1. Introduction
1. The Forum for the Future of
Democracy, held in Kiev from 21 to 23 October 2009, stated in the
part of its conclusions concerning elections:
“3. Democratic elections are
decisive for ensuring that the will of the people is respected in
the shaping of the legislature and government at all levels. The
process of translating the outcome of elections into political mandates
should take place in a fair, impartial and trustworthy manner. Citizens
must be sure that their collective will has been respected and,
in turn, they will accept the verdict from the ballot box.
4. … The Council of Europe’s
objective is to establish a common understanding about all the principles which
qualify elections as being ‘free and fair’ in compliance with democratic
standards. Those standards must be fully implemented in all elections
throughout the Council of Europe space and in those States aspiring
to join the Organisation or engage in a privileged relationship
with it....”
2. The Parliamentary Assembly has played a key role in the creation
of Europe’s electoral heritage. In particular, it initiated the
Council of Europe’s standard-setting work on elections, which has
served as a basis for improving national electoral legislation and,
indeed, for drafting such legislation in some eastern and south-eastern
European countries. It has made a significant contribution to the
development of co-operation in this area, both within the Council
of Europe, especially with the European Commission for Democracy
through Law (Venice Commission) and its Council for Democratic Elections,
and with other organisations, such as the Organization for Security
and Co-operation in Europe (OSCE) and its Office for Democratic
Institutions and Human Rights (ODIHR), and the European Parliament.
3. It should be pointed out that, since it was set up in 2002,
the Council for Democratic Elections has acted as an inter-institutional
bridge in election matters within the Council of Europe. It is a
tripartite body made up of representatives of the Venice Commission,
the Assembly and the Congress of Local and Regional Authorities of
the Council of Europe and is currently chaired by our colleague
Andreas Gross. Its aim is to foster co-operation in the electoral
field between the Venice Commission, which is a legal body, and
the Assembly, the political body responsible for the observation
of elections. The Council for Democratic Elections has encouraged
the European Parliament, the European Commission, ODIHR and also
the Parliamentary Assembly of the OSCE, as well as the Association
of Central and Eastern European Election Officials (ACEEEO), to
join in its work in an observer capacity. Representatives of ODIHR
do participate regularly in its meetings in such a capacity.
4. The Parliamentary Assembly was also behind the introduction
of institutionalised international election observation in Europe,
having already observed the first elections held in Greece after
the fall of the colonels in November 1974. Since 1989, it has observed
more than 140 parliamentary and presidential elections in European
countries, and some 1 900 members of the Assembly have been deployed
for this purpose. I personally have observed 10 elections for the
Council of Europe (and have had the honour to head four observation
missions) and have been a member of several other observation missions
with the OSCE Parliamentary Assembly.
5. With the institution of special guest status in 1989, the
principle that national legislative assemblies are chosen by regular,
free and fair elections became a central precondition for any parliament
seeking special guest status with the Assembly. This principle was
further strengthened and the Vienna Declaration, adopted at the
first Council of Europe Summit of Heads of State and Government
in October 1993, made it a clear precondition for accession to the
Council of Europe. With the gradual establishment of a monitoring
procedure and post-monitoring dialogue, compliance with the principles
relating to free and fair elections has been regularly monitored
by the Assembly not only in States applying for membership but also
in member States which are subject to a monitoring procedure or
post-monitoring dialogue. The same condition has been imposed with
respect to the more recently created partner for democracy status
for parliaments in the Council of Europe’s neighbourhood.
6. As the Assembly election observation reports and the opinions
and studies of the Venice Commission indicate, considerable improvements
both in electoral legislation and practice have taken place in most member
States in the last ten years. That said, in spite of the undeniable
achievements regarding democratic elections, the Assembly still
all too often identifies irregularities, which show that “free and
fair” elections remain a major challenge to be addressed. The Assembly
is confronted with a number of recurrent problems detected throughout
the electoral process. As a general rule, these take on two forms:
firstly, they may be observed in the application of the relevant
laws, such as unintentional difficulties associated with the fact
that democracy has only recently been introduced in some countries.
Other irregularities, however, are very much intentional, often
caused by the unwillingness of political key players to secure a
level playing field for all candidates, and come under the heading
of election fraud. It should be noted that, over time – the Assembly
has been observing elections in Council of Europe member States
which are subject to a monitoring procedure or a post-monitoring dialogue
for almost 20 years – the justifications given by the authorities
concerned, based on the lack of experience or inadequacy of legal
and administrative staff, are becoming less and less credible. It
should also be noted that electoral violations have changed over
time. While, initially, irregularities occurred mainly on voting
day, at present, the most serious violations occur in the pre-electoral
period and it is thus more difficult to detect them.
