1. Introduction
1. As States tighten their border
control measures, denials of entry and expulsion of individuals
without any individual assessment of international protection needs
have been widely documented as a growing phenomenon at the European
Union’s external borders. This lack of individual assessment is
highly detrimental to the rights of migrants, refugees and asylum
seekers, as it violates their right to seek asylum and the principle of non-refoulement.
2. These practices, which are systematic in several countries,
are referred to as “pushbacks”. In a previous report of the Parliamentary
Assembly released in June 2019, Ms Tineke Strik (Netherlands, SOC)
clarified this notion by stating that the term “is in line with
the violent and physical nature of the practices involved”, and added
that it “may be applied broadly to cases of non-respect of human
rights obligations related to refusal of entry into a country of
persons seeking protection, the
refoulement of
those already within a territory, collective expulsion, obligations
to carry out screenings, and other hostile action aimed to deny
entry into European countries at land and sea borders”.
Pushback practices are also linked
to “pullbacks”, which consist in agreements between States aiming
to retain migrants on one side in exchange for financial or economic advantage.
3. In the continuity of the previous report released in 2019,
the committee will emphasise the necessity for member States to
comply with the legal framework prohibiting pushback practices and
policies, and highlight numerous guidelines to help States avoid
practices that are not in line with human rights and refugee rights commitments.
4. The tragic consequences of the Russian aggression against
Ukraine that forced millions of people to seek refuge either in
Ukraine or abroad have been covered in
Resolution 2448 (2022) “Humanitarian consequences and internal and external
migration in connection with the aggression of the Russian Federation against
Ukraine”, adopted on the basis of my report (
Doc. 15547).
2. The international and European legal
framework on the prohibition of pushbacks
2.1. The
United Nations
5. The non-refoulement principle,
cornerstone of refugee protection guaranteed by the 1951 Geneva Convention
in its Article 33.1, prevents refugees from being expelled or returned
to the frontiers of territories where their lives or freedom would
be threatened in consideration of their race, religion, nationality, membership
of a particular social group or political opinion. In this regard,
States have the obligation to ensure that measures at their borders
provide an individual assessment of each situation.
6. Collective expulsions are also prohibited as a principle of
general international law. Article 3 of the Convention against Torture
and Other Cruel, Inhuman or Degrading Treatment or Punishment (UN
Convention against Torture) extends the scope of the 1951 Refugee
Convention to include the prohibition of expulsion,
refoulement or extradition of any
person to another State where they fear to be in danger or subjected
to torture.
Moreover,
the rights enshrined in the International Covenant on Economic,
Social and Cultural Rights apply to all individuals, regardless
of their legal status and documentation.
The UN Convention on the Law of the
Sea also states the duty to render assistance to any person in distress
at sea.
7. The necessity to comply with the above-mentioned legal framework
has been recalled in the UN Global Compact on Refugees
as well as in the UN Global Compact
for Safe, Orderly and Regular Migration.
2.1.1. United
Nations High Commission for Refugees (UNHCR)
8. The UNHCR has been extremely
active in addressing violations of refugees and asylum seekers’ fundamental
rights, especially in the context of pushbacks.
9. Regarding the increasing practices of expulsions and pushbacks
of asylum seekers, migrants and refugees at the European Union’s
external borders, the UNHCR has, in January 2021, called on the
European Union and its member States to end these practices urgently
and to conduct independent investigations.
Indeed, the UNHCR stated that it
received numerous reports of some European States carrying out pushbacks “in
a violent and apparently systematic way”. It recalled that the 1951
Refugee Convention as well as the European legal framework require
States to ensure the right to seek asylum by “undertaking an individual assessment
of those in need of protection”, “even if they enter irregularly”.
It specified that the Covid-19 pandemic provided no exception to
the obligation of ensuring a fair and speedy access to asylum procedures.
10. More recently, the UN Refugee Agency shared its sorrow concerning
the deaths of migrants, refugees and asylum seekers occurring near
the border between Poland and Belarus. It recalled its growing concern following
the reports of pushbacks carried out at the borders of Lithuania,
Latvia and Belarus and stated that pushbacks are a threat to the
life of migrants, refugees and asylum seekers, and are prohibited
under international law. The UNHCR called for the States to work
collaboratively on this matter and to prioritise human rights.
11. In its “Recommendations for the French and Czech Presidencies
of the Council of the European Union (EU)” in 2022, the UNHCR explained
that it “remains gravely concerned about systematic and increasingly violent
pushbacks at the EU’s external borders. The various human rights
violations they encompass are clearly at odds with EU and international
law. MS must end these practices and investigations should be conducted
into credible reports”.
12. In February 2022, triggered by an ever increasing number of
incidents of violence and serious human rights violations at various
European borders, several of which have resulted in tragic loss
of life, UN High Commissioner for Refugees, Filippo Grandi, denounced
that “Violence, ill-treatment and pushbacks continue to be regularly
reported at multiple entry points at land and sea borders, within
and beyond the EU, despite repeated calls...” and expressed fear
that “these deplorable practices now risk becoming normalized, and policy
based. They reinforce a harmful and unnecessary ‘fortress Europe’
narrative.” He called on States to “uphold their commitments and
respect fundamental human rights, including the right to life and
right to asylum. How Europe chooses to protect asylum-seekers and
refugees matters and is precedent-setting not only in the region
but also globally”.
2.1.2. International
Organization for Migration (IOM)
13. The IOM has repeatedly expressed
its concern about persistent reports of pushbacks and collective expulsions,
particularly concerning those occurring at the EU border between
Greece and Türkiye.
It stated that priority should be
given to ensuring that border management is aligned with international
law and in accordance with human rights obligations.
