1. Introduction
1. Wars and violent conflict cause
great human suffering as well as the destruction of property, homes
and the environment. Negotiations between the parties involved on
how to deal with the damage caused by the conflict and how to move
towards reconciliation are crucial for lasting peace. However, often
such discussions do not lead to adequate results and this can create
a feeling of injustice which can, in turn, perpetuate conflicts or
even lead to a resumption of hostilities.
2. The Council of Europe is one of the principal platforms for
promoting dialogue, mutual understanding, peace and justice amongst
European countries. Indeed, the preamble to the Statute of the Council
of Europe (ETS No. 1) provides that the States parties are “convinced
that the pursuit of peace based upon justice and international co-operation
is vital for the preservation of human society and civilisation”.
The preamble to the European Convention on Human Rights (ETS No.
5) also refers to fundamental freedoms as “the foundation of justice
and peace in the world”. Nevertheless, significant threats to peace
in Europe remain, and there have been recent calls to develop the
Council of Europe’s democratic security policy to “ensure the comprehensive use
of early-warning and confidence-building measures, improve policy
making, strengthen accountability and prevent future conflicts”.
3. Problems caused by the lack of an acceptable, achievable,
enforceable and implementable package towards reconciliation and
redress following a conflict continue to hamper good relations between
States. Unresolved frozen conflicts persist. There is therefore
a strong case for doing more, under the auspices of the Council
of Europe, to help to address the conflicts of the past and to ensure
a durable peace for the future.
4. Resolution 2515
(2023) recommended that member States “commit to resolving
disputes and disagreements through dialogue and diplomacy”, “commit
to peaceful settlement of disputes by recognising as compulsory
the jurisdiction of international tribunals”, “promote all efforts
aimed at ensuring accountability for violations of international
law by recognising the jurisdiction of the International Criminal
Court”, and “enforce the duty to provide compensation to the victim
of aggression, including by lawful confiscation of State-owned and
private-owned assets” and that the Assembly should “strengthen elements
relating to conflict prevention, conflict resolution and democratic
security.”
5. The Committee on Legal Affairs and Human Rights appointed
me as rapporteur on 26 April 2023. The committee held a hearing
on 11 October 2023, with the participation of Mr Christos Giakoumopoulos,
Director General, Directorate General Human Rights and Rule of Law
(DG1), Council of Europe; Mr Pablo de Greiff, Director, Center for
Human Rights and Global Justice, New York University School of Law;
Commissioner, UN Commission of Inquiry on Ukraine; former UN Special
Rapporteur for the promotion of truth, justice, reparation and guarantees
of non-recurrence (2012-2018); and Mr Igor Cvetkovski, Senior Advisor
on Reparations and Transitional Justice, International Organization
for Migration, Office in Ukraine.
6. In this explanatory memorandum, I will start by outlining
international law and practice relating to reparations, reconciliation,
and transitional justice (chapter 2). I will then set out the mechanisms
currently available for settling such disputes, including those
under the auspices of the Council of Europe (chapter 3). Finally,
I will set out the case for a new mediated mechanism under the auspices
of the Council of Europe, to assist in the resolution of these disputes
(chapter 4).
2. International law and practice relating
to reparation, reconciliation, and transitional justice
2.1. The
international responsibility of States for internationally wrongful
acts and the duty to make full reparation
7. It is well established under
customary international law, as clearly set out in the International
Law Commission’s Draft articles on Responsibility of States for
Internationally Wrongful Acts, 2001 [“ILC draft articles”] that
a State is internationally responsible for internationally wrongful
acts that are attributable to it.
It is
similarly well-established that a State has an obligation to make
reparations for such internationally wrongful acts and for harm
caused.
8. The obligation placed on the responsible State is to make
“full reparation” and, as far as possible, wipe out all the consequences
of the illegal act and re-establish the situation which would, in
all probability, have existed if that act had not been committed.
As concerns the proportionality of reparations,
“concerns are sometimes expressed that a general principle of reparation
of all loss flowing from a breach might lead to reparation which
is out of all proportion to the gravity of the breach”, or that
“the principle of full reparation may lead to disproportionate and
even crippling requirements so far as the responsible State is concerned”.
Such concerns were indeed motivating factors
in the reparation settlements negotiated after the First World War
and the Second World War which did not seek full reparation. The
approach taken in the ILC draft articles is to assess the proportionality
within the analysis of each type of reparation and the choice of
means of reparation.
However
this is not seen as justifying anything less than “full reparation”
for the injury caused. “Full reparation” is also what is called
for in respect of the damages flowing from the Russian Federation’s
war of aggression against Ukraine.
9. Whilst the legal principle is for full reparation, as the
International Court of Justice (ICJ) has acknowledged, practice
can vary depending on the circumstances and this principle does
not necessarily translate into a requirement to pay full compensation
to each individual affected: “Against the background of a century
of practice in which almost every peace treaty or post-war settlement
has involved either a decision not to require the payment of reparations
or the use of lump sum settlements and set-off, it is difficult
to see that international law contains a rule requiring the payment
of full compensation to each and every individual victim as a rule
accepted by the international community of States as a whole as
one from which no derogation is permitted”.
The
practice of the European Court of Human Rights, however, tends to
favour a more victim-centred approach,
rather than a broader package
of measures to resolve a conflict.
10. The forms of reparation include restitution, compensation
and satisfaction, either singly or in combination.
Assurances and guarantees of non-repetition
are also recognised as a potential form of remedy. Specific forms
of satisfaction include an acknowledgement of the breach, an expression
of regret, or a formal apology.
Cessation
of the wrongful acts can also be a relevant factor. Investigations
into alleged wrong-doing (such as war crimes) can also be part of
a package of reparation.
11. The “duty to make reparation is a rule which exists independently
of those rules which concern the means by which it is to be effected”.
However,
the ability to invoke the responsibility of another State somewhat
presupposes an existing means of bringing a claim, whereas in many
cases there is no available international mechanism for determining
some disputes. Countermeasures may be justified under certain circumstances,
notably to induce a State to comply with its obligations under the
law of State responsibility, but they must be proportionate to the
injury suffered and are subject to certain conditions.
2.2. Practical
and legal challenges to agreeing and enforcing reparations: the
principle of State immunity
12. Despite these rules and principles
requiring reparation for wrongful acts, often there is, however,
no independent legal mechanism for enforcing a claim against a state,
meaning that claims can fester for years without resolution, in
the absence of legal or political means to force a State to the
negotiating table. This means that victims can feel ignored and
it can give a sense of impunity or lack of accountability. Moreover, there
is a certain dichotomy between the principle of full reparation
and State practice, which can involve complex negotiations often
looking at what is achievable or reasonable in practice, bearing
in mind a number of different factors, including reconciliation,
peace, reparations, as well as economic, social and other interests.
13. Historically, peace treaties often included provision for
reparations (to cover reconstruction, civilian damage and perhaps
compensating families bereaved by war) as well as indemnities (often
a more punitive settlement, covering, for example, the military
costs of the war). However, this often depended on political or military
pressure as well as what was practical in the circumstances (for
example, much as in civil law, bankrupting a debtor, whether a State,
a company or an individual, is unlikely to improve relations or
yield to reparation payments). Classic examples are the reparations
for First World War and Second World War, which reflected only a
proportion of the damage caused and were based on what those responsible
could pay.