7. Serious election irregularities have often resulted in periods
of instability and political crisis in some member States and may
in general pose a threat to the “soft security” of societies: “The
Council of Europe has been, is, and will be indispensable in this
wider European security concept combining hard and soft security”.
8. Moreover, as emphasised in the Committee of Ministers document
on the Council of Europe’s priorities for 2012-1013, the promotion
of democratic elections remains one of the Organisation’s priority
activities.
9. By highlighting the recurrent problems observed by our Assembly
and its international partners during election observation missions,
this report intends to identify the main challenges that member
States face today in the area of electoral legislation and practice
and suggest possible measures to improve the democratic character
of elections.
10. In the context of the preparation of this report, the Committee
on Political Affairs and Democracy held a hearing in December 2011
with Professor Jean-Claude Colliard, Vice-President of the Council
for Democratic Elections and member (on behalf of France) of the
Venice Commission, Dr Beata Martin-Rozumilowicz, Head of the OSCE/ODIHR’s
Election Department, Mr Nicolas Kaczorowski, Country Director, International Foundation
for Electoral Systems (IFES), Tunisia Office, and Professor Richard
Ghevontian.
11. I am particularly grateful to all our guests for the most
interesting exchange of views. At the committee’s request and on
the basis of comments by Mr Colliard, the Venice Commission’s Council
for Democratic Elections produced a written contribution to this
report for which I am also most grateful. The Council for Democratic
Elections has decided to continue work on the subject and is currently
considering concrete areas on which its future work should focus.
This report has also drawn heavily on two other Venice Commission reports
drawn up in the context of the Council for Democratic Elections,
one from 2006 entitled “Electoral law and electoral administration
in Europe – Synthesis study on recurrent challenges and problematic
issues”
and the
other from 2010 on “The timeline and inventory of political criteria
for assessing an election”
(drawn
up by our colleague Andreas Gross). The latter report rightly underlines
that the free and fair character of elections cannot be assessed
solely on the basis of the voting day but that the whole pre-electoral
and post-electoral process must be taken into account. Finally,
the reports presented at the Tirana conference, held on 2 and 3 July
2012 under the Albanian chairmanship on “The European electoral
heritage: ten years of the Code of Good Practice in Electoral Matters”,
have been particularly useful for the preparation of the present
report.
2. Europe’s electoral heritage
2.1. Principles
and standards of the Council of Europe and other sources
12. Article 21 of the Universal
Declaration of Human Rights, adopted by the United Nations on 10
December 1948, may be seen as the precursor to convention-based
protection of the right to free elections at international level,
since it is the only provision prior to Article 3 of Protocol No.
1 to the European Convention on Human Rights (ETS No. 9).
13. In particular, it enshrines the right to take part in the
government of one’s country either directly or through freely chosen
representatives and the right to participate in free elections by
universal suffrage held by secret vote.
14. However, the United Nations declaration is only a solemn proclamation
of principles, and the absence of a judicial instrument for monitoring
compliance with the rights guaranteed inevitably limits the legal
scope of the rights mentioned, in contrast with the system set up
by the European Convention on Human Rights (ETS No. 5, “the Convention”).
15. The principles guaranteeing the democratic nature of elections
recognised by the Council of Europe are a specific aspect of the
European constitutional traditions known as “Europe’s electoral
heritage”. It comprises two aspects. On the one hand, a hard core,
“being the constitutional principles of electoral law such as universal,
equal, free, secret and direct suffrage”, and on the other hand
the principle that “truly democratic elections can only be held
if certain basic conditions of a democratic State based on the rule
of law, such as fundamental rights, stability of electoral law and
effective procedural guarantees, are met”. These various basic principles
and conditions have been further developed in a large number of
Council of Europe instruments.
16. Protocol No. 1 to the Convention states in Article 3: “The
High Contracting Parties undertake to hold free elections at reasonable
intervals by secret ballot, under conditions which will ensure the
free expression of the opinion of the people in the choice of the
legislature.”
17. The right to free elections is a cross-cutting right involving
numerous and increasing interactions with other rights and principles
guaranteed by the Convention, the most important of which are the
principle of freedom of expression and the freedom of assembly and
association (Articles 10 and 11).