14. In line with the statements released by the UNHCR, the IOM,
in February 2021, also called on EU member States to take urgent
action to end pushback practices and the use of violence against
migrants, refugees and asylum seekers at the EU’s land and sea external
borders.
Indeed, the IOM conducted direct interactions
with migrants which confirmed the documented reports it received
demonstrating the level of violence these persons experienced before
being pushed back across maritime and land borders.
15. The IOM underlined the prohibition of pushbacks and collective
expulsion under international and European law, and welcomed recent
investigations initiated by several EU Member States into allegations
of pushbacks. The IOM highlighted multiple times the need to improve
migration and asylum policy, and offered its continuous support
to the EU member States on implementing migration governance respecting
the human rights of every individual.
2.1.3. Special
Rapporteur on the Human Rights of Migrants
16. Following the resolution adopted
by the Human Rights Council in June 2020
,
the UN Special Rapporteur on the Human Rights of Migrants, Felipe
González Morales, released a report on means to address the human
rights impact of pushbacks of migrants on land and at sea.
He conducted an examination on current
global practices and concluded that there had been an alarming increase
of pushback practices occurring in numerous States on a worldwide
scale, often including the use of force. The Special Rapporteur stated
that “pushbacks manifest an entrenched prejudice against migrants”
which results in the denial of access to human rights-based and
individualised assessment of applications for international protection.
17. The Special Rapporteur expressed numerous recommendations
to put an end to pushback practices. First, he urged States to implement
and fully respect international and regional human rights obligations,
to ratify the core international human rights instruments and harmonise
their domestic legislation with the prohibition of collective expulsions
and refoulement. Moreover,
the Special Rapporteur called on States to ensure an individual
examination and effective remedy before a judicial authority, and
to set appropriate administrative and legislative mechanisms to
ensure an effective access to rights to all migrants. Finally, it encouraged
States to acknowledge the role of civil society organizations in
addressing and monitoring pushbacks and urged them not to criminalise
private actors who carry out rescue operations to help migrants in
distress.
2.2. The
Council of Europe
2.2.1. European
Court of Human Rights
18. Despite the absence of the
right to seek asylum being expressly enshrined in the European Convention on
Human Rights, the Court requires member States to provide an individual
assessment of protection needs and an effective access to asylum
procedures to prevent the breach of Article 3 (torture and inhuman
or degrading treatment or punishment) of the Convention and Article
4 of Protocol No. 4 of the Convention, which prohibits collective
expulsions of aliens. Article 13 of the Convention, guaranteeing
the right to an effective remedy, also applies in the context of
prohibition of pushback policies.
19. According to the former European Commission of Human Rights,
collective expulsions refer to “any measure of the competent authority
compelling aliens as a group to leave the country, except where
such a measure is taken after and on the basis of a reasonable and
objective examination of the particular case of each individual
alien of the group”.
The
need to provide individualised assessments of applications to international
protection is thus at the core of the Court’s case law.
20. In the key case
Hirsi Jamaa and
others v. Italy,
the
Court held that automatic returns without individual assessment
and the lack of access to a legal redress constitutes an infringement
to the above-mentioned legal provisions. The Court found “that the
transfer of the applicants to Libya was carried out without any
form of examination of each applicant’s individual situation. It
has not been disputed that the applicants were not subjected to
any identification procedure by the Italian authorities, which restricted
themselves to embarking all the intercepted migrants onto military
ships and disembarking them on Libyan soil. Moreover, the Court notes
that the personnel aboard the military ships were not trained to
conduct individual interviews and were not assisted by interpreters
or legal advisers. That is sufficient for the Court to rule out
the existence of sufficient guarantees ensuring that the individual
circumstances of each of those concerned were actually the subject
of a detailed examination. Having regard to the above, the Court
concludes that the removal of the applicants was of a collective
nature, in breach of Article 4 of Protocol No. 4 to the Convention.
Accordingly, there has been a violation of that Article”. While
concluding on the breach of Article 4 of Protocol No. 4 by Italy
due to its pushback practices in international waters together with
Libya, the Court enshrined the need for States to respect the Convention’s
standards while exercising their jurisdiction outside their national
territory, thus prohibiting collective expulsions at sea.
21. In 2019, the Court ruled in the case
Ilias
and Ahmed v. Hungary that the pushback of two Bangladeshi nationals
to Serbia did not provide effective safeguards from the risk of
being subjected to inhuman or degrading treatment, considering the
real risk, at the time, of further expulsion to North Macedonia
and to Greece. This shows the particular attention of the Court
towards chain pushbacks.
22. In 2020, in the joint cases
N.D.
and N.T. v. Spain, the Court held that migrants who had
wilfully failed to comply with official asylum procedures and irregularly
entered the Spanish territory as part of a large group placed themselves
at risk deliberately.
Thus,
the Grand Chamber of the Court concluded there had been no violation
of Article 4 of Protocol no 4 of the Convention. The international
community criticised this judgement for not following the Court’s
previous case law nor the international standards regulating the
prohibition of pushbacks.
In her dissenting opinion, Judge
Koskelo held that the shift in focus from the well-established requirements
under the obligation of
non-refoulement to
the setting on a new criterion based on the “own conduct” of individuals
seeking international protection will lead to uncertainties and
practical difficulties in the future.
23. When the European Court of Human Rights condemns a State for
a violation of a right guaranteed by the Convention, structural
indications are given to the State where necessary to adapt its
domestic law in accordance with the Convention. Furthermore, several
tools aiming to provide member States with guidelines relating to
migration policies have been created to assist legal professionals
and State authorities in this matter. The Human Rights Education
for Legal Professionals (HELP) of the Council of Europe offers online
courses dealing with Asylum and Human Rights as well as Refugee
and Migrant Children which can be useful for the training of migration
authorities.