Nonetheless, much has been written
about the lessons to be learned from the reparations of First World
War where a State does not approach the payment of civilian damages
in good faith and with an acceptance of responsibility for damage
caused, as well as about the risks that the issue of reparation
can itself risk perpetuating conflict rather than helping towards
resolution and reconciliation. The experience of the First World
War also highlights the importance of communication as part of any
reconciliation and reparation process – thought might therefore
be given to communicating clearly on the consequences of war on
civilian populations and the reasoning to justify the sum of reparations.
14. Reparations in relation to Second World War were similarly
complex given the scale of the human rights violations and the huge
impact on civilian populations. Many countries had severely damaged
infrastructure as a result of the aggression and had nationals who
had suffered human rights violations. Reparations were negotiated
in different packages at different times, but “no Allied State received
compensation for the full extent of the losses which its people
had suffered”.
For individuals affected, whilst the
German Federal Compensation Law (
Bundesentschädigungsgesetz)
compensated German victims of National Socialist persecution, those
in other countries that were attacked by Germany and its allies
were not entitled to compensation under that law. Issues remain
to this day, whether due to differences of opinion over responsibility
(for example Poland, alone, was invaded by Germany, Slovakia, Romania
and Russia, at various moments in the Second World War) or due to
differences of opinion over agreements made (for example, with Russia
negotiating a reparation settlement that purportedly covered countries
on the Eastern side of the iron curtain, but without those countries
necessarily directly benefiting from those reparations or feeling
that they had been involved in those negotiations). This has led
to arguments that reparations have not been fair or full, with specific
individuals feeling that they did not receive adequate compensation,
and some continuing to pursue reparations from Germany for losses
suffered. Such sentiment can be noted for example in recent attempts
in Italy, Greece or Poland to seek reparations from Germany, and
a clear feeling of resentment for what is sometimes seen as a lack
of responsibility for, and reparation for, past wrongs. However,
without German agreement, reparations for such incidents remain
legally unobtainable due to, for example, the doctrine of State
immunity and the lack of any other means of enforcing the duty on
a State to make reparations.
15. The doctrine of State immunity is a general rule of customary
international law, solidly rooted in the practice of States, which
grants States jurisdictional immunity from any attempted assertion
of jurisdiction by the courts of another State.
State immunity derives from the principle
of the sovereign equality of States, which is one of the fundamental
principles of the international legal order.
The law of State immunity is essentially
of a procedural nature. It acts as a barrier to bringing proceedings
against a State for any exercise of sovereign power (whether legal
or illegal), but does not have any bearing on the merits of a claim.
Therefore, even if a State may be immune from the jurisdiction of
the courts of a foreign State, this does not affect its international
responsibility or its obligation to make reparation.
16. The ICJ has notably concluded that State immunity for acts
jure imperii [an exercise of sovereign
power] extends to civil proceedings for acts having resulted in
death, personal injury or damage to property committed on the territory
of the forum State by another State’s armed forces and other State
organs during an armed conflict.
Therefore “customary international
law continues to require that a State be accorded immunity in proceedings
for torts allegedly committed on the territory of another State
by its armed forces and other organs of State in the course of conducting
an armed conflict”.
Moreover, the ICJ
has also concluded that, in respect of civil proceedings, “under
customary international law… a State is not deprived of immunity
by reason of the fact that it is accused of serious violations of
international human rights law or the international law of armed conflict”,
even in respect of a
jus cogens norm.
This follows from
the case law of the European Court of Human Rights which also confirms
that granting State immunity for breaches of human rights is not
a violation of the Convention.
It
should be noted that this relates to State immunity in respect of
civil proceedings (which is distinct from individual criminal liability
for torture, war crimes and crimes against humanity). The doctrine
of State immunity also grants States immunity from post-judgment
measures of constraint, for example as against property used for
governmental purposes that is located in a foreign State, and associated
exequatur proceedings.
Having said this, work is currently underway
to explore ways of obtaining reparations from the Russian Federation
notwithstanding the operation of the principle of State immunity,
including through exploring the use of counter-measures and through
using the interests of assets that are subject to sanctions. As
this work is ongoing in the context of specific reports focussing
on the Russian war of aggression against Ukraine, I will not address
this further in this report.
2.3. The
right to remedies and reparations for individuals: the need for
a victim-centred approach
17. Reparations have historically
been a matter between States, not involving the individual directly.
This is because, traditionally, the individual is not a subject
of public international law and thus cannot act in the sphere of
international law. Moreover, individuals cannot bring a claim directly
against a foreign State in international law. A State can espouse
the claim of a national, to seek to hold another State accountable
and to seek reparation related to a breach.
However, the individual is not able
to make a claim directly and is not necessarily entitled under international
law to any specific reparations following such a claim. As the ICJ
has said “Where the State receiving funds as part of what was intended
as a comprehensive settlement in the aftermath of an armed conflict
has elected to use those funds to rebuild its national economy and
infrastructure, rather than distributing them to individual victims
amongst its nationals; it is difficult to see why the fact that those
individuals had not received a share in the money should be a reason
for entitling them to claim against the State that had transferred
money to their State of nationality.”
The
ICJ considered that such disputes might be a topic of further negotiations
between the two States concerned.
18. A person can bring a claim (where available) under domestic
law in their own State or indeed can bring a claim (where available)
under the domestic law of a State against whom it seeks damages
or reparations. However, often such legal mechanisms are lacking
or unavailable in the domestic law of the individual State – for
example because domestic courts may lack jurisdiction, due to the
operation of State immunity laws, or because non-nationals may be
barred from accessing certain compensation schemes. International
law can thus leave an individual victim without an adequate remedy
– even where their State of nationality has received reparation.
This situation can thus be unsatisfactory for the individual and
can lead to a lack of a meaningful resolution if the victims are
not adequately involved in finding a solution towards reconciliation
and lasting peace. Increasingly, however, practitioners and politicians
are realising that if victims’ needs are not addressed, then problems
persist. There is now, thus, an increasing recognition of the need
for a victim-centred approach to reparation and reconciliation in
order for it to work and to contribute to lasting peace and reconciliation.
19. Specific rules of international law do grant individuals rights,
such as international human rights law, international humanitarian
law (for example in relation to prisoners of war) or law on consular
protection.
However,
the law has not yet developed to creating an actionable right to
reparation for individuals under customary international law.
Exceptionally,
specific provisions of international law enable individuals to make claims
directly against foreign States, for example, investment treaties
may establish arbitration clauses enabling individuals to seek damages
against a foreign State for losses. Specific bespoke compensation mechanisms
have also been established at times, such as the United Nations
Compensation Commission, established to process claims and pay compensation
for losses and damage suffered as a direct result of Iraq’s unlawful
invasion and occupation of Kuwait in 1990-1991.
20. Human rights treaties, in particular, may establish a mechanism
for individual applications against a State responsible for a violation.
This is reflected in the approach set out in the UN General assembly Resolution
“Basic Principles and Guidelines on the Right to a Remedy and Reparation
for Victims of Gross Violations of International Human Rights Law
and Serious Violations of International Humanitarian Law” (UNGA
Resolution 60/147).
The Principles annexed to that resolution
recall, in particular, that the right to a remedy for victims of
human rights violations is a right protected under numerous international
and regional treaties relating to international human rights law
and international humanitarian law.
