
“criminal
law is governed by the principles of minimal intervention and proportionality,
as stated by the Constitutional Court, which has reiterated that
it cannot deprive a person of their right to freedom unless it is
absolutely indispensable. In our legal framework there are means
for control of legality other than criminal law.”
These other means for control of legality include the sharp
tools put at the disposal of the Spanish Constitutional Court to
ensure execution of its own decisions, including the suspension
of laws pending the completion of their review on the merits, and
heavy fines and other sanctions inflicted on non-compliant officials.
76. It is argued that the organisers
of the referendum of 1 October 2017 could not foresee that after
its explicit decriminalisation, the organisation of an illegal referendum
would be subsumed under other, even harsher provisions of the criminal
code. The Supreme Court’s final judgment of 14 October 2019 dismisses
this argument, effectively finding that organising a referendum
that was explicitly prohibited by a court order was not covered
by the law decriminalising the organisation of (other) illegal referenda.
77. The prosecutors I met during my fact-finding visit to Spain
confirmed that both the crime of rebellion, of which the Catalan
leadership was accused by the prosecution, and the crime of sedition,
for which they were convicted by the Supreme Court requires an element
of violence. This is indeed the prevailing interpretation of these
criminal provisions, and it is also required that the violence can
be attributed to the person accused of the crime.
The
prosecution of the politicians who organised the referendum of 1
October 2017 for the crime of rebellion can hardly be based on actual
violence. As many observers noted, the mass demonstrations surrounding
the referendum were impressively peaceful. The widely shown video
footage of these demonstrations is indeed very clear in this respect.
The rare violent incidents that were nevertheless observed are attributed
by supporters of the Catalan politicians to the police, who occasionally
used baton charges, tear gas and rubber bullets to hinder the voting
and cordon off polling stations.
78. During my fact-finding visit, both the Interior Ministry in
Madrid and the Catalan authorities provided me with statistics on
the number of police officers and members of the public injured
during the mass protests surrounding the referendum and on the day
of the referendum itself. I was given similar numbers by both sides: The
Spanish Interior Ministry referred to a total of 431 injured policemen,
111 of whom had been “beaten”, 10 having had to take leave on health
grounds. Among the demonstrators, 1 066 received some medical attention, 82.5 %
of them had been “beaten”. 5 injuries were categorised as serious.
The police had been instructed to target “equipment” used for the
illegal referendum (namely to make urns and ballots “unavailable”).
Video footage showing violent charges with batons and tear gas by
police could in part be “manipulated”, but some transgressions also
by police could not be excluded. The ministry did not have information
on the number of police officers currently under investigation for
unlawful violence as this was the competence of the regional courts.
Disciplinary action would be taken in due course depending on the
outcome of the ongoing criminal investigations. The ministry stressed
the good reputation of the Spanish National Police and Guardia Civil
who used riot gear only on rare occasions (between 0.03% of all
demonstrations in 2015 and 0.29% in 2019) and who were regularly
trained in de-escalation techniques. But the security forces on
duty in early October 2017 did not expect to be confronted with
such a high number of people and their “hostility”, which, as I
was told, prevented them from intervening against the illegal referendum
as instructed. The figures I received from the Catalan Government
(Generalitat) are very similar: a total of 12 members of the security
forces received medical care, as well as 1 066 participants in the
referendum and in the demonstrations, between 1 and 4 October 2017,
of whom 83% had a “minor” diagnosis, 16.4% a “moderate” one and
0.5% (five persons) a “serious” one.
79. In my view, given that millions voted in the referendum and
participated in the mass demonstrations in early October 2017, both
the organisers of the referendum and the protests and the security
forces have every reason to be proud of the very limited number
of injured persons on both sides. Having met the imprisoned Catalan
leaders, I am entirely convinced that their intentions were peaceful
and that their calls for non-violence were genuine. The Spanish
Supreme Court, in its judgment of 14 October 2019, clearly shares
this assessment. For example, regarding Mr Cuixart, “[t]he Court
does not question his commitment to non-violence, which is always
commendable.” (page 236). Regarding Mr Romeva, the Supreme Court
says: “This profile of Mr Romeva [promoting a culture of peace]
is a well-known fact that this Court acknowledges, praises and respects.