2.2.2. Council
of Europe Commissioner for Human Rights
24. The Commissioner for Human
Rights, Dunja Mijatović, has released numerous statements urging
States to prevent the denial of access to asylum and the return
of migrants and refugees without individual safeguards. She has
also called for an end to what has become the normalisation of pushback
practices
and deplored the regrettable building
of walls and fences, the restrictions on asylum applications and
pushback policies in the context of the crisis faced by the people
of Afghanistan.
25. The Commissioner for Human Rights also corresponds directly
with member States of the Council of Europe by addressing letters
to public authorities. In this regard, the Commissioner urged Malta
to refrain from conducting unlawful returns of migrants, refugees
and asylum seekers to Libya in 2020.
More recently, she addressed a
letter urging the Cypriot authorities to investigate allegations
of pushbacks and ill-treatment of migrants due to numerous documented
reports indicating that boats carrying migrants had been prevented from
disembarking in Cyprus and summarily returned in a systematic manner.
The Commissioner also addressed
a letter to the Prime Minister of Lithuania to express her concern
about the breach of access to fair asylum procedures and allegations
of summary returns of migrants without adequate safeguards.
26. The Commissioner regularly publishes third party interventions
to the European Court of Human Rights. In a recent case concerning
three Syrian applicants pushed back from Croatia to Bosnia and Herzegovina,
the
Commissioner shared her concern about the existence of an established
practice of collective returns of migrants from Croatia, as referred
to in her observations of December 2020 (CommDH(2020)33).
These are reportedly carried out
without any assessment of the migrant’s individual situation, leading
to systematic breaches of Croatia’s international obligations, as
she had underscored in the exchanges of views with the Committee
on Migration, Refugees and Displaced Persons on 2 December 2020
and on 27 April 2022.
27. Her Recommendation entitled “
Pushed
beyond the limits. Urgent action needed to stop pushbacks at Europe’s
borders” identifies four concrete areas where urgent action
would be required: member States must implement their legal obligations
in good faith; there is a need to strengthen transparency and accountability for
actions at borders; tackling pushbacks requires all member States
to act together, and parliamentarians have a key role as legislators
to guarantee respect of human rights standards. Parliamentarians
played an important role also by carrying out democratic oversight
of government action. I, therefore, commend Commissioner Mijatović’s
efforts to enhance respect for human rights standards at Europe’s
borders and her call for stronger commitment by members of parliaments
in that regard.
2.2.3. Council
of Europe’s Committee for the Prevention of Torture and Inhuman
or Degrading Treatment or Punishment (CPT)
28. As part of its role as a non-judicial
preventive mechanism to protect persons against torture and ill-treatment,
the CPT conducts visits in all Council of Europe member States aiming
to assess how persons deprived of their liberty are treated.
29. In 2020, the CPT published a report concerning its
ad hoc visit to Greece in March
of the same year. Although it recognised the significant challenges
Greece is facing in terms of the number of migrants entering the
Greek territory, the committee urged the Greek authorities to comply
with their human rights obligations.
It recalled the consistent allegations
of migrants being pushed back to Türkiye and the need for the Greek authorities
to put an end to these practices and to prevent them from happening.
Moreover, the CPT underlined the unlawful methods carried out by
the Greek Coast Guard consisting in preventing boats carrying migrants from
reaching the Greek islands and questioned the role of Frontex in
such actions.
2.2.4. Special
Representative of the Secretary General on Migration and Refugees
30. Under her mandate, the Special
Representative provides advice to member States on legal aspects
of migrants and refugees’ human rights standards. In 2020, the European
Union Agency for Fundamental Rights, along with the Special Representative,
published a report on “Border controls and fundamental rights at external
land borders”, which provides practical guidance aiming to support
border-management authorities and member States to implement the
fundamental rights safeguards of the EU law instruments.
31. Moreover, the Special Representative published a second joint
note with the EU Agency for Fundamental Rights in 2021.
Focusing on effective remedies
for human rights violations at EU’s external borders, the note emphasised
the need for member States to conduct independent investigations,
which must adequately establish the facts and be thorough and objective.
The investigations should also remain accessible to the victim and
investigating authorities must co-operate with the relevant authorities
of other States involved, particularly in cross-border cases.
32. Recently, the Special Representative has published a report
on her fact-finding mission to Bosnia and Herzegovina.
This
report highlights structural deficiencies concerning access to asylum
and emphasised the need for the relevant legal framework to be accessible,
precise and clear to all migrants, refugees and asylum seekers.
The Special Representative also drew the attention of the authorities
to the need to implement legislation in accordance with the refugee
and migrants’ fundamental rights.
2.3. The
European Union
2.3.1. The
EU legislation
33. EU primary and secondary legislation
also provides protection against pushback policies and practices. Article
78 of the Treaty on the Functioning of the European Union (TFEU)
states that the European common policy on asylum, subsidiary protection
and temporary protection must ensure compliance with the principle
of
non-refoulement. Such guarantee
is also provided by the EU Charter of Fundamental Rights in its
Articles 18 and 19, recognising the right to asylum and the absolute
prohibition on collective expulsions. The Qualification Directive
incorporated the 1951 Refugee Convention
standards for the qualification of refugees and persons in need
of international protection into EU law, thus prohibiting member
States from expelling migrants, refugees and asylum seekers to a
State where they face a real risk of persecution.
34. Additionally, the Directive 2008/115 on the return of illegally
staying third-country nationals sets out the standard procedures
applicable to their return, “in accordance with fundamental rights
as general principles of Community law as well as international
law, including refugee protection and human rights obligations”.