The
Principles recall the obligation on States to investigate crimes
under international law and to prosecute perpetrators, where these
are identified. At paragraph 11, the principles set out that remedies
for gross violations of international human rights law or serious
violations of international humanitarian law include (a) equal and
effective access to justice; (b) adequate, effective and prompt
reparation for harm suffered; and (c) access to relevant information
concerning violations and reparation mechanisms. Paragraph 15 provides
that a State “shall provide reparation to victims for acts or omissions
which can be attributed to the State and constitute gross violations
of international human rights law or serious violations of international
humanitarian law”. It refers in particular to restitution, compensation,
rehabilitation, satisfaction and guarantees of non-repetition. Whilst
in practice this is generally done through domestic legal mechanisms,
international mechanisms also exist. One of the most developed such
mechanisms is, of course, the European Court of Human Rights.
21. An individual, or victim-centred approach, is thus more in
line with a human-rights approach and is required for there to be
an effective remedy under the European Convention of Human Rights
(Article 13). This is reflected, for example, in Council of Europe
documents, such as the 2011 Guidelines and reference text on “
Eradicating
impunity for serious human rights violations” adopted by the Committee of Ministers or recent work on
remedies and redress to victims of the Russian military aggression
in Ukraine.
There is thus an obligation on member
States domestically to provide a means of redress for individuals
whose human rights have been violated. In the context of a conflict,
however, it can be difficult to oblige the responsible State to
create such mechanisms (or to finance such mechanisms operating
in the victim State) without their acceptance of responsibility
and engagement in the process.
Moreover,
there can be differences of opinion as to the type and extent of
remedy or reparation required – for example, where resources are
limited, should an individual be entitled to full compensation,
particular compensation, declaratory relief, or other remedies better
adapted to their individual circumstances and needs? Whilst the
case law of the European Court of Human Rights has developed certain
principles, some of this is left to the respondent State to determine,
under the supervision of the Committee of Ministers. Moreover, the
approach of the Court can be restricted to specific tools and perhaps does
not look at the full range of options that might be available or
that might best respond to the needs to the victims.
2.4. Reconciliation
and transitional justice
22. Whilst the principle remains
one of full reparation, the principle of the effectiveness of the
law, and the reality of enforcement of any awards is crucial. Tools
such as reconciliation, redress and transitional justice can be
part of a package aimed at reconciliation and lasting peace. Such
matters can be delicate as it can be difficult to find a solution
that is victim-centred, respects human rights, and which also contributes
to lasting peace and improved reconciliation between communities.
Such solutions tend to feature a set of tools, including truth-seeking
initiatives, justice, reparations, recognition and guarantees of
non-repetition.
23. The primary aim of reconciliation is to prevent conflicts
from re-escalating. Meaningful reconciliation implies building new
relationships between parties to the conflict and between the State
and the citizen. It often requires time to engage at a community-level
and can depend on buy-in from victims. Transitional justice refers to
how societies respond to the legacies of massive and serious human
rights violations, in order to achieve justice for the victims together
with sustainable peace. It can include both judicial and non-judicial
mechanisms, such as acknowledgement, memorials, lustration, civic
initiatives, investigations, truth-seeking initiatives, as well
as reparations to victims (for example financial compensation, restitution
of property, guarantee of political or social rights).
There
is no one-size-fits-all approach to reconciliation or transitional
justice initiatives, but the overall goal is a more peaceful, just
and inclusive society.
In order to be successful, initiatives
generally should be context-specific, nationally owned, and focused
on the needs of victims.
By
its nature, transitional justice often takes place outside of State
courts, with a number of scholars noting that criminal justice is
not always the most appropriate manner of facilitating truth-finding.
There can be tensions between
initiatives promoting peace, truth-finding, reconciliation and transitional
justice, which often imply a certain level of compromise, and a
focus solely on justice which can favour prosecutions and full redress,
but may not always be capable of delivering either prosecutions
or reparations. As we heard during the committee’s hearing on this topic,
ideally, the elements of truth-seeking initiatives, justice, reparations
and guarantees of non-repetition will be complementary and not in
competition with each-other.
24. Examples of transitional justice initiatives in recent decades
tend to combine a mixture of truth-finding commissions and justice
initiatives such as prosecutions. However, there can be a tension
between initiatives favouring truth-seeking and the uncovering of
remains, with those prioritising bringing perpetrators to justice. Amnesties
or conditional immunity regimes are sometimes proposed to promote
truth-seeking,
but they
are controversial, especially where they could prevent responsibility
for serious violations.
Similarly,
in some countries, limitation or prescription periods on bringing
prosecutions act as a barrier to justice. Importantly, such limitation
periods should not apply to gross violations of international human
rights law or serious violations of international humanitarian law.
Similarly, early releases of prisoners
convicted of crimes during a conflict can be seen as a tool for
reconciliation, but also as one that can undermine justice and can
be felt as an affront by the victims of human rights violations.
Prosecutions of some or all of those responsible for human rights violations
is usually a central element of transitional justice.
However, there can
be some perceived difficulties with prosecutions, particularly where
certain crimes were seen to be permitted under a previous regime.
25. One element common to truth-seeking initiatives is to establish
a body to investigate what has happened to missing persons and to
find their remains. Examples include the National Commission on
the Disappeared in respect of people who disappeared during the
1976-1983 military dictatorship in Argentina; the Committee on Missing
Persons in Cyprus, in respect of people who went missing during
the 1974 Turkish military intervention in Northern Cyprus (an element
of the execution of the interstate judgement of the European Court of
Human Rights
Cyprus v. Turkey);
investigations following the 1996-2006 Nepalese Civil War;
the Colombian Commission for the
Identification of the Truth, Coexistence and Non-Repetition.
Another example is
the Independent Commission for the Location of Victim’s Remains
(ICLVR) in relation to 16 people who disappeared during the Troubles
in Northern Ireland 1970s–1998. Information given to the commission
cannot be used in criminal proceedings, in order to encourage information
that can help families to locate the remains of their loved ones.
Recent legislation to address Northern Ireland legacy issues continues
to be controversial, with proposals involving a controversial conditional
immunity from prosecution for anyone who co-operates with the new
Independent Commission for Reconciliation and Information Recovery
(ICRIR). This is seen as building on the model used in South Africa
to favour truth but is accompanied by limitations on bringing new litigation,
which has been criticised as unduly limiting access to justice.
Tensions persist around the disappeared and truth-finding commissions
in finding the correct balance between the pursuit of justice and
the need for truth, reconciliation and peace.
3. Mechanisms
currently available to promote reconciliation and reparation
3.1. The
European Court of Human Rights
26. A number of human rights protected
under the European Convention on Human Rights can be relevant in
a conflict or post-conflict scenario, including the right to life
(Article 2), freedom from torture or inhuman or degrading treatment
or punishment (Article 3), the right to private, family life and
the home (Article 8), freedom of expression (Article 10)
,
the right to an effective remedy for a violation of human rights
(Article 13), and the right to peaceful enjoyment of possessions
(Article 1 of Protocol No. 1 to the Convention (ETS No. 9)) – amongst
others that may apply in particular situations.
27. It is well established under the case law of the European
Court of Human Rights that States are under an obligation to undertake
adequate investigations in relation to alleged violations of the
right to life (Article 2) and the prohibition of torture (Article
3) and that this obligation should include the possibility of identifying
and punishing those responsible for such violations.