There is no doubt whatsoever as regards his commitment to peace.”
(page 308). As in most mass events, some defensive reactions and
even some transgressions by individual demonstrators were probably inevitable
and cannot be blamed on the organisers.
Otherwise, any peaceful protest would
put the organisers at risk of serious criminal liability for unwanted
acts by extremists or even provocateurs. The Supreme Court’s position
in this respect seems unclear: on the one hand it recognises (at
page 372) that:
“the messages were a faithful reflection of
the will, shared by the co-defendants accused of the offence of
sedition, to do everything possible (excluding – it cannot be denied
– violent acts, except
for foreseeable but unavoidable ones involving rogue elements) to
prevent the state and regional law enforcement agencies from completing
the actions they had been ordered to perform by the court.”
On the other hand, the court still finds them guilty of sedition,
which under Article 544 of the Spanish Criminal Code requires a
“tumultuous uprising” (page 372).
80. Having apparently understood
that it would be difficult to prove violence in the usual sense
of the word,
the Spanish prosecution adopted
a novel interpretation of the violence requirement for the crime
of rebellion dubbed “violence without violence” or “bloodless violence”.
Following this interpretation,
the sheer number of demonstrators mobilised by the organisers constitutes
an inherent threat of violence, designed to intimidate and overwhelm
the authorities.
81. In an interlocutory order of 5 January 2018, the Supreme Court
found
that there was violence from the moment in which the president and
government acted by intending to declare independence, placing themselves
outside the rule of law, and doing so “from the exercise of power,
which explains why they did not need to use violence to attack it
at that time as a step prior to the execution of the plan”. The
Supreme Court even likened the actions of the Catalan politicians
to the behaviour of putschist officers such as those bursting into
parliament armed with pistols on 23 February 1981. The Catalan Ombudsman
found this comparison “disproportionate, distorted, unfair and alarming”.
In its final judgment of 14 October 2019, the Supreme Court found
that the level of violence did not reach the threshold required
for a conviction for “rebellion”, but that it was sufficient for
the crime of “sedition.” Our Catalan interlocutors were adamant
that it was obvious from the outset that the indictment for “rebellion”
was untenable. They argue that it was only used in order to deprive
the accused of their parliamentary mandates and thereby change the
majority in the Catalan Parliament.
The prosecutors
we met in Madrid denied this, arguing that it was only during the
course of the evidentiary hearings during the actual trial that
the legal qualification of the incriminated acts “crystalized”.
82. Article 544 of the Spanish Criminal Code defines as sedition
the actions of those who, without being committed to the crime of
rebellion, stage a public, tumultuous uprising to impede by force,
or outside legal channels, any authority, official body or public
civil servant from exercising their duties. In my understanding, the
Supreme Court gave Article 544 an interpretation that effectively
turns non-violent civil disobedience, when committed by politicians
elected to public office or civil society leaders, into the serious
crime of sedition, which according to its wording requires a “tumultuous
uprising”. For example, regarding the former Speaker of the Catalan
Parliament, Ms. Carme Forcadell, the Supreme Court found that her
vote as such on certain resolutions was not a criminal act and that
it was in any event secret, though the judges indicated that they could
easily “guess” how she voted (judgment page 320). “The decisive
factor was that as president of the legislative body she did not
prevent resolutions openly in opposition to the declarations of
the Constitutional Court from being voted on.” (page 320) The Supreme
Court also considered the following, more or less well-defined,
actions or deeds as seditious: “annihilating the constitutional
pact” (page 241), the “creation of a parallel constituent legal
system whose objective is to bring into crisis the constitutional
order currently in force” (page 242), “championing the de facto
derogation of constitutional principles”, “attacking the constitutional foundations
of the system” (page 247) and “challenging constitutional legality”
(page 316). In my view, these rather abstract actions, if they can
be so described, or modus operandi seem to be a far cry from the
wording of Article 544, which requires, concretely, a “tumultuous
uprising”.