EU member States are also required to conduct an individual registration
and examination of all asylum applications under the Asylum Procedures
Directive.
In
the event of a massive influx of arrivals of migrants, asylum seekers
and refugees, Article 6 of the Asylum Procedures Directive enables
the prolongation of the delay to register and examine asylum applications.
However, authorities do not have the right to deny the right to
seek asylum.
35. The Schengen Borders Code, which regulates the border control
of persons crossing the external borders of EU member States, also
underlines the necessity to respect the principle of
non-refoulement and the fundamental
rights of refugees and persons requesting international protection
in its Articles 3 and 4.
Under
Article 14 (3) of the same regulation, a person whose entry was
refused at a border crossing point has a right to appeal.
36. In September 2020, the European Commission published a proposal
for a New Pact on Migration and Asylum.
The
New Pact includes new instruments concerning the conduct of migration
influx, such as a proposal for a pre-entry screening applicable
to third-country nationals arriving at the EU external border, introducing
common rules on individual identification, fingerprinting and registration
of migrants.
Although this proposal aims to provide
new legal safeguards to ensure a full assessment of each individual,
the proposed Pact raises significant concerns. Indeed, a report
prepared by the Assembly on the proposed pact highlights the fact
that the accelerated procedure implied by the screening proposal
may increase the risk of violation of the principle of
non-refoulement.
The New Pact also raises concerns
in terms of access to asylum, detention and expulsion.
37. In the context of the instrumentalisation of unlawful immigration
by the Belarusian regime, 12 EU member States have made a request
to the European Commission expressing their wish to build fences
at the EU’s external borders funded by the EU budget.
Such an unfortunate proposal, which
would lead to severe violations of European and international human
rights standards, has been turned down by the Commission.
38. On 24 January 2022, the Assembly adopted
Resolution 2416 (2022) “European Union Pact on Migration and Asylum: a human
rights perspective”. The resolution urged improvements to the proposed
new EU Pact on Migration and Asylum. The Assembly welcomed the EU’s
commitment to integrating European human rights fully into all its
policies on migration and asylum but said its proposed new Pact
on Migration and Asylum was “very complex” and raised concerns that
proposed accelerated asylum procedures may reduce their quality and
fairness. The Assembly recommended that EU member States agree to
a mandatory relocation system, as a measure of solidarity with EU
border countries, prioritising the cases of family reunion and unaccompanied migrant
children. It also invited the EU to amend the Pact’s proposed Screening
Regulation to ensure that it includes an effective suspensive remedy
against incorrect screening categorisation, and to better address
the needs of persons in vulnerable situations, victims of human
trafficking and women victims of gender-based violence. European
Commissioner for Home Affairs Ylva Johansson, taking part in the
debate remotely, underlined that the proposals sought to manage
arrivals in an orderly way. Not all people seeking entry to the EU
have a right to stay, she pointed out, but all should have a fair
assessment, a clear decision within a reasonable time, and be treated
with respect and dignity. She welcomed the Assembly’s report and
pledged to take it into account.
2.3.2. The
Court of Justice of the European Union (CJEU)
39. In the judgement
European Commission v. Hungary,
the CJEU ruled that Hungary had failed to comply with its obligation
under EU law due to the lack of effective access to procedures granting
international protection and the illegal pushbacks of third-country
nationals to Serbia.
Applications
for international protection could only be made from one of the
two transit zones at the Serbian-Hungarian border thus drastically
limiting the possibility for claiming asylum.
In addition, the Court underlined
that the systematic nature of the detention regime provided in the
Hungarian transit zones violated fundamental rights guaranteed by
the EU legislation. Following this judgement, the European agency
Frontex suspended all operations in Hungary.
40. However, in February 2021, an alleged number of 4 903 people
were pushed back to Serbia since the Court’s judgement, according
to the Hungarian Helsinki Committee along with other human rights
advocacy groups.
2.3.3. The
European Border and Coast Guard Agency (Frontex)
41. Created to provide EU Member
States and non-EU countries with operational and technical assistance in
search and rescue operations at sea, Frontex has the duty to act
in accordance with EU law and conduct actions aimed at saving lives.
However, the European
agency has been strongly criticised for operating in areas where
illegal and violent pushbacks were reported by several international
and European non- governmental groups, including in Bulgaria, Croatia,
Cyprus, Greece and Malta.
42. Frontex introduced an Individual Complaints Mechanism in 2016,
allowing any individual whose rights have been violated during a
Frontex operation to submit a complaint to the Frontex Fundamental
Rights Officer. Considering the alleged breaches of fundamental
rights conducted by Frontex, the EU Ombudsman evaluated Frontex
accountability mechanisms between 2016 and 2021. In her report released
in June 2021, she underlined that the mechanism was subject to “inadequate
transparency”, even though progress was now being made.
43. The Frontex Scrutiny Working Group of the European Parliament’s
Committee on Civil Liberties, Justice and Home Affairs, constituted
at the beginning of 2021, released a report summarising a four-month
investigation on alleged violations of fundamental rights in which
Frontex was involved or did not report.
Following this report, in September
2021, the Committee on Budgetary Control asked for the freeze of
a part of Frontex’s budget due to unresolved issues in the conduct
of its operations on cross-border crime and illegal immigration.
44. On 28 February 2022, the Director-General of the European
Anti-Fraud Office, Ville Itälä, presented the agency’s report on
Frontex at a meeting of the Committees on Budgetary Control and
on Civil Liberties, Justice and Home Affairs. It looked into allegations
of misconduct within Frontex in connection with human rights violations
at the EU’s external borders. According to the summary, the report,
which allegedly MEPs did not have access to, revealed that Frontex’s
management was aware of human rights violations and deliberately avoided
reporting them. Frontex’s management have denied any wrongdoing,
pointing instead to supposed ambiguities in EU regulations. As a
member of the Frontex Management Board, the European Commission was
asked to decide on the action to be taken against the agency’s Executive
Director. Further to that, Mr Leggeri, the Head of Frontex, resigned
on 29 April 2022.