18. As far as presidential elections are concerned, the European
Court of Human Rights (“the Court”) does not rule out the possibility
of the application of Article 3 of the Protocol “[s]hould it be
established that the office of the Head of the State had been given
the power to initiate and adopt legislation or enjoyed wide powers
to control the passage of legislation or the power to censure the
principal legislation-setting authorities”.
19. The European Court of Human Rights, and the former European
Commission of Human Rights, have evolved a body of bold case law
resulting in a significant expansion of the rights guaranteed by
this provision. For instance, while the principle of universal suffrage
was not retained in the drafting of Article 3 of Protocol No. 1,
it was recognised by the former Commission already in 1967 and it
has since been confirmed in many cases both by the Commission and
the Court. In the last twenty years, the Strasbourg case law has
reduced the member States’ margin of discretion in this area, which
is traditionally a core element of sovereignty, and strengthened
the protection provided by the right to free elections.
20. For its part, the election-related standard-setting document
of the OSCE is the Document of the Copenhagen Meeting of the Conference
on the Human Dimension of the CSCE (1990), generally known as the
Copenhagen Document. It provides a more elaborate, but non-exhaustive,
list of election-related rights of individuals, and obligations
of a State. Nevertheless, the Copenhagen Document is politically,
not legally binding, as it was not subject to a formal ratification
procedure.
21. Moreover, in the past few years, the two statutory bodies
of the Council of Europe, the Parliamentary Assembly and the Committee
of Ministers, have adopted a considerable number of resolutions
and recommendations containing principles relevant to the subject
of elections, especially in the context of reports of the Assembly
on the situation of democracy in Europe,
on electronic democracy,
on e-voting,
on the balanced participation
of women and men in political and public decision making
and
the need to increase the representation of women in politics through
electoral systems,
on corruption in
the funding of political parties and electoral campaigns,
on
media coverage of election campaigns
and on thresholds and
other features of electoral systems.
During the June
2012 part-session, the Assembly adopted
Resolution 1889 (2012) on the portrayal of migrants and refugees during election
campaigns.
2.2. The
Code of Good Practice in Electoral Matters and other standards and
principles established by the Venice Commission
22. The Assembly launched the initiative
to draw up the Code of Good Practice in Electoral Matters of the Venice
Commission with the aim of putting together the “universal standards
which set absolute minimum requirements or prohibit certain forms
of conduct in order for elections to be considered free and democratic”, thus
making it possible to “prevent the application of different standards
and make a positive contribution towards the assessment of situations
in member States regarding the monitoring of their commitments”.
In its
Resolution 1264 (2001), the Assembly accordingly called on the Venice Commission
to “devise a code of good practice in electoral matters”.
23. The code was drawn up by the Venice Commission’s Council for
Democratic Elections and was adopted by the Venice Commission in
2002 and then approved by the Assembly in January 2003.
Since
then, it has provided significant assistance for the legislators
of a number of member States to improve their electoral legislation.
24. As mentioned above, the code incorporates the standards and
principles of Europe’s electoral heritage, especially such constitutional
principles as “universal, equal, free, secret and direct suffrage”,
but it also sets out the basic conditions for their implementation,
such as respect for fundamental rights, stability of the overall electoral
legal framework and procedural guarantees such as the organisation
of the ballot by an impartial body and the existence of an effective
appeals and observation system. It makes election observation one
of the conditions for the implementation of the principles of Europe’s
electoral heritage, as a “procedural guarantee”. The code is the
most detailed legal instrument on electoral matters and is used
by the Assembly Bureau’s ad hoc committees for the observation of
elections as a basis for their work.
25. In accordance with its role as a Council of Europe advisory
body, the Venice Commission has assisted several member States in
drafting electoral legislation and has, for example, conducted a
large number of comparative studies that have led to the drafting
of standard-setting instruments.
26. Most of the recent reports and studies on electoral matters
have been drawn up in the context of the Council for Democratic
Elections and then adopted by the Venice Commission and, where appropriate,
the Parliamentary Assembly. Among the recent documents produced
in this connection, particular mention might be made of the Code
of Good Practice in the field of Political Parties,
the “Guidelines on media analysis during
election observation missions”
and
the “Guidelines on an internationally recognised status of election observers”.