83. Also, as a matter of proportionality in view of the prison
term of 8-15 years attached, any “actions” fulfilling the definition
of Article 544 should arguably reach a minimum threshold of danger
or closeness to achieving their unlawful aims – which the Supreme
Court itself did not seem to consider as having been reached, when
it called the aims of the accused a “pipe-dream”:
“Despite the defendants’ rhetoric,
as a matter of fact the measures ostensibly designed to bring about independence
as promised were manifestly not up to the task. The State at all
times retained its control of military, police, judicial and even
social force. And, by doing so, it made any bid for independence
a mere pipe-dream. The defends were aware of this.” (page 264).
84. Other, more concrete actions invoked by the Supreme Court
to underpin the conviction for sedition include the protest in front
of the Catalan Ministry of Finance in Barcelona on 20 September
2017. The mass protest in front of the building hindered the judicially
authorised search-and seizure by the police, who, as the court says,
felt
“materially incapacitated
in the face of the crowds that had gathered with an attitude, frequently
of hostility and of outright opposition at all times.[…] Taking
advantage of their overwhelming numerical advantage which was intimidating
or, at the very least dissuasive […]” (page 390; see also the detailed description
of the events in question at pages 41 to 46).
85. But can peaceful protests be considered as being “outside
legal channels” within the meaning of Article 544 of the Criminal
Code (sedition)? Can the exercise of a fundamental right become
a serious criminal offense merely because many persons exercise
their right at the same time? Frankly, I do not think so. The Supreme Court
seems to acknowledge this on several occasions (for example pages
266, 237, 239, 274 and 369) and stresses that none of the demonstrators
have been indicted, let alone convicted for any offense (page 235). But
this begs the question of how the nine politicians convicted of
sedition can possibly be the authors of a “tumultuous uprising”,
all on their own, as the Catalan Ombudsman asks.
If the mass protests as such
were legitimate exercises of the right to freedom of expression
and assembly, as the Supreme Court says, then I would expect that
this would also apply to those who organised and called for these
protests.
86. The application of Article 544 foreseeing prison terms between
8 and 15 years to peaceful mass protests also raises the issue of
proportionality and contradictory evaluations, in comparison with
other criminal provisions foreseeing far milder penalties for more
dangerous behaviour, such as the crime of protest with criminal
purposes or using weapons or explosives, or the crime of public
disorder, punished by prison terms between six months and six years
(the latter applicable in the most serious cases when weapons are
carried or violent acts are committed that endanger people’s lives).
87. In my view, such a wide interpretation of the crime of sedition,
in conjunction with the earlier explicit decriminalisation of the
organisation of an illegal referendum, could create an issue of
“nullum crimen, nulla poena sine lege”
under Article 7 of the Convention. Also, an interpretation which
would penalise the organisation of peaceful demonstrations on the
sole ground of the large number of participants may well be seen
as a potential violation of the freedom of assembly protected by
Article 11 and fail the Court’s proportionality test. Obviously,
the Court will have the final say on this, in all independence.
88. On 22 April 2021, the Spanish Constitutional Court (12 Members)
rejected the complaint by Mr Turull against his conviction by the
Supreme Court, finding no violations of Mr Turull’s rights to penal
legality (Articles 25.1. of the Spanish Constitution), personal
freedom (Article 17.1), ideological freedom (Article 16) and freedom
of assembly (Article 21). These articles correspond roughly to Articles
7, 5, 10 and 11 of the European Convention on Human Rights. Two
judges dissented, finding Article 544 not sufficiently clear and
predictable and the penalty disproportionate. Even more recently,
on 14 May 2021, the Constitutional Court, with the same two judges
dissenting, also rejected the “de amparo” appeal by Josep Rull.