45. In June 2021, Mr Jonas Grimheden took up the post of Fundamental
Rights Officer for Frontex, and his work, along with that of his
staff, many of whom still need to be appointed, will be important
in the context of ongoing scrutiny of Frontex’s border actions.
At its meeting of 28-29 April 2022, the Frontex’s Management Board
clearly stated that effective border control and the protection
of fundamental rights are fully compatible.
This should now be ensured by the
Frontex’s Fundamental Rights Officer and his team.
46. On 20 April 2022, I visited Frontex Headquarters in Warsaw,
Poland. This visit was triggered because of allegations that Frontex
colluded in pushbacks. I met with Mr Jonas Grimheden and Fundamental
Rights Monitors from his team: Ms Delphine Buffat, Ms Katarzyna
Wencel, Ms Luana Scarcella. I also met with Mr Lars Gerdes, Frontex
Deputy Executive Director for Returns and Operations, Ms Ana Cristina
Jorge, Director of Operational Response Division, Mr Dirk Vande
Ryse, Director of Situational Awareness and Monitoring Division,
Ms Anna Polak, Head of the Executive Affairs Unit, and Ms Eleonora
Maffezzoli, Senior Policy Officer in the Executive Affairs Unit.
I regretted the fact that Frontex representatives considered that there
had been allegations but no evidence (inquiries were carried out
at the time of my visit).
47. I had a strong impression that Frontex must have known about
cases of pushbacks and invited Frontex to conduct serious investigations
and take measures to prevent pushbacks in future. The EU institutions should,
indeed, serve as guarantors of international human rights protection
regarding the right to asylum. Frontex should be called upon to
enhance its capacity to deal with allegations of pushbacks and allow
for thorough investigation to bring those responsible to justice.
The work of the Fundamental Rights Officer of Frontex should be,
therefore, supported and its monitoring capacity enhanced.
2.3.4. New
initiatives
48. I am aware about the new initiatives
aimed at ensuring the protection of Europe’s borders in full respect of
fundamental rights and dignity of those who attempt to cross them,
such as the launch of the feasibility study for the setting up of
a robust and independent human rights monitoring mechanism at the
external borders of the European Union on 4 May 2022, voiced by
a group of authors (Mr Markus Jaeger, Mr Apostolis Fotiadis, Ms
Elspeth Guild and Ms Lora Vidović), with the support of the rapporteur
for the Assembly’s 2019 report entitled “Pushback policies and practice
in Council of Europe member States”, Ms Tineke Strik (MEP, Greens/EFA,
Netherlands). Such new initiatives should be welcomed.
3. The
role of civil society
49. Civil society’s role in upholding
and advancing democratic values and pluralism in society is crucial.
To this end, the Conference of International Non-Governmental Organisations
of the Council of Europe is the representative body of INGOs within
the Council of Europe.
50. Many non-governmental organisations, such as the Border Violence
Monitoring Network, Amnesty International, Human Rights Watch and
the Danish Refugee Council are engaged in monitoring, documenting and
reporting existing border violence. Many are also active in public
and private advocacy, and others take part in life-saving search
and rescue operations, humanitarian assistance, as well as legal
aid.
51. According to the figures published by the Danish Refugee Council,
from December 2019 until the end of December 2021 over 23 614 pushbacks
were recorded,
as well as a rise in the number of
pushbacks accompanied by violence, torture, confiscation and destruction
of personal belongings. The unlawful actions by border police were
recorded also by the Centre for Peace Studies in Croatia, which
submitted five criminal complaints to the State Attorney’s Office
against the unknown perpetrators’ police officials, who tortured, humiliated
and pushed back refugees from the territory of Croatia to Bosnia
and Herzegovina. Criminal complaints referred to a case of pushbacks
that concerned 33 persons, that led to physical marking of refugees with
orange spray all over their heads in June 2020, the case of torture
and humiliation of 16 refugees in July 2020, a case of torture,
rape and pushback after the victims were released from the Court
in December 2020, a case of a violent pushback from the railway,
with refugees who were forced to undress, got beaten and humiliated,
as well as a case of an Afghan family of six with a pregnant women,
who were denied their right to seek international protection, put
into a van, brought to the border and ordered to leave Croatian
territory in August 2021.
52. In an attempt to discourage new migration flows, a disconcerting
number of NGOs in Greece, Italy, Malta and Croatia have been criminalised
by State authorities, often using anti-smuggling legislation and
accusations of facilitating irregular migration. Their independence,
neutrality and impartiality have been in many instances questioned.
Ignoring the humanitarian imperative,
individuals and civil society organisations supporting people on
the move have been in many cases (for example Greece, Croatia, Italy,
Malta) heavily criminalised. The reasoning behind this approach
is that the poorest the services provided, the less people will
be seeking international protection and/or residency in EU countries.
53. On 20 February 2022, during my mission to Croatia and Bosnia
and Herzegovina, I met the representatives of the Border Violence
Monitoring Network: Ms Milena Zajović, Head of Advocacy Border Violence
Monitoring Network and President of Are You Syrious, Ms Sara Kekuš,
Project Manager, Centre for Peace Studies, and Ms Alexandra Bogos,
Advocacy and Legal Coordinator, Border Violence Monitoring Network,
whose contributions to my report were very valuable and timely.