There
are specific requirements as to the quality of investigations. One
complexity in conflict situations is that different standards can
apply depending on whether a person in a conflict is killed by State
actors or non-State actors, which can create difficulties when seeking solutions
addressing complex situations in the aftermath of a conflict. The
Council of Europe Guidelines on eradicating impunity for serious
human rights violations set out what is required by way of investigations
and provide that “States should take all appropriate measures to
establish accessible and effective mechanisms which ensure that
victims of serious human rights violations receive prompt and adequate
reparation for the harm suffered. This may include measures of rehabilitation,
compensation, satisfaction, restitution and guarantees of non-repetition”.
28. Interstate cases that have been brought, or individual applications
relating to conflict-type situations, can help to address and recognise
specific human rights violations and award just satisfaction where
appropriate. However, judgments in such cases are notoriously difficult
to execute.
There are some
concerns that the nature of this litigation does not necessarily
lend itself to a holistic settlement towards comprehensive reconciliation
and reparation following a conflict. Moreover, the restrictions
in the types of remedies available can be unsatisfactory to the
communities affected, and the lack of enforcement of remedies can
lead to revictimization of the applicants as well as creating an
affront to the rule of law and the principle of the effectiveness
of the law. I have set out below some of the more well-known cases
relating to post-conflict situations by way of illustration of how
the Court can be used, with differing degrees of success in terms
of implementation.
29. Interstate cases often involve displaced people. This has
been the case for example with the cases flowing from the conflict
between Armenia and Azerbaijan from the early 1990s.
The cases of
Chiragov v. Armenia (2015) and
Sargsyan v. Azerbaijan (2015) concern
the impossibility for displaced persons to gain access to their
homes and properties in Nagorno-Karabakh and surrounding areas and
the lack of an effective remedy for such displaced people.
Despite recent efforts
towards agreement to a memorandum of understanding relating to the
payment of just satisfaction to the individuals concerned (possibly
via a Council of Europe bank account), signature of such agreements
and payments of just satisfaction remain outstanding, over 30 years
since the people were displaced and 8 years since the judgments
in these cases. Further interstate and individual applications have
been made to the European Court of Human Rights in respect of a more
recent conflict between the two countries in 2020 which again caused
many deaths. Serious concerns remain as to the respect of human
rights in the region.
30. Concerningly, the situation of people living in Nagorno-Karabakh
worsened during 2022-2023 with severe restrictions on the movement
of people, food and other goods to and from the area. There were significant
concerns about the humanitarian and human rights situation of those
living in Nagorno-Karabakh. Moreover, the Azerbaijani military interventions
to take effective control over the local area led to heightened concerns
about the welfare of the local population and the risks of abuses
of international human rights law, in particular relating to ethnic
cleansing, hate speech, destruction of cultural heritage, forced
displacements and the use of force against civilian populations.
This culminated in the near total exodus of the ethnic Armenian population
of Nagorno-Karabakh.
Even more concerningly,
the interim measures indicated by the European Court of Human Rights
in 2022, calling on Azerbaijan to ensure safe passage through the
Lachin Corridor of seriously ill persons in need of medical treatment
in Armenia and others who were stranded on the road, have not been
respected. Such non respect of the interim measures of the Court,
risking the well-being and lives of those living within the Council
of Europe geographic space, raises serious concerns for the feasibility
of solutions based on the rule of law and respect for the values
of the Council of Europe. Furthermore, the provisional measures
of the ICJ were similarly not respected.
31. The breakup of former Yugoslavia in the 1990s involved a number
of conflicts, with ethnic cleansing, war crimes, genocide, huge
numbers of deaths, massive displacements of population across the
new borders, as well as complex issues relating to property ownership,
including following the splitting up of national banks. The countries
of the region only became members of the Council of Europe following
the conflict. The European Court of Human Rights has nevertheless
been of some use in addressing issues flowing from the conflict, although
this has taken time. For example, issues relating to the bank accounts
and savings of individuals following the breakup of former Yugoslavia,
have been eventually resolved following judgments of the Court,
as
have issues relating to individuals who lost their residence rights
after Slovenia’s declaration of independence,
or
cases concerning the pension rights of those who were displaced
following the war
. Recourse
to the Court has also been used in cases relating to individuals
wishing to access indemnity schemes for war damages.
Cases
relating to investigations into deaths and war crimes during the
conflict, the fairness of related proceedings, and the treatment
of detainees have not been without difficulty.
However significant recent
progress has also allowed the supervision of many of those cases
to be closed. In other cases friendly settlement has been a useful
tool in resolving issues.
Despite huge progress
since the 1990s, however, some tensions remain in the region.
For
example, Bosnia’s constitution and electoral system continue to
maintain a distinction between the three ethnic constituent peoples
and the others, in contradiction with numerous judgments of the
European Court of Human Rights.
Other
cases are still pending implementation, such as the inability for
members of the armed forces of Yugoslavia to regain possession of
their pre-war apartments in the Federation of Bosnia and Herzegovina.
32. The enforcement of judgments of the European Court of Human
Rights can prove difficult in separatist regions. For example, cases
relating to the Transnistrian region of the Republic of Moldova
have been difficult to enforce. Following a conflict in the early
1990s, the separatist regime has been supported by Russia. Many human
rights issues have arisen during the tensions. The individual applications
brought before the Court in respect of human rights violations by
the
de facto Transnistrian
authorities have tended to be introduced against Moldova (as the
country with territorial jurisdiction), as well as Russia (who the
Court has generally found to have effective control over the region
given that the
de facto Transnistrian
authorities rely militarily, economically and politically on Russia).
However enforcement
has proven difficult, not least given the necessity of involving
Russian, Moldovan and the
de facto Transnistrian
authorities in finding a solution to often complex issues. Many
of these cases, for example the
Catan case
relating to the Latin-script schools, remain unexecuted.
33. More wide-ranging interstate cases can often be difficult
to resolve, not least given the complexity and scale of the issues,
differences of opinion as to how best to resolve them (for example
between restitution or compensation in respect of property rights),
and community tensions which can act as disincentives to finding a
workable and practical solution. This can lead to perverse situations
where there is little interest in resolving the plight of victims
because this feeds into a particular conflict narrative, or a maximalist
and unachievable solution is insisted upon, again because perpetuation
of the conflict through a dispute on solutions maintains a particular
conflictual narrative and political goals. Whilst the plight of
victims is often cited as being central to such arguments, such
an approach rarely delivers effective solutions for victims in a
timely manner and is often a cause for renewed conflict. Finding
solutions that are fair, promote reconciliation, respect the principles
of justice and human rights and safeguard peace can often feel illusory
in such circumstances.
34. The
Cyprus v. Turkey interstate
case (2001), covered a significant number of human rights violations flowing
from the Turkish military intervention in Cyprus in 1974 and the
subsequent division of the territory, including investigations into
missing persons and the right to life (article 2 of the Convention),
property rights (Article 1 of Protocol No. 1), and multiple rights
affecting people living in enclaved areas (for example Karpas peninsula/Karpasia).
Other individual cases have also related to missing or killed persons,
and property rights.
More
recent issues relate to the difficulties in administering a divided
territory,
or continued tensions
.
Whilst many human rights violations were found in the initial interstate
judgment of 2001, it was not until well over a decade later, in
2014, that the Court issued its just satisfaction judgment in which
it awarded 90 million euros to be paid from Türkiye to Cyprus, to
then be subsequently distributed by the Cypriot Government to affected
individuals. A State has 3 months to pay just satisfaction, however,
nearly a decade after the judgment, and coming up to 50 years since
the initial military intervention, Türkiye has still not paid these
damages. These judgments, however, are only part of a wider picture
relating to the conflict, including tensions between the communities
going back to the 1960s, human rights abuses pre-dating 1974 and
various negotiations led by the UN to find a lasting solution.