Both Mr Turull and Mr Rull have announced that they will take their
case to the European Court of Human Rights, which will of course
have the last word, in all independence, on the interpretation of
the Convention rights in play.
89. The conviction of several leading Catalan politicians involved
in the organisation of the 2017 for embezzlement of public funds
also raises some question-marks. I was told in Madrid that the central government
had taken over the administration of the Catalan budget before the
referendum and that the Finance Ministry confirmed that it had successfully
prevented any misuse of funds. In Barcelona, I asked the Catalan
authorities how they were able to organise the referendum in these
circumstances. I was told that what limited funds were required
came from donations, many of them from the Catalan diaspora. Otherwise,
civil servants and many citizens had volunteered their time and
made available suitable premises for polling stations. Dolors Bassa,
the former social affairs minister whom I spoke to in prison, was
given a 12 year sentence for having allegedly made available some
social office and school premises; I was told that for the latter,
she could not possibly be held responsible – the education minister
at the time of the referendum was Ms Clara Ponsati, who has since
left Spain for the United Kingdom.
90. Keeping in mind the criteria of
Resolution 1900 (2012) on the definition of political prisoners (see above point
2.1.1.), allegations of defence rights violations, unfair imposition
of pre-trial detention and doubts on the neutrality of the courts
dealing with the cases of the Catalan politicians may also be relevant.
The trials were held very much in public, having been televised
in full. This provides for an impressive amount of transparency. But
it is alleged that some investigated individuals had to testify
without a clear idea of the offenses for which they were being investigated.
Reportedly, the members of the Catalan Government were summoned
less than 48 hours before their hearing in court regarding pretrial
detention. The individuals accused of rebellion were served their
bill of indictment (68 pages) only two hours before their detention
hearing. Carles Puigdemont’s lawyer was reportedly denied access
to the case file until his client’s arrest in Germany.
Other criticisms include
the long hours the defendants had to stay in the courtroom, purportedly
biased and distorting statements by the prosecutors and the influence
exercised on access to the courtroom by supporters of the far-right
VOX party, which was even granted procedural status as “civil party”,
and the rejection by the court of numerous requests for evidence
by the defence. Finally, it has been criticised that politicians
were tried in first and last instance by the Spanish Supreme Court,
rather than of before the
Audiencia Nacional,
the first instance court competent to hear cases of national importance,
or the High Court of Justice of Catalonia.
91. Regarding judicial impartiality, doubts have been raised due
to the direct contacts which allegedly took place between the judges
of the CC and members of the national government. Also, the President
of the CC publicly stated that the judiciary’s mission was to guarantee
the unity of Spain. This has been understood as openly taking a
stand against the political positions defended by the indicted Catalan
leaders, whose court cases were still pending.
Furthermore,
as the Supreme Court in its judgment of 14 October 2019 (page 114) admits,
an investigating judge involved in the case, Mr Pablo Llarena, had
referred in one of his decisions to “the strategy targeting us”,
thus admitting that he felt like one of those “targeted” by the
strategy used by the accused. The impartiality of the Spanish Supreme
Court is finally put into doubt by a message of a senior senator
bragging that they could control the Supreme Court and the General
Council of the Judiciary “through the back door”.
It
has been noted that the Court had found violations of Article 6
for lack of impartiality of the judges in several Spanish cases,
lastly in the judgment of
Otegi Mondragon
et al. v. Spain (6 November 2018).
92. Numerous trial observers have periodically published detailed
assessments of the fairness of the proceedings against the Catalan
leaders.
I cannot go into
any detail in this report. It will be up to the Spanish Constitutional
Court and ultimately the European Court of Human Rights to assess
the overall fairness of the proceedings. The Court’s case law on
the demands of Article 6 (3) (a) (right to a fair trial) is clear:
the accused must be made aware “promptly” and “in detail” of the
accusation, including the facts on which it is based and their legal
qualification.
The
Court has also upheld the defendant’s right to adequate time and
facilities for the preparation of their defence.