4. Encouraging
measures at national level and domestic case law
54. Although an alarming pattern
of increasing pushback practices can be observed among European States
and more globally, on a worldwide scale, several EU Member States
have recently ruled in favour of refugees, migrants and asylum seekers
who had been pushed back at the EU’s external borders. One such decision
was recently adopted by an Austrian regional court in July 2021,
which ruled that the practice of pushing back asylum seekers to
Slovenia gave rise to a violation of the principle of human dignity.
A similar verdict was issued by
the Administrative Court of Ljubljana in July 2020, which held that
the pushback of a Cameroonian asylum seeker to Croatia and the denial
of his right to seek asylum violated the EU Charter of Fundamental
Rights.
55. The UN Special Rapporteur on the human rights of migrants
depicted numerous promising measures aiming to prevent and condemn
pushback practices in his latest report. He noted that many States
have codified the principle of
non-refoulement in
their domestic legislation. This key principle has also been enshrined
in some countries’ constitutions, such as in Austria and Finland.
56. More concretely, a secured access to border checkpoints has
been established in some States such as Switzerland, where border
police authorities must ensure access to the asylum procedure to
any individual indicating their need to seek international protection.
It is however not just law that is important, it is also practice
and the training of police and migration authorities that is essential
to prevent the perpetration of pushbacks.
5. Pushbacks
involving member States of the Council of Europe
57. The illegal practice of pushbacks
has been reported in a concerning number of Council of Europe countries
including pushbacks to third countries such as Belarus and Libya.
A brief presentation of the most notable case studies, namely those
to Belarus and Libya, will be made here in an attempt to highlight
the current situation.
58. People on the move are often the victims not only of a humanitarian
crisis but also of political games putting their lives and freedom
at risk. Migrants, refugees and asylum seekers have been instrumentalised
as a means of providing political pressure. This has happened in
relation to Türkiye and Greece, together with the European Union.
It has also happened more recently with Belarus and its neighbours,
Lithuania, Poland and Latvia, and the European Union.
59. The majority of the Council of Europe countries engaging in
such practices are also EU members neighbouring with non-EU States
mandated to act as the guardians of the European Union’s external
borders (for example Greece, Croatia, Lithuania, Poland, Latvia,
Italy, Spain). Within this framework, the EU itself or its member
States with the European Union’s support, sign agreements with neighbouring
countries (such as those with Türkiye and Libya) aiming to contain
migratory flows from reaching EU soil in exchange for money, aid
or other kinds of political favours. This approach is sometimes
referred to in the context of “pullbacks”.
5.1. Pushbacks
from Croatia to Bosnia and Herzegovina and Serbia
60. There are numerous reports
and visual footage
of unlawful returns, collective
expulsions as well as inhuman and degrading treatment of migrants
taking place at the borders between Croatia and Bosnia and Herzegovina,
Croatia and Serbia and Croatia and
Slovenia. The NGO Danish Refugee Council, which is active in the
region, documented nearly 7 000 such cases from Croatia to Bosnia
and Herzegovina in 2019 and another 16 000 cases in 2020.
Migrants unlawfully returned to
Bosnia and Herzegovina have often experienced a series of pushbacks
known as chain pushbacks starting from either Italy or Austria,
passing through Slovenia and ending in Croatia from where they are
being pushed back to non-EU territory being often denied the right
to file an international protection request.
61. In their endeavour to enter Croatia, to cross from Croatia
to Slovenia or before they are returned to Bosnia and Herzegovina
or Serbia, people have reported violence by Croatian police, including
physical and sexual violence. The CPT has also investigated some
documented cases of ill-treatment and torture during their rapid
reaction visit to the country in summer 2020 and a report was prepared.
Among other forms of violence experienced
by migrants, refugees and asylum seekers at the borders of Croatia,
shootings have also been alleged in November 2019.
Moreover, starting in 2017 humanitarian
and human rights action has been heavily criminalised in the country
with NGOs’ staff members being accused of facilitating illegal migration
and smuggling. The Croatia’s Ombudswoman has also reported about
the NGOs being denied access to migration-related information in
her “National Report on the Human Rights Situation of Migrants at
the Borders” published in July 2021.
62. Following the publishing by several European media outlets
of footage of illegal pushbacks in Croatia and Greece in early October
2021,
the European Commissioner for Home
Affairs, Ylva Johansson, called for a thorough investigation in
the two countries making clear that even though they did indeed
have the obligation to protect EU’s external borders, they also
had to uphold the rule of law and respect fundamental rights.
On 8 October 2021 the Croatian authorities
acknowledged that some of its police officers had participated in
a pushback incident on the border with Bosnia and Herzegovina.
The conduct of an internal investigation
is indeed welcome, but the Croatian authorities’ statements also
raise serious concerns over the actual responsibility around pushbacks
and in particular the role of the involved States, as well as that
of the Frontex. Moreover, NGOs active in the region are concerned
over the actual independence and efficiency of the proposed internal
investigation.
63. From 20 to 23 February 2022, I visited Croatia and Bosnia
and Herzegovina, together with Ms Stephanie Krisper (Austria, ALDE),
rapporteur on “Safe third countries for asylum seekers”.
This visit allowed for direct exchanges
with both, public authorities and civil society representatives
in these countries. The issue of pushback was raised in the meetings
with the border police officers in both countries, drawing their
attention to the importance of preventing pushbacks and respecting
international standards on the matter.
5.2. Pushbacks
to Türkiye
64. After at least 33 Turkish soldiers
were killed during an airstrike carried out by Syrian government
forces in Syria’s Idlib province,
Türkiye announced on 27 February
2020 that it would unilaterally open its sea and land borders with
Greece to migrants, refugees and asylum seekers who wanted to cross
into the rest of Europe. This was despite an EU-Türkiye deal signed
back in March 2016. Greece responded by having its police, army,
and special forces use tear gas and rubber bullets to prevent migrants
and refugees from entering its territory.