Work to implement
those cases has been slow but has seen some results, with elements
involving the progress of the Committee on Missing Persons in Cyprus
and the Immovable Property
Commission. However, the piecemeal nature of the Court’s consideration
of the totality of the issues involved means that it is but a partial
tool in considering what an overall package might look like for
addressing the situation.
35. In the Georgia v. Russia interstate
case concerning Georgian nationals arrested, detained and expelled from
Russia as part of a centralised policy in 2006-2007, the European
Court of Human Rights found a violation in a judgment of 2014 and
in 2019 awarded a just satisfaction of 10 000 000 euros for the
damage suffered by at least 1 500 Georgian nationals. The implementation
of that judgment has proved very problematic and the just satisfaction
has still not been paid.
36. Both Cyprus v. Turkey and Georgia v. Russia concern interstate
cases in which the Court first found violations in a merits judgment,
and only many years later awarded just satisfaction in the form
of a just satisfaction judgment. It could be useful to explore whether,
following a merits judgment in interstate cases, a more mediated
or friendly settlement approach might be a useful tool in addressing
reparation or just satisfaction in such future cases. Such a friendly
settlement approach might yield a more enforceable settlement, with
recourse to a wider range of potential reparation tools that might
better address the real needs of the victims.
37. The
Georgia v. Russian II interstate
case relates to the 2008 conflict concerning the break-away regions of
South Ossetia and Abkhazia in Georgia.
The
European Court of Human Rights considered that Russia had effective
control after 12 August 2008 (ceasefire agreement) given its participation
in the conflict, and for the ensuing period given the dependence
of the administrations of South Ossetia and Abkhazia on the Russian Federation.
The Court found violations of the right to life (summary executions
and a lack of investigation for killings), mistreatment of prisoners
of war, the displacement of civilians and the destruction of property.
In its just satisfaction judgment of 2023, the Court awarded just
satisfaction sums for the different violations found, that will
have to be distributed by the Georgian State to the individual victims
concerned. However, as for the previous interstate case relating
to Russia, implementation will be difficult, even more so following
Russia’s expulsion from the Council of Europe. There are also a
number of individual cases pending before the Court relating to
this conflict, as well as to similar conflicts in the early 1990s,
as well as a fourth interstate case,
Georgia
v. Russia IV, concerning the administrative borders between
these territories.
38. Friendly settlement, combined with monitoring visits, can
be a useful means of resolving a potential interstate case even
before a merits judgment. For example, the Georgia
v. Russia III interstate case concerned the detention
of four Georgian children by the de facto authorities
of South Ossetia. Following a visit by the Commissioner for Human
Rights to the region, the children were released and the case was
struck out of the list at the request of the Georgian Government.
More might be done to explore how best to resolve interstate issues
through friendly settlement and/or the use of other Council of Europe
mechanisms.
39. The number of interstate cases pending before the European
Court of Human Rights has been growing significantly in recent years
and is now occupying a significant amount of Court time, not least
given the complexity of the issues. One of the most obvious examples
relates to successive violations by Russia, of human rights of people
in Ukraine. Since Russia’s illegal annexation of Crimea in 2014,
there have been numerous human rights violations such as a crack-down
on free speech, illegal kidnappings, displaced persons and the persecutions
of Crimean Tatars.
This was shortly followed by
an outbreak of violence in the Donetsk and Luhansk regions between
Russian-backed separatists and the Ukrainian forces. Despite the
involvement of the Organization for Security and Co-operation in
Europe (OSCE) and the Minsk Agreements, conflict continued, leading
to thousands of dead and wounded as well as millions of displaced
persons. The downing of Malaysian Airlines flight MH17 by Russian-backed
separatists is but one of many atrocities and human rights violations
committed, including arbitrary arrests, ill-treatment, torture,
and summary executions
. In February 2022 Russia’s
full-scale military invasion of Ukraine led to vast numbers of casualties,
millions of refugees, destruction of the environment, war crimes,
possible genocide and the devastation of civilian infrastructure. Russia
was consequently expelled from the Council of Europe. The devastation
is vast and growing, as is the human loss. A Register of Damage
has been created, but significant tools will be required to provide
remedies and reparations in due course.
Many Ukraine-Russia interstate
cases as well as thousands of individual applications are pending
before the European Court of Human Rights, dealing with various
aspects of the conflict and tensions over the last nine years. As
these are the subject of a number of reports of the Assembly already
underway, I will not focus on them here. Moreover, given that Russia
is no longer a member of the Council of Europe, any mechanism envisaged
in this report, for members of the Council of Europe, would not apply
to the conflict between Ukraine and the Russian Federation. Nonetheless,
it goes without saying that the scale of the damage is considerable
and that bespoke mechanisms will almost inevitably be required,
in addition to Court judgments, in order to correctly address the
issue of reparation.
3.2. Other
Council of Europe mechanisms – the role of the political organs
40. Member States of the Council
of Europe are committed to “the pursuit of peace based upon justice
and international co-operation”.
Democratic
security is one way that the Council of Europe contributes to the pursuit
of peace and this has long been a theme of Council of Europe work.
Democratic security rests to a great extent on compliance with democratic
processes, human rights and the rule of law as a means of guaranteeing security
in the region.
41. Council of Europe monitoring mechanisms constitute a set of
tools to improve these safeguards within member States and thus
to provide a level of guarantee for States and citizens that human
rights will be respected and that mechanisms exist to enforce those
rights, including through seeking reparations and remedies where
necessary. There are many such monitoring mechanisms including the
European Commission for Democracy through Law (Venice Commission),
the Group of States against Corruption (GRECO), the Group of Experts
on Action against Trafficking in Human Beings (GRETA). The reports
of these bodies can constitute helpful indicators for respect for
democracy, the rule of law and human rights and can help to promote
durable solutions to protect citizens’ rights. The reports of the
Parliamentary Assembly, and in particular of the Committee on the
Honouring of Obligations and Commitments by Member States of the Council
of Europe (Monitoring Committee), can also be useful in highlighting
concerns and in encouraging States to respect their obligations.
The Commissioner for Human rights similarly performs a crucial role
as watchdog for the Organisation and can help to promote solutions
to complex post-conflict challenges.
42. The Secretary General of the Council of Europe can also perform
a vital role in seeking to resolve disputes and differences between
States to encourage a peaceful solution, deploying a range of measures
to facilitate dialogue. Groups of Ambassadors of the Committee of
Ministers can also be established to promote dialogue on particularly
challenging issues and member States can engage in high-level dialogue.
More specifically, the Organisation has taken specific action to
support work towards compensation and reparation in specific instances.
For example, recent discussions in relation to the Russian aggression
against Ukraine have focussed on how to enforce the duty of an aggressor
State to provide reparation for the internationally wrongful acts
for which they are responsible, including the setting up of a Register
of Damage. Current discussions are centring around the financing
of reparations, including the confiscation of Russian assets and countermeasures.