27. In the above-mentioned report on “The timeline and inventory
of political criteria for assessing an election”,
the
Venice Commission has,
inter alia, listed
the internationally recognised human rights which must also be exercised
in the electoral context, without discrimination and restrictions,
alongside the right to universal, equal, free, secret and direct
suffrage, including:
- the right
to equality and non-discrimination;
- the right to associate into political organisations, such
as political parties, candidate support organisations or groups
favouring or opposing referenda propositions;
- the right to assemble peacefully for meetings, rallies
and to otherwise demonstrate support for electoral competitors in
locations easily accessible to the general public;
- the right to move freely, inter
alia to build electoral support;
- the right to be free of the threat of violence or other
forms of coercion, while making political choices or exercising
political expression;
- the right to hold political opinions without interference;
- the right to freedom of political expression, including
the freedom to seek, receive and impart information and ideas in
order to develop informed choices required for the free expression
of the will of the electors;
- the right to equitable access to public media in the electoral
context;
- the right to an effective remedy for the violation of
protected rights.
28. The Venice Commission has also adopted numerous opinions on
States’ electoral legislation, and its expertise in this area enjoys
very wide international recognition. These opinions are generally
drawn up in close co-operation with the OSCE/ODIHR both at the request
of national authorities and, quite frequently, the Assembly (especially
its Monitoring Committee).
29. The Venice Commission has also regularly co-operated in the
electoral field with the majority of States that have joined the
Council of Europe since 1990, in particular with Albania, Armenia,
Azerbaijan, Georgia, the Republic of Moldova and Ukraine. It has
worked on a more occasional basis in numerous other States, especially
Bulgaria, Croatia, Hungary, Romania, the Russian Federation and
“the former Yugoslav Republic of Macedonia”. In 1997, it was tasked
with drawing up a first draft electoral law for Bosnia and Herzegovina.
3. Recurrent
challenges and problems in the electoral process
30. Election fraud can be seen
at all stages of an election: during the pre-election period, on
polling day and even when votes are counted. Throughout the last
twenty years, techniques to usurp the will of the people have become
more and more sophisticated.
31. It should be emphasised that this report does not dwell on
each of the problems observed in the electoral process, but focuses
more on the most frequently identified irregularities, including
and most significantly in the pre-electoral period, which prevent
the holding of free and transparent elections.
32. Upon the specific request of members of our committee, I have
also included a short section on the issue of participation of minorities
in elections, drawing on the very interesting report on “Electoral
law and representation of minorities”
presented
by Professor Jan Velaers at the above-mentioned Tirana Conference.
33. As regards problems related to women’s representation in politics,
I refer to the opinion on my report to be presented by the Committee
on Equality and Non-Discrimination, as well as to the separate report
that the latter committee is preparing on the more specific issue
of best practices for promoting gender equality in political parties.
As regards problems in the participation of migrants I refer to
Resolution 1889 (2012) on the portrayal of migrants and refugees during election
campaigns and to the opinion on my report to be presented by the
Committee on Migration, Refugees and Displaced Persons.
3.1. Election
administration: the issue of neutrality and impartiality
34. Election administration is
one of the key aspects that are essential for maintaining the integrity
of elections throughout the electoral process and ensuring application
of the five constituent criteria of Europe’s electoral heritage.
According to the Code of Good Practice, “an impartial body must
be in charge of applying electoral law. Only transparency, impartiality
and independence from politically motivated manipulation will ensure
proper administration of the election process, from the pre-election
period to the end of the processing of results”. Matters such as
the drawing of constituency boundaries, the allocation of seats,
the way the campaign is run, and the calculation of funding and
reimbursements should accordingly be dealt with or managed by an
independent, impartial electoral administration or, at the very
least, independent electoral commissions.
35. The emphasis should be placed on the performance of the election
administration – which should be impartial – rather than on formalistic
criteria, often difficult to verify, such as membership of a political
party.
36. The requirement of neutrality on the part of the State and
the administration is particularly crucial, as the government is
a stakeholder in so far as its very existence may depend on the
results of the elections. It is therefore difficult for it to be
both judge and party. It is nonetheless customary for elections
to be organised by the election administration and, as a general
rule, to be supervised by the executive, such as the Ministry of the
Interior or the Ministry of Justice. Accordingly, the aforementioned
code states that such organisation is only permissible “(i)n States
where the administrative authorities have a long-standing tradition
of independence from the political authorities”, the obvious aim
being to ensure that the election administration is not under pressure
from the political authorities attempting to influence it in the
application of the electoral law. In France, for example, the electoral
administration is under the supervision of the courts.