Following these developments, Greece,
in breach of its international obligations,
suspended all
asylum procedures for a whole month in March 2020.
65. On 3 March 2020, Ursula Gertrud von der Leyen, President of
the European Commission, travelled to the border region of Kastanies,
Evros, Greece from where she expressed in a joint press conference
the European Union’s solidarity
towards the country. She also committed to provide Greece with financial assistance,
human resources, as well as technical expertise, to address the
emergency unfolding at its borders. As a result, Frontex launched
two rapid border intervention operations, the aim of which was to
“co-ordinate a new return programme for the quick return of persons
without the right to stay to countries of origin from Greece”.
In the same press conference, the
President of the European Commission thanked Greece for functioning
as a shield for the European Union.
66. However, it’s important that all countries recall their relevant
rights and obligations as these are listed in various international
treaties, conventions and agreements and outlined also in the joint
report by the European Union Agency for Fundamental Rights and the
Council of Europe, published in March 2020, where it is stated that
“Council of Europe (CoE) and European Union (EU) Member States have
an undeniable sovereign right to control the entry of non-nationals
into their territory. While exercising border control, states have
a duty to protect the fundamental rights of all people under their
jurisdiction, regardless of their nationality and/or legal status.
Under EU law, this includes providing access to asylum procedures.”
As in the case of Croatia, Greece
has used anti-smuggling legislation against human rights defenders
and people engaged in search and rescue operations,
making access to asylum for people
on the move harder to reach.
67. Asylum procedures were suspended for a second time in spring
of the same year citing Covid-19 as the reason.
The extension of an already existing
2012 fence of 10 km length in the Evros region by an extra 26 km
was completed in summer 2021 in an endeavour to discourage people
from reaching the country and applying for life saving international
protection. More border guards, as well as a high-tech border security system
have also been employed.
68. Following its
ad hoc visit
to Greece in March 2020 Council of Europe’s CPT published a report
in November of the same year calling on the Greek authorities to
halt pushbacks.
The Council of Europe’s Commissioner
for Human Rights addressed a letter on 3 May 2021 to the Minister
for Citizens’ Protection, the Minister of Migration and Asylum and
the Minister of Shipping and Island Policy of Greece regarding allegations of
pushbacks and the living conditions of people on the move in the
country. The Greek authorities responded on 11 May 2021 that they
adhere to their duties as outlined in national and EU legislation
mandating them to protect the national and EU borders. They also
claimed to be following “a strict and disciplinary legal framework investigating
information concerning alleged incidents of ill-treatment at the
borders, including allegations for unprocessed returns (pushbacks),
applying the foreseen by law penalties and taking all necessary
measures so that unwanted incidents are avoided.”
69. In October 2021 Greece announced that it was about to entrust
the investigation of the pushbacks claims to the National Transparency
Authority following the call of the Commissioner for Home Affairs
in early October of the same year, after a media investigation published
visual evidence of Greek coast guards pushing people away in the
Aegean sea.
On 29 March 2022, the Greece's
National Transparency Authority has announced that an in-depth investigation
into claims that Greek coast guard authorities were involved in
illegal pushbacks of asylum seekers had found no evidence to support
the allegations.
Civil society organisations criticised
this position of the Greece’s National Transparency Authority and
called for the report to be made public.
5.3. Pushbacks
to Belarus
70. Starting as early as spring
2021, a new migration and asylum crisis has unfolded at the borders
of Belarus with Lithuania, Poland and Latvia. Triggered, inter alia, by sanctions posed by
the EU on Belarus, as well as Lithuania’s and other EU countries’
criticism of Belarus for the diversion of Ryanair flight FR4978
from Athens to Vilnius on 23 May 2021. As a result, Belarus opened
its borders with its EU neighbours in what was seen as a hybrid
war against the EU using migrants, asylum seekers and refugees from
various countries, in particular Iraq. The Belarusian authorities
are even said to have facilitated these movements causing an unprecedented
migration crisis in the region since the three EU countries were
not ready to receive a high number of migrants, refugees and asylum
seekers.
71. This situation has resulted in growing xenophobic attitudes
and policies reflected in national legislation, as well as in other
measures taken to intercept these movements, raising serious human
rights concerns relating to detention, dire living conditions and
alleged pushbacks of people who were denied the right to file an
international protection request. Lithuania and Latvia have stated
that they will only proceed with asylum applications submitted strictly
at official border crossings. In Poland, on 17 September 2021, the
Sejm voted a law aimed at restricting access to territory and asylum
to persons entering Poland outside the official border crossings.
72. All three countries introduced states of emergencies either
throughout their whole territory (Lithuania) or in specific areas
bordering Belarus (Latvia and Poland) and initiated the construction
of physical barriers alongside their borders to contain the flows.
The deployment of Frontex rapid forces alongside technical assistance
and emergency assistance to be used to reinforce the border surveillance
systems of the three countries were also provided by the EU in response
to the steps taken by the Belarusian authorities. Even if the weaponisation
of migrants, refugees and asylum seekers is indeed a card played
by the President of Belarus, Alexander Lukashenko, to destabilise
the EU, people on the move should not pay the price of this political
game. States have indeed the right to protect their borders, but
they also have an obligation to process asylum applications filed
at their borders or within their territory.
73. The Assembly has raised its concerns on this issue in an urgent
debate which took place on 30 September 2021 and adopted
Resolution 2404 (2021) “Instrumentalised migration pressure on the borders of
Latvia, Lithuania and Poland with Belarus”,
based on a report by Ms Anne-Mari
Virolainen (Finland, EPP/CD) prepared on behalf of the Committee
on Migration, Refugees and Displaced Person.