Regarding
independence and impartiality, the Court has developed standards requiring
the absence of subordination of judges to any type of executive
authority and the absence of prejudice or bias. Whilst the personal
impartiality of the judge is presumed, an objective element requires
that a given judge in a given case offers enough guarantees to exclude
any legitimate doubt in this respect.
93. Numerous international human rights bodies, NGO’s and parliamentarians
from many countries have denounced the arrests, detention and prosecution
of the former Catalan Government members.
For lack of space,
I shall just refer to two particularly important findings, by the
UN Working Group on Arbitrary Detentions (UNWGAD). The UNWGAD, at
the end of May 2019,
determined that the detention of
Oriol Junqueras, Jordi Sanchez and Jordi Cuixart was “arbitrary”
within the meaning of the Universal Declaration of Human Rights (Article
3) and the International Covenant on Civil and Political Rights
(Article 9). Despite an unusually sharp rebuke by the Spanish Government,
a second decision in July came to the same conclusion for three
more Catalan politicians (Raül Romeva, Dolors Bassa and Joaquim
Forn).
94. The Catalan politicians in detention have intermittently benefited
from the milder prison regime generally applied to non-violent offenders,
which they were granted by the Catalan prison administration, whose decisions
were sometimes appealed by the prosecution. The detainees contend
that they are asked to “repent” for their actions in order to qualify
for these privileges, or to benefit from a chance at pardon. They
publicly refused to renounce their deeply held political objectives.
The Spanish delegation recalls that the requirement to undertake
to refrain from committing further crimes applies to all detainees
who wish to have privileges including the right to leave the prison
at certain times, and that repentance or regrets are required by
law from all convicts who wish to qualify for a pardon. To treat
the Catalan politicians differently would amount to a violation
of the principle of equality before the law. In my view, it should
be possible to find a formula which would allow the detainees to
make the necessary undertakings without disowning their deeply held
political convictions and objectives – provided they pledge to pursue
them without using illegal means.
4. Conclusions
95. We have seen that the European
Convention on Human Rights foresees strong protections for freedom of
speech of politicians, not only in their own, personal interest,
but for the sake of the functioning of democracy. In a democracy,
politicians are permitted to argue and campaign even in favour of
changes that would violate the existing constitution, on two conditions:
firstly, that the proposed changes do not themselves violate the fundamental
principles of democracy, the rule of law and the protection of human
rights, and secondly, that the means advocated to achieve these
changes are democratic and non-violent. The Court has recognised
that hate speech and calls for violence are not covered by freedom
of speech. These are also covered by the prohibition of the abuse
of rights under Article 17 of the Convention. But in order to protect
democratic debate, the Court has – rightly, in my view – interpreted
the limitations that may be placed on free speech as “necessary in
a democratic society” quite narrowly. We have also seen that in
the two countries mentioned in the motion for a resolution underlying
my mandate as Rapporteur, these protections have allegedly been
violated in several high-profile cases. That said, I should like
to make it clear that I do not consider that the situation in both
countries as regards freedom of speech of politicians and the rule
of law is the same.
96. In Spain, the authorities argue that the politicians in question
are not prosecuted for what they have said, but for what they have
done – organising an illegal referendum on independence and generating
political pressure by organising mass demonstrations, by abusing
their position of power as members of the regional government. The
authorities stress that the mere expression of pro-independence
views is not a ground for criminal prosecution in Spain. I could
see for myself during my visit that many Catalan politicians who
publicly advocate these views and even fly the pro-independence
flag in front of public buildings are not criminally prosecuted.
Spain is a living democracy with a culture of free and open public
debate. The question remains for which facts exactly the former
members of the Catalan Government were convicted – given that the organisation
of an illegal referendum was explicitly de-criminalised not long
ago, and that participating in and even organising peaceful demonstrations
constitutes the exercise of a fundamental right. Can the exercise
of a constitutional right constitute a crime, one that is punished
by long prison sentences such as those handed down against the Catalan
politicians in Spain? Can organising a peaceful protest turn into
a crime because many hundreds of thousands of people follow the
organisers’ call? While the approval of the “disconnection laws”
and the holding of the referendum were clearly unconstitutional
and directly disobeyed injunctions from the constitutional court,
they were not violent, or “tumultuous”, at least in my understanding.