37. At the same time, it would seem necessary to set up independent,
impartial electoral commissions in the emerging democracies in order
to guarantee that the elections are properly conducted or at least
to remove serious suspicions of irregularity, and this at all levels,
from the national level to the polling station level. The Code of
Good Practice in Electoral Matters recommends that any central electoral
commission be permanent, as an administrative institution responsible
for liaising with local authorities and the other lower-level commissions.
The Venice Commission stresses as a positive development that formally
independent electoral commissions are now common in central and
eastern Europe.
Election commissions have been
or are being gradually established also in some countries with established
traditions of conducting democratic elections, as they offer the
advantage of a professional and impartial institution which can
engage with international partners to exchange election management
experience and best practice.
38. However, the presence of the executive in the administrative
supervision of elections is becoming more subtle: the executive,
no longer presenting itself openly as the sole supervisor of electoral
operations, generally agrees to the setting up of independent electoral
commissions while at the same time retaining control over their
composition. Accordingly, election observation reports often note
the political polarisation of the electoral administration: a significant
number of these bodies are still appointed by the executive.
39. To mention some examples, in the case of Azerbaijan, the Venice
Commission and the ODIHR proposed in 2004 that the composition of
the Central Election Commission (CEC) set out in the Election Code
be revised in order to ensure better compliance with the requirement
of independence, stating that: “The commissions should enjoy the
confidence of all major election stakeholders. To achieve this goal
they should not be dominated by pro-government forces. The existing
provisions are not sufficient to ensure that.”
During the last presidential election
in Azerbaijan, the Assembly regretted that this recommendation had
still not been taken up through an amendment to the electoral law
or a change of behaviour (
Doc. 11769).
40. The Assembly’s observers also voiced criticism concerning
the composition of the election commissions in Georgia following
the two missions in 2004. For example, they expressed regret that
“the composition of the CEC and of the Precinct Electoral Commission
was still politically imbalanced. This was the result of the Baker Formula
that favours the incumbent government in the composition of the
election commissions” (
Doc. 10151).
41. A partisan system of election administration does not seem
to be the ideal solution either. Thus, in Albania, a sophisticated
partisan system of election administration, aimed at increasing
the confidence of the two biggest parties in the conduct of the
elections, has been criticised as the election administration is
divided along party lines and is thus vulnerable to blockage of
its work by one of the main political parties. As a result, the
co-rapporteurs of the Monitoring Committee have noted “an overall
lack of trust in the impartiality of the election administration”
and
the Venice Commission has recommended changing the current formation mechanism
for election commissions in order to “narrow the scope for possible
partisanship and politicisation of the election administration”.
The
fact that, in the 2009 parliamentary elections, the political parties
made excessive use of their right to replace members of mid-level
and lower level election commissions at will and without any legal
cause has also been criticised by observers.
42. The election observation mission that visited Ukraine for
the 2007 pre-term parliamentary elections criticised “the politicised
nature of the CEC” (
Doc. 11469).
43. The Assembly ad hoc committee’s report on the observation
of the 4 December 2011 parliamentary elections in Russia pointed
out that representatives of most parties had expressed a high degree
of distrust in the impartiality of election commissions at all levels.
They also questioned the independence of various State administration
bodies and criticised their bias in favour of the governing party.
It was also felt that there was a general lack of trust in the Russian
electoral administration because of its composition, which failed
to guarantee its independence and impartiality. Later, during the
campaign for the 4 March 2012 presidential election, the Assembly’s
ad hoc committee was informed by the candidates it met that the
CEC had generally replaced members of the election commissions so
as to exclude individuals who had refused to commit irregularities
in favour of United Russia at the 4 December 2011 Duma elections
(
Doc. 12833).
44. In 2012, the Assembly report on the observation of the parliamentary
elections in Armenia criticised the operation of the election administration
on polling day for “lack of organisation inside the polling stations”
with proxies creating chaos. The Assembly’s observers also established
that “[e]lection commissions and courts dealt with election complaints
in a manner that often left stakeholders without effective consideration
of their claims, because of the overly formalistic approach to handling
complaints” (
Doc. 12937).
45. Observation reports also frequently point out a lack of clarity
or legal precision in the description of the obligations and responsibilities
of the various electoral bodies subordinate to the CEC or to other
election commissions, thus leading to a risk of abuse and inconsistency.
46. For example, in “the former Yugoslav Republic of Macedonia”,
despite a Venice Commission recommendation in 2006 that “the Draft
Code [should] make it clear that the State Election Commission (SEC) and
other election commissions have the responsibility to supervise
the work of subordinate electoral bodies, which should prompt the
commissions to take a more proactive approach to addressing irregularities”,
the interpretation of the law has not been
able to prevent problems from arising: “The provision that all Election Board
presidents be State or municipality officials proved difficult to
implement and it was unclear what actually constituted a campaign
activity and what constituted regular party activities, rendering
provisions against early campaigning ineffective” (
Doc. 11015).