43. I should also mention the existence of others tools encouraging
the peaceful settlement of disputes, such as the European Convention
for the Peaceful Settlement of Disputes. Whilst the remit of this
Convention is limited to situations occurring after the entry into
force of that Convention in respect of the relevant States, and despite
the limited number of ratifications,
it nonetheless provides a
mechanism for the settlement of disputes, whether through recourse
to the ICJ, the use of conciliation, or recourse to arbitration.
A revision of this Convention to enable it to be used in a broader
set of circumstances and to make it more appealing to States could
perhaps be pursued.
44. A number of tools thus exist to promote dialogue and the finding
of solutions. However, a more developed common democratic security
policy is needed, which should include elements for enhancing accountability
and for enforcing the duty to compensate.
A
more structured approach to promoting and supporting reconciliation
and reparation within the Council of Europe framework could bring
great value to the Organisation, its member States and peace in
Europe.
3.3. Other
mechanisms available to Council of Europe member States
45. There are both legal and political
tools available to member States at the international level. The
avenues available in a given case may vary depending on the type
of issue. Recourse to the International Court of Justice can be
possible, depending on the nature of the dispute and whether or
not both States accept the jurisdiction of that Court (whether on
an individual basis or due to a jurisdictional clause in a given
treaty). The Genocide Convention
is one
such example as is the UN Convention for the Elimination of All
forms of Racial Discrimination.
Member States
have also brought cases relating to maritime delimitation before
the ICJ
.
46. By way of example, in 2021 both Armenia and Azerbaijan brought
cases against each other before the ICJ alleging breaches of the
UN Convention for the Elimination of All forms of Racial Discrimination.
In particular, there were accusations of ethnic cleansing, glorification
of racist acts, hate speech, destruction of cultural and historic
property, as well as discrimination. These cases are pending. In
February 2023 the ICJ indicated provisional measures requiring Azerbaijan
to “take all measures at its disposal to ensure unimpeded movement
of persons, vehicles and cargo along the Lachin Corridor in both
directions.”
Notwithstanding
the clear international legal obligation to comply with provisional
measures of the ICJ, the Lachin road subsequently remained substantially
blocked leading to obvious concerns that such tools are not effective without
respect by member States for the rule of law or means to seek to
enforce these orders. On 17 November 2023, the ICJ indicated further
provisional measures concerning the situation in Nagorno-Karabakh
requiring Azerbaijan to ensure that persons who have left the region
after 19 September 2023 and who wish to return “are able to do so
in a safe, unimpeded and expeditious manner”, to “ensure that persons who
remained in Nagorno-Karabakh after 19 September 2023 and who wish
to depart are able to do so in a safe, unimpeded and expeditious
manner”, and to “ensure that persons who remained in Nagorno-Karabakh after
19 September 2023 or returned to Nagorno-Karabakh and who wish to
stay are free from the use of force or intimidation that may cause
them to flee”. Provisional measures were also indicated to “protect
and preserve registration, identity and private property documents
and records” of those who were living in Nagorno-Karabakh earlier
this year and to have due regard to those documents in its administrative
and legal procedures.
Azerbaijan had to report on steps taken
to implement these measures within 8 weeks (by 12 January 2024).
It thus remains to be seen as to whether these provisional measures
have been respected.
47. In another well-known example of recourse to the ICJ by Council
of Europe member States, the application of the Convention on the
Prevention and Punishment of the Crime of Genocide (
Bosnia and Herzegovina v. Serbia and Montenegro)
the ICJ found
that whilst most acts committed by Serbian forces were not accompanied
by genocidal intent, the Srebrenica massacre, committed by the army
of Respublika Srpska, was a genocide and that Serbia and Montenegro
had violated its obligation to prevent this genocide. Moreover,
in failing to adequately co-operate with the International Criminal
Tribunal for the former Yugoslavia (ICTY) (for example relating
to the transfer of Ratko Mladić), Serbia and Montenegro had failed
in its obligation to punish those responsible for genocide. In the
Application of the Convention on the Prevention and Punishment of
the Crime of Genocide (Croatia v. Serbia), whilst certain material
elements of the crime of genocide were found, the ICJ concluded
that the genocidal intent was lacking given that the crimes committed by
the Serbs against the Croats were aimed at the forced displacement
of the population rather than its physical or biological destruction.
A genocidal intent on the part of Croats against Serbs was also
not found.
48. Specific courts and tribunals can also be of assistance in
seeking justice for past wrongs. For example, the International
Criminal Court (ICC) can have jurisdiction to prosecute war crimes
and other international crimes where the host State is unable or
unwilling to do so.
The ICTY is another obvious example
of a situation where the gravity of the crimes was such that an
international tribunal was considered to be necessary to ensure
that a certain level of justice was done and war crimes and other
crimes prosecuted in order to address the wrongs of the past and
for the communities and countries concerned to reconcile. The ICTY
was established by the UN Security Council, to investigate and prosecute
war crimes and other international crimes. It recognised certain
acts as genocide, notably against the Muslims of Srebrenica,
and determined the existence
of a number of war crimes, including systematic massacres of the
civilian population, summary executions, extermination, ethnic cleansing,
collective and systematic rape, torture, forced labour, inhuman treatment
in concentration camps and detention centres, blocking humanitarian
aid, sieges, indiscriminate bombardments of towns and villages and
hostage-taking of UN soldiers.
49. Recourse to international courts or tribunals can thus be
a useful tool in seeking to determine contentious issues from the
past and to enable States to address the past and to work towards
reconciliation. However, given that recent ICJ provisional measures,
which are binding as a matter of international law, have not been respected
by Russia or by Azerbaijan, this questions the adherence to the
rule of law and to the peaceful resolution of disputes by certain
States in the region, as well as the utility of these tools for
resolving disputes and for ensuring respect for international law.
50. In terms of political tools, the OSCE and the UN are the two
principal organisations engaged in conflict prevention in the region
and have developed tools related to reconciliation and reparation.
States themselves also engage directly, as does the European Union.
The OSCE is the principal regional international organisation focussing
on conflict resolution and dispute management. It has several mechanisms
for conflict resolution, including monitoring missions for collecting
impartial data on conflicts
and conflict resolution mechanisms
such as the Trilateral Contact Group on Ukraine, mediation mechanisms
in Georgia and Moldova, as well as the Minsk Group in relation to
Armenia and Azerbaijan.
Other potential OSCE conflict
resolution tools include the Valletta Mechanism
and
the Conciliation Commission.
There
is no prescribed OSCE-mechanism for conflict resolution
per se as the OSCE tends to react
to each crisis individually, responding to the political will of
the parties to the conflict and other countries involved. However,
these political tools tend to focus on immediate resolution of disputes
rather than on longer term plans for reconciliation and reparation. Moreover,
given the working methods of the OSCE, its capacity to work on a
given issue will depend on the political will of all. The presence
of the Russian Federation within the OSCE (as for the UN) can limit
the ability of the Organisation to act meaningfully in respect of
a given topic or situation.
51. Thus, the OSCE evidently has particular expertise relating
to conflict resolution within the Council of European geographic
space, and all efforts should be made to avoid conflicts between
its actions and the actions of the Council of Europe. However, there
is arguably a clear role also to be played by the Council of Europe
whose expertise lies in justice, human rights and the rule of law
– and it is with an eye to this expertise that we might consider
whether the Council of Europe could, or indeed should, be doing
more in relation to reconciliation and reparation, whilst ensuring
that actions in a given situation do not duplicate or run into conflict with
the work of the OSCE. In particular, whilst the Council of Europe
has a clear role in relation to justice, the rule of law and human
rights once the immediate need for conflict resolution has been
addressed, as was made clear during the committee hearing on this
topic, such work need not wait for a conflict situation to be resolved, but
can already be started when tensions are ongoing as a means of helping
to resolve them and to move towards solutions based on justice,
human rights and the rule of law.