5.4. Pushbacks
to Libya
74. In February 2017, Italy struck
a deal with Libya, which was renewed in February 2020 for a period
of three years, aiming at blocking migratory flows albeit that Libya
is not regarded as a safe country. To this end, the EU has provided
financial assistance of about €700 million to Libya over the last
few years, a large portion of which is allocated to migration-related
activities including the strengthening of border management.
75. According to information shared by Amnesty International with
the UN’s Special Rapporteur on the Human Rights of Migrants, Felipe
González Morales, “Italy and EU institutions have provided Libyan
maritime authorities with at least 16 speedboats and with the training
of at least 477 personnel, mostly through EU naval operation EUNAVFOR
MED Sophia
. Italy also deployed personnel and
ships in Libya to assist in the coordination of maritime operations
and has supported the Government of National Accord in the declaration of
a Libyan Search and Rescue (SAR) region.”
Even
private vessels are instructed to disembark in Libya instead of
a safe harbour. In 2021 the first ever trial over a pushback by
a private vessel to Libya took place in Italy. The captain of Asso
Ventotto, Giuseppe Sotgiu, was sentenced to one year in prison.
76. According to the same source, more than 60 000 people have
allegedly been intercepted in the Mediterranean by the Libyan authorities
and disembarked in Libya since 2016.
Following Italy’s example, Maltese
authorities have allegedly engaged in pushback practices within
their territorial waters pushing people either to Italy or Libya
or letting them float at the high seas.
Moreover,
they have denied conducting search and rescue missions after having
been informed about the existence of boats in distress or delaying
it for days.
On
10 April 2020, Italy, Malta, Frontex and Libya received information
about a boat in distress in the Mediterranean. Three to four days
later search and rescue operations were initiated and finally a
Libyan-flagged vessel managed to rescue the 51 people aboard within
Malta’s territorial waters on 15 April 2020. The vessel disembarked
in Tripoli, where five people were found to have died, while seven
more were reported as missing; the rest were placed in detention
in the centre of Trik-al-Sikka.
The whole operation was allegedly co-ordinated
by the Maltese authorities. Reportedly, Maltese authorities have
also used arbitrary detention at sea, while denying the disembarkation
of boats carrying migrants at their ports.
77. Both Italy and Malta have been criticised for systematically
hindering the work of search and rescue NGOs by criminalising them,
denying them the provision of a safe port to disembark and posing
administrative procedures resulting in certain ships being seized.
The Assembly has warned against such practices in its
Resolution 2362 (2021) and
Recommendation
2194 (2021) “Restrictions on NGO activities in Council of Europe
member States”.
6. Conclusions
78. I would like to make reference
to our previous discussions in the committee on this issue and would
like to highlight the need for States to respect international obligations
and to enhance interstate solidarity. The Assembly should denounce
the dysfunctional approach in certain member States in terms of
pushbacks. Council of Europe member States should work together,
including member States from Central and Northern Europe.
79. To prepare this report, the committee held an exchange of
views on 24 November 2021 with the participation of Mr Felipe González
Morales, the UN Special Rapporteur on the Human Rights of Migrants. Prior
to my fact finding visit to Croatia and to Bosnia and Herzegovina,
the then President of the Assembly, Rik Daems, had asked me to visit
Poland on 18-19 November 2021 to assess the situation of migrants
stranded on the border with Belarus in my capacity as Chairperson
of the Committee on Migration, Refugees and Displaced Persons.
80. On 27 April 2022, Ms Dunja Mijatović, the Council of Europe
Commissioner for Human Rights, presented to the Committee on Migration,
refugees and Displaced Persons, her Recommendation entitled “
Pushed beyond
the limits. Urgent action needed to stop pushbacks at Europe’s borders”, where she addressed the role of members of parliament
in preventing human rights violations at the borders, noting that
parliamentarians can play an important role in preventing pushbacks,
in line with their wider role as guarantors of human rights, both as
legislators and as those responsible for carrying out democratic
oversight of government action. She identified, overall, four concrete
areas where urgent action would be required: member States must
implement their legal obligations in good faith; there is a need
to strengthen transparency and accountability for actions at borders;
tackling pushbacks requires all member States to act together, and
parliamentarians have a key role as legislators to guarantee respect
of human rights standards. In her exchange of views with the committee, she
invited parliamentarians to reject the vision of a “fortress Europe”
which nobody was able to enter. There was a need to change this
approach to allow future generations to be proud rather than ashamed
of such a “fortress Europe”.
81. A number of other relevant issues were raised in the exchanges
of views, namely questions concerning the application of pushbacks
with regard to so called “illegal migrants” (some countries established
legislative rules by highlighting this discrepancy), and the latest
UK legislation that would allow the UK Government to off-shore the
review of individual applications for asylum to Rwanda. Commissioner
Mijatović was shocked by the draft legislation of the United Kingdom
and had immediately called for changes. She highlighted that a “shift” in
responsibility to a third country far away had the risk of seriously
undermining the global system of international protection. Concerning
“illegal immigration”, she did not believe that there was such illegal immigration,
because people crossing borders should not be punished by criminal
law.
82. To conclude, I am strongly convinced that the Assembly should
call for serious changes to the law and practice in the Council
of Europe member States to stop pushbacks at land and sea. In specific
terms, it should ask member States to take measures to prevent pushbacks,
to protect the victims of pushbacks, to prosecute those responsible
for pushbacks and to improve international co-operation and co-ordination
between border authorities, police, and other bodies in charge of
border protection, as reflected in the proposed draft resolution.