47. Further recurrent problems of electoral administration refer
to organisational structures. Thus, for instance, at the 2012 parliamentary
and presidential elections in Serbia, the absence of a regional
tier of election administration was once more criticised by international
observers as being responsible for the overburdening of local electoral
commissions (
Doc. 12938).
48. A more specific challenge concerns the organisation of voting
abroad. Thus, for example, in the Republic of Moldova, where the
opportunity for citizens to vote abroad was only introduced at the
2010 parliamentary elections, the fact that the criteria for establishing
polling stations abroad were not transparent and the distribution
of polling stations abroad did not correspond to the distribution
of citizens of voting age abroad has been severely criticised. The
governing parties were in particular accused of having advantaged
voting in countries where the majority of voters supports them at
the expense of those foreign countries where the majority of voters
favoured the opposition (
Doc. 12476).
3.2. The
right to vote and stand for election: universality of suffrage
49. It is important that the fundamental
rights to vote and to stand for election are neither formally nor
in practice restricted for unjustified reasons. Currently, regulations
in Council of Europe member States are in general in line with international
standards. However, some problems remain as regards, on the one
hand, restrictions for particular groups, and problems with the
registration of voters and of candidates.
3.2.1. Restrictions
for particular groups
50. Restrictions on the right to
vote of convicted prisoners have given rise to cases being brought
before the European Court of Human Rights. Thus, in its
Hirst No. 2 v. the United Kingdom judgment,
the Court found a
violation of the right to vote of the applicant, holding that general,
automatic and indiscriminate disenfranchisement of all serving prisoners,
irrespective of the nature or gravity of their offences, is incompatible
with Article 3 of Protocol No. 1.
51. In a more recent judgment of 22 May 2012 in the case of Scoppola v. Italy No. 3 (Application
No. 126/05), the Grand Chamber confirmed its Hirst
(No. 2) judgment but did not find a violation of the
right to vote of the applicant who was banned from public office
as a result of his life sentence. The Court notably found that, under
Italian law, only prisoners convicted of certain offences against
the State or the judicial system, or sentenced to at least three
years’ imprisonment, lost the right to vote. There was, therefore,
no general, automatic, indiscriminate measure of the kind that led
the Court to find a violation of Article 3 of Protocol No. 1 of
the Convention in the Hirst (No. 2) judgment
of October 2005. In the judgment of May 2012, the Court accepted
the argument made by the United Kingdom Government, who had been
given leave to make submissions as a third party, that each State
has a wide discretion as to how it regulates the ban, both as regards
the types of offence that should result in the loss of the vote
and as to whether disenfranchisement should be ordered by a judge
in an individual case or should result from general application
of a law.
52. Disenfranchisement of all prisoners, regardless of the severity
of the crime committed, is also a matter of concern in Armenia and
in Bulgaria.
53. As regards the voting rights of citizens living abroad, the
Assembly, in its
Resolution
1459 (2005) on the abolition of restrictions on the right to vote,
invited member States to enable their citizens living abroad to participate
to the fullest extent possible in the electoral process. The Venice
Commission, for its part, observed that since the 1980s the recognition
of external voting rights had gained ground in Europe. While it
also recommended that member States facilitate the exercise of expatriates’
voting rights, it did not consider that they were obliged to do
so. Rather, it viewed such a move as a possibility to be considered
by the legislature in each country, which had to balance the principle
of universal suffrage on the one hand against the need for security
of the ballot and considerations of a practical nature on the other.
54. The matter was brought before the European Court of Human
Rights in the case of Sitaropoulos v. Greece, which
concerned the impossibility of Greek expatriates to exercise their
right to vote from their place of residence. Contrary to the Chamber
judgment of 8 July 2010, which had found a violation of Article
3 of Protocol No. 1, the Grand Chamber, in its judgment of 15 March
2012, considered that, although “the presumption in a democratic
State must be in favour of inclusion”, the latter provision does
not go so far as to require the State concerned to make arrangements
for the exercise abroad of the voting rights of persons temporarily
or permanently absent from the State. The Court further observed
that a comparative survey of the legislation of Council of Europe
member States in this sphere shows that, while the great majority
of them allow their nationals to vote from abroad, some do not.