52. The United Nations obviously has a number of tools for conflict
resolution, and in specific examples has developed particular tools
aiming at reparation mechanisms. Resolutions of the Security Council
or the General Assembly are usually required for the establishment
of any such a mechanism. One well-developed example is the United
Nations Compensation Commission (UNCC) which was established by
UN Security Council Resolutions to consider and administer compensation
claims following Iraq’s invasion of Kuwait 1990-1991 and Iraq’s
consequent liability under international law for any direct losses,
damage or injury “as a result of its unlawful invasion and occupation
of Kuwait”
. The UNCC
was wound up in 2022 having completed its functions. Another well-known
example is the United Nations Register of Damage caused by the construction of
the wall in the occupied Palestinian territory (UNRoD), which is
a subsidiary organ of the UN General Assembly, created by an UNGA
Resolution. UNRoD records the damage caused to all natural and legal persons
by the building of the wall. This follows the obligation for Israel
to compensate natural and legal persons, as set out in the Advisory
Opinion of the ICJ.
Other
individual resolutions of UN bodies can also support the right of
victims to compensation.
53. Other bespoke tools have been developed in respect of specific
States, such as those in the Balkans, in order to address reconciliation,
truth, and justice and were supported by regional initiatives, with
participation of the UN, the OSCE and the European Union. However,
civil society has highlighted that many of these initiatives do
not include (a) psychological support for victims; (b) the construction
of memorials and symbolic monuments; (c) the inclusion of women,
minority groups and victims in the decision-making processes of reconciliation
and reparation programmes; and (d) domestic indemnity mechanisms
for victims.
54. Finally, the possibility of bilaterally negotiated solutions
should not be ignored. For example the United Kingdom and the US
negotiated with Libya to obtain compensation for victims of the
Lockerbie bombing. However other efforts have been less successful
in obtaining compensation for Libyan-sponsored terrorism.
4. Conclusions:
the case for a new mechanism under the auspices of the Council of
Europe to assist in resolving past conflicts and building a common
peaceful future
55. The topic of reparation and
reconciliation in post-conflict situations can be a highly sensitive
matter requiring careful political as well as legal expertise, in
order to find solutions that are fair, respect the principles of
the rule of law, justice and human rights, promote truth and reconciliation,
and safeguard peace.
56. The Council of Europe has some tools to facilitate finding
solutions to post-conflict disputes – including through political
discourse within the Parliamentary Assembly and within the Committee
of Ministers, and through the jurisdiction of the European Court
of Human Rights. A significant amount of time can be spent, including
within the Council of Europe, on conflict or post-conflict matters
that can sometimes seem to be intractable. However a failure to
adequately address such matters can hinder peace and prosperity
in Europe and thus negatively affect all of us.
57. The situation in Nagorno-Karabakh is perhaps one of the best
examples of a need for improved tools to address reconciliation,
reparation and redress following conflicts. Whilst the 1990s conflict
arose before either State was a member of the Council of Europe,
the continued tensions since then have occurred since both States
are members of this Organisation and could perhaps have been avoided
by improved mechanisms for resolving disputes by peaceful means.
Indeed, Azerbaijan has indicated that the military action in 2020
followed the lack of a satisfactory peaceful resolution in the intervening
decades. Moreover, the current situation has led to renewed violations
of human rights and concerns about ethnic cleansing, combined with
the huge displacement of the ethnic Armenian population of the area.
58. There can be tensions between the imperative of peace and
reconciliation; the legal obligations on States to pay reparations
for internationally wrongful acts for which they are responsible;
the duty on States to provide victims of human rights violations
with an effective remedy; the practical challenges of agreeing to
a package of reconciliation and reparation measures; and the difficulties
in delivering effective remedies to individual claimants. Whilst
ideally, these objectives can be complementary, this can be challenging
to deliver in a given situation. Collecting data on the extent of
civilian damage is important to ensuring individual reparation for
human rights violations caused by a conflict. However, especially
where such damage is very significant, creative solutions may be
needed to ensure that victims receive remedies, that reparations
are realisable, and that the solutions found will not in themselves
be a catalyst or pretext for further conflict.
59. Respect for the rule of law is necessarily a primary imperative
of this Organisation and of any search for solutions to these complex
problems. Part of respect for the rule of law relates to the principle
of the effectiveness of the law, as well as the enforcement of remedies
or of settlements. Awarding victims remedies that are unenforceable
merely serves to revictimize these individuals. Thought should therefore
be given to exploring whether better solutions can be found that
respond to the needs of the victims, respect the rule of law, promote
reconciliation and redress, and which are also achievable, enforceable
and implementable. Reparation therefore may need to be accompanied
by other measures, including community-level projects, truth and
reconciliation projects, projects aimed at mutual economic co-operation
and prosperity, and an adequate communication component to explain
the consequences of war and justify any reparations. Moreover, it
is important that victims and affected groups are involved in the
process of finding adequate solutions that best respond to the needs
of those affected.
60. There is a strong case for
a mediated process under the auspices of the Council of Europe,
to promote reconciliation and reparation in relation to conflicts
between Council of Europe member States. It is only by addressing
these issues that we can move forward towards peaceful co-operation
for the future. Improved tools for achieving reconciliation and
resolving reparation for past conflicts would complement the current
drive for an improved democratic security policy, with a particular
focus on accountability, respect for international law, and reparation.
Such a mechanism could, for example, be engaged where a State has
committed an internationally wrongful act, such as an act of aggression,
State-sponsored terrorism, or widespread human rights violations
against a particular population.
61. Whilst Courts can play a vital role in finding just solutions,
often a court with jurisdiction is not available (for example due
to State immunity) or is unable to fully address the overall complexity
of the problem (for example due to its remit or limits of the available
remedies). In addition there are often challenges with enforcing
the judgments of the European Court of Human Rights. Whilst efforts
should be pursued to encourage States to accept the compulsory jurisdiction
of relevant international tribunals such as the International Court
of Justice or the International Criminal Court, it is additionally
worth pursuing alternative mechanisms for improving the peaceful
resolution of disputes.
62. The European Court of Human Rights can be a useful tool in
addressing specific complaints and in providing remedies for human
rights violations occurring during conflicts between Council of
Europe member States. However, it is a limited tool in achieving
reconciliation and reparation following a conflict. Firstly, it
does not allow for an overall or holistic approach to reconciliation
and reparation assessment (being restricted to specific human rights
violations, with a particular focus on the responsibility being
attributable to State actors). Secondly, it has a restrictive array
of remedies available to it, – it does not, for example, propose
performance of specific acts designed to improve reconciliation
or to promote transitional justice.
Thirdly,
its just satisfaction awards in complex interstate cases are notoriously
difficult to enforce. There is thus a strong case for a more effective
and more adaptive mechanism for resolving interstate disputes following
a conflict between Council of Europe member States, and for improving
the enforcement of any awards.
63. Such a mechanism could be independent of any interstate judgments
of the European Court of Human Rights, in order to find a solution
to issues of reconciliation and reparation, and could involve a
mediator, appointed by the Council of Europe. The somewhat more
creative solutions available in a mediation scenario can lend themselves
to finding a workable and just solution, compared to the more restrictive,
monetised tools that are available to Courts.