They might well require some sanctions, for example as “disobedience”,
but the long prison terms for “sedition” seem disproportionate.
97. In my view, the heavy-handed use of criminal law against politicians
who used peaceful means to pursue objectives that do not negate
fundamental principles of democracy and human rights was disproportionate.
The imprisoned Catalan politicians’ objectives – ultimate independence
for a democratic Catalonia – and the means used by them – the October
2017 referendum and a – for practical purposes – symbolic declaration
of independence immediately suspended pending negotiations with
the Spanish authorities – were clearly incompatible with the Spanish
Constitution, as the Constitutional Court had held beforehand. But
should “disobedience” to a judgment of the Constitutional Court
be punished as a very heavily sanctioned criminal offense such as
“rebellion” or “sedition”? To me, some passages in the judgment
of the Spanish Supreme Court of 14 October 2019 look like illustrations
for the difficulty of justifying the presence of violence as required
by the crime of sedition (‘violence without violence’, as the prosecution
argued). The court needed to rely on the sheer number of peaceful
demonstrators preventing the security forces from carrying out their
assigned task of rendering “unavailable” the ballots and ballot
boxes prepared by volunteers; and it needed to find that the element
of the crime of sedition of a “tumultuous uprising” is fulfilled
by such abstract deeds as “annihilating the constitutional pact”
(page 241), the “creation of a parallel constituent legal system
whose objective is to bring into crisis the constitutional order
currently in force” (page 242), “championing the de facto derogation
of constitutional principles” or similar abstract notions (above,
paragraph 82). Of course, the final decision will be up to the competent
courts, as I mentioned on several earlier occasions.
98. Using criminal prosecutions based on the outdated and overly
broad crimes of rebellion and sedition to deal with what is in truth
a political problem that should be solved by political means may
well be counterproductive. It turns politicians into heroes or martyrs.
The same is true for the continuing prosecutions, albeit mostly
for lesser crimes such as “disobedience”, of hundreds of other Catalan
politicians and officials suspected of involvement in the organisation
of the unconstitutional referendum and the surrounding mass protests.
I hope that some recent acquittals are a good sign in this context.
Maybe inclusive and open dialogue will be a better means to convince
the Catalan people that remaining in Spain is their best option.
99. In Turkey, it seems to be rather more explicit that the politicians
in question were prosecuted and convicted for what they said, rather
than for something they did. Here, the key question is whether the provisions
criminalising certain types of political speech are sufficiently
clear, foreseeable and narrowly drafted to satisfy the requirements
of the Convention, as interpreted by the Court. The sheer number
of opposition politicians that are imprisoned or being prosecuted
for political statements speaks for itself. Frankly, some of the
procedures followed, such as the temporary lifting of constitutional
protections for the purpose of lifting the immunity of 193 members
of parliament en bloc, and
some of the facts giving rise to a conviction, such as a parliamentary
question about the actions of the security forces and the whereabouts
of confiscated assets in the MP’s constituency, are rather unique
and do not belong in any parliamentary democracy. The failure to execute
key judgments of the Court, such as those in favour of MM. Demirtaş
and Kavala, whose release was ordered by the Court and the Committee
of Ministers, is unacceptable.
100. As many of the cases in question are still pending before
the Strasbourg Court, or are likely to be the subject of applications
in due course, I do not intend to “pre-empt” the Court’s future
judgments by taking position in favour or against the appropriateness
of the prosecution or conviction in the one or other individual case.
But I did not hesitate to sum up in the draft resolution preceding
this memorandum the general principles, which the Assembly might
wish to reaffirm and point out possible systemic problems for which
the cases in question can be referred to as examples, as has been
the practice of the Assembly for many years.