As to the arrangements for exercising that right put in place by
those Council of Europe member States that allow voting from abroad,
the Court noted that there is currently a wide variety of approaches,
including voting in polling stations set up abroad, and/or postal
voting, proxy voting and e-voting.
3.2.2. Voter
registration
55. The issue of voter registration
is bound up with the requirement of universal suffrage as it establishes their
entitlement to vote and ensures the legitimacy of the electoral
process: if the registration system has defects, the entire process
may be perceived as illegitimate. For the Venice Commission, voter
registration “should be made much easier or even automatic”.
However,
it represents “one of the... least successful parts of electoral
administration in emerging and new democracies, especially in post-conflict
situations with a large number of refugees and internally displaced
persons”.
56. In this respect, many Council of Europe member States have
made considerable progress in the last years, in particular by introducing
unified and computerised voter registers. However, shortcomings
remain. Imprecise and incomplete lists may in fact contain names
of invented or deceased voters and voters who have been registered
twice, or else they may not include the names of some living voters.
In the Republic of Moldova, the election observation reports referred
to “cases when unknown persons were registered as residing in apartments
without the owners’ consent” (
Doc. 11878).
57. The faulty nature of many electoral rolls can be ascribed
to several factors. For example, if there is no single centralised
register at the national level it is hard to draw up complete and
legitimate voter lists. In several countries, electoral rolls are
drawn up solely at local and regional authority level, thus facilitating
multiple entries of the same voter on several rolls at the same
time. Election observers frequently pinpoint this irregularity, which
requires considerable investment in human and material resources
to remedy. In this connection, the absence of a national electoral
register was once again criticised by the Assembly at the time of
the September 2010 constitutional referendum in the Republic of
Moldova.
58. The lack of a permanent list also seems to encourage irregularities.
Periodical lists have a number of drawbacks and create a climate
favourable to election fraud in some emerging democracies. Very
often, voters are registered within a relatively short period, thus
increasing the risk of disruption due to political upheavals. Moreover,
owing to lack of time, the periodical list is particularly vulnerable
with regard to its accuracy and completeness: in order to get the
official list ready in time for polling day, the quality of the
data checking process is often compromised. In this connection,
the law on the State Register of Voters in Ukraine proposing a “permanent,
computerised and constantly updated” voter register has helped to
reduce election fraud at the voter registration stage.
59. In order to address the problem of the inaccuracy of voter
lists, some countries have drawn up supplementary lists. A supplementary
list should normally only be used in very specific cases involving
people who have changed their address or have reached voting age
since the publication of the final list, but this method is actually
employed in some States in order to enable voters who cannot find
their name on the official lists on polling day to enter their names
on the supplementary list and cast their ballot. According to the
Venice Commission, this use of supplementary lists “increases the
risk of multiple voting and the risk of voters voting in the wrong
municipality. … As a general rule, election day registration should
be avoided, if possible, and at any rate should not take place at
the polling station”.
The
practice of supplementary lists is even more suggestive of manipulation
in the case of out-of-country voting, which cannot be properly observed.
Thus, in the 2010 parliamentary elections in the Republic of Moldova,
observers criticised the fact that almost all voters abroad were
added to supplementary lists on election day (
Doc. 12476).
60. It is worth recalling that the, rather arcane, system of voter
registration without personal identifiers in Great Britain has been
criticised by the Venice Commission and the Monitoring Committee
of our Assembly as open to electoral fraud. This vulnerability was
exacerbated by the introduction of postal voting on demand, although
the latter was introduced for good reasons, namely with a view to
improving citizens’ participation in elections and facilitating
the vote. The Monitoring Committee concluded that, “despite the
vulnerabilities in the electoral system, there is no doubt that
elections in the United Kingdom are conducted democratically and represent
the free expression of the will of the people of the United Kingdom”
and thus decided not to propose the opening of a monitoring procedure
for the United Kingdom, as had been requested by members of the Assembly.
However, the Monitoring Committee stressed that if the United Kingdom
delivers democratic elections, this is “despite the vulnerabilities
in its electoral system. These vulnerabilities could easily affect
the overall democratic nature of future elections in Great Britain”.
Together with numerous British experts, the Monitoring Committee
thus recommended that those vulnerabilities be eliminated.
61. Both the Venice Commission and the Monitoring Committee concluded
that postal voting on demand is “an important means to counter the
increasingly lower turnout at British, and indeed elections in all
European States, and is a preferred option for many voters”. Postal
voting would not run counter to Council of Europe standards for
democratic elections, “on the condition that the security of the
vote is guaranteed”.