64. Such a mechanism should automatically apply to matters within
the geographic and temporal limits of the Council of Europe – that
is to say where the relevant States were members of the Council
of Europe at the relevant time. Whilst the Assembly necessarily
needs to be aware of the history of its member States, an acceptable
mechanism would probably need to relate to matters falling within
the geographic and temporal scope of the Council of Europe. However,
we need not necessarily exclude any mechanism established being used
in respect of a situation that pre-dates one or both States’ membership
of the Council of Europe, in a situation where the use of the mechanism
could promote peace and justice and could foster improved relations between
Council of Europe member States. In such circumstances any eventual
mechanism could potentially be used with the express consent of
the parties concerned.
65. There is also scope to consider how a structured mediated
process might support the role of the Court in interstate cases
by assisting in promoting friendly settlements, and finding reparation
solutions that will be more readily enforced. Such tools could be
used to facilitate a friendly settlement in an interstate case.
For example, it could be a prior requirement for States to attempt
mediation before resorting to bringing a post-conflict interstate
case before the Court. Additionally, mediation could follow a merits
ruling of the Court in an interstate case in order to find a mutually
agreeable settlement as to reparations and remedies following the finding
of a violation of Convention rights. Specific effort should go into
exploring ways in which a mediated solution could be used to address
reparation in lieu of a just satisfaction judgment in applicable
cases. Additionally, such tools could be used to facilitate the
implementation of interstate judgments where significant challenges
remain following a judgment of the European Court of Human Rights.
66. I should note that I have not sought to focus on the current
situation in Ukraine in this work. This is the focus of other reports
under preparation in the Assembly, and specific mechanisms are being
established to address this issue, such as the Register of Damage.
Moreover, that case is further complicated as the aggressor, the
Russian Federation, has ceased to be a member of the Council of
Europe. Given the challenges of enforcement, I would propose that
any new mechanism should only apply to Council of Europe member States
(and so would not apply to the Russian Federation). For these reasons,
whilst this experience is highly interesting and instructive, it
is perhaps not the focus of a new mediation mechanism for use between
current Council of Europe member States.
67. A mediated solution could help to resolve highly complex matters
between States. A neutral third party may facilitate finding solutions
by looking holistically at a set of complex issues. In particular
a mediated solution might stand a better chance of reaching a political
settlement of post-conflict situations whilst securing greater buy-in
from States and thus greater chance of enforcement. A mediator could
be chosen from a panel of international mediators or conciliators,
perhaps from former Secretaries General of the United Nations or
the Council of Europe, or judges of international renown. The mediation
could remain private for consideration by the parties for a certain
period of time, to enable progress to be made before any efforts
at making the findings public and trying to push forward a solution.
68. In order to facilitate such mediation work, it may be necessary
to develop a set of standards for reparation, reconciliation and
remedies. A one-size-fits-all approach is unlikely to be fruitful,
as a context-specific approach will nearly always be required. However,
it could be useful to develop a selection of tools and good practices
to be deployed in finding durable solutions for remedies, reconciliation
and reparation. This could involve a broad, flexible framework within
which a range of options and solutions might be possible. This framework
should have the requisite flexibility and creativity to propose
a just, workable solution for redress, reconciliation and reparation
that is achievable and implementable.
69. The real challenge for promoting a just and equitable settlement
following a conflict lies in the capacity to enforce efforts at
mediation, as well as to enforce any eventual settlement. Much will
therefore depend on the tools that are to be deployed. In some cases
a mediation process might be voluntarily submitted to by the States
concerned, in others, it might follow a recommendation from one
of the organs of the Council of Europe, such as the Parliamentary
Assembly, the Committee of Ministers or the Secretary General. I
consider that there should be an obligation on member States to
engage with a mediation process in good faith and to co-operate sincerely
in the implementation of the results, and that there should be potential
consequences for a failure of a State to do so.
70. There are also important questions to consider as to the enforceability
of the results of such a mechanism. For now, I consider that existing
tools can be used for this purpose, such as political and diplomatic pressure
of the Council of Europe, the potential use of the complementary
joint procedure culminating in suspension where a breach reaches
the criteria of Article 8 of the Statute of the Council of Europe.
Thus a stark failure to engage with either the process or the outcome
of the process could potentially be considered to constitute a serious
violation of the principles of the Organisation such as to potentially
lead to suspension from the Organisation under Article 8 of the
Statute of the Council of Europe. This would not automatically follow,
as separate consideration would be needed as to whether the criteria
were fulfilled in any given case.
71. Much of the detail will need to be worked out following further
expert consideration, so I consider that an unduly prescriptive
approach is not necessarily helpful now. However, I think it important
that the following elements are included in any eventual mechanism
for improving mediated solutions:
a. A
system should be established to enable member States to submit disputes
as to reparations and remedies to mediation.
b. The Committee of Ministers, the Parliamentary Assembly
or the Secretary General of the Council of Europe should be able
to initiate this mediation process in the absence of consent by
both parties. In the case of the Assembly this could be through
a recommendation.
c. The process should apply to matters within the geographic
and temporal limits of the Council of Europe. It should only apply
to conflicts between States who were not members of the Council
of Europe at the relevant time with their express consent. Moreover,
for reasons of enforceability, it should not apply to States who
are no longer members of the Council of Europe.
d. This system should be available for interstate disputes
relating to post-conflict situations or other disputes that could
risk escalating into tensions.
e. This process should also be available for identifying
a package of reparations and remedies in relation to interstate
cases before the European Court of Human Rights, where a given case
could benefit from a broader toolkit for proposing solutions that
are better adapted to addressing the complexities of post-conflict
situations and the needs of victims.
f. The approach should be victim-centred, involving consultation
with victims and other affected groups as well as with the States
concerned.
g. There should be an obligation on member States to engage
with a mediation process in good faith. As a matter of propriety,
policy and principle, member States should be co-operating with
the Council of Europe to resolve issues that impact on the human
rights of individuals. This is implicit in the general obligation
of States to collaborate sincerely and effectively and to co-operate
in good faith, as well as in the specific obligations under the
European Convention on Human Rights. In particular, the nature of collective
enforcement under the Convention implies an obligation of co-operation
between States. There
should thus be potential repercussions for a State that is considered
not to have engaged with the process in good faith.
h. There should be a duty on States to co-operate sincerely
with the results of mediation and there should be potential consequences
for unreasonable failure to do so.
i. Much of this can be achieved using the existing legal
tools at the disposal of the Council of Europe, such as the Statute,
the European Convention on Human rights, and ways of working under
those founding instruments, in addition to political and diplomatic
pressure using tools at the disposal of the Council of Europe. In
a serious case of non-compliance, use of the Complementary joint
procedure could be considered, as well as potential suspension where
a breach would constitute a serious violation of Article 3 of the
Statute of the Council of Europe (namely a serious violation of
the principles of the rule of law, human rights and sincere and
effective collaboration in the realisation of the aims of the Organisation).
j. The Council of Europe should develop an improved toolkit
and standards for reparation and reconciliation in order to find
solutions that are best adapted to addressing the complexities of
a post-conflict situation. Such a toolkit should be non-exhaustive,
adaptable to new situations, should avoid a one-size-fits-all approach
and should instead offer a number of ideas for potential use in
mediated solutions.