3.2.3. Restrictions
on the right to stand for election and registration of candidates
62. As regards restrictions imposed
on particular groups to stand for election, a five-year citizenship
and residence requirement in Armenia has been criticised by international
observers. The fact that in the 2010 general elections in Bosnia
and Herzegovina citizens were barred from standing for election
for ethnic reasons constitutes a clear violation of the European
Convention on Human Rights and has been repeatedly criticised by
the Strasbourg Court and international community, including our
Assembly.
63. The registration of candidates is also an important issue
as too restrictive candidacy requirements and/or their incorrect
implementation may prevent citizens from making use of their right
to stand for election.
64. Rules regulating the registration of political parties are
of particular importance in this respect. In the Russian Federation,
the restrictive character of these rules has been systematically
criticised by international observers as restricting citizens’ rights
to create associations as protected by the constitution and Articles
10 and 11 of the Convention. The Assembly observation report on
the parliamentary elections of 4 December 2011 notes: “The Law on
Political Parties requires all political parties to have at least
45 000 members and regional branches with at least 450 members in
more than half of the subjects of the Federation. Several attempts
to register political parties were made since the elections of 2007
and only one, the ‘Right Cause’
(Pravoe
Delo), managed to get registered for the 2011 elections.
All other formations were denied registration (the People’s Freedom
Party, the ROT Front Party (Russian Unified Labour Front), and Other
Russia). The European Court of Human Rights delivered a judgment
in 2011 on the case of the dissolution of the Republican Party in
2007 on grounds of its failure to comply with the minimum membership
and regional representation requirements; this was considered by
the Court to be in breach of Article 11 of the Convention. The Russian authorities
challenged the ruling to the Court's Grand Chamber; this appeal
was rejected” (
Doc. 12833). In its conclusions, the Assembly report welcomes the
fact that the President of the Russian Federation has announced
a comprehensive reform of the Russian political system, including
a drastic simplification of the rules governing the registration
of political parties (ibid.).
65. In the parliamentary elections of 2010 in Azerbaijan, Assembly
observers criticised the fact that a number of citizens were not
admitted to stand for election because of minor technical mistakes
and without due consideration of the principle of proportionality
of errors (
Doc. 12475). There have also been allegations that candidates were
directly intimidated or their supporters were put under pressure
to withdraw their signature from the relevant signature sheets.
3.3. Participation
of minorities in elections
66. As noted by Professor Velaers,
the Venice Commission has so far applied a double approach as regards the
participation of minorities in elections. While noting that “the
long term interests of minorities and of societies as a whole are
in principle, better served by representation under the ordinary
electoral system, which guarantees equal rights to citizens, irrespective
of the group to which they are initially affiliated”, it does not exclude
“specific measures of a transitional nature when needed in order
to ensure proper representation of minorities”.
67. For its part, the European Court of Human Rights allows States
a wide margin of appreciation in the choice of the voting system
and more specifically in balancing the requirement of the protection
of minorities with the national, traditional constitutional and
electoral arrangements. The Court accepts that all votes must not
necessarily have equal weight as regards the outcome of the election.
If a legitimate aim is pursued – providing means for an effective
participation of minorities – and if the action taken is proportional
to this aim and to the real needs of the minority group in question,
then the affirmative action can be justified. Affirmative action
electoral rules can be formulated for the various dimensions of
the electoral system and the electoral law.
68. As regards the choice of the electoral system, in principle,
the more an electoral system is proportional, the greater the chances
minorities have to be represented in the elected bodies. However,
the proportionality of the outcome may be influenced by other factors,
beyond the choice of the electoral system as such, including the
presence of an electoral threshold, the size of the constituencies
or the number of seats per constituency.
69. The delimitation of the constituencies can be used as a tool
to the advantage or to the disadvantage of minorities.
Single-member
electoral constituencies, in areas where minorities are concentrated,
increase the chance for the minorities to be represented. In Croatia,
the creation of a country-wide electoral district allows minorities
to choose whether to vote for a minority candidate or for a candidate
in the constituency of their residence.
70. Electoral thresholds can constitute important obstacles for
minority parties. To lower the threshold – as Lithuania did – or
even to abolish it for minority parties is an effective affirmative
action to enhance minority representation. In Serbia, the minority
parties failed to cross the 5% threshold in the 2003 parliamentary elections.
After the abolition of the threshold in 2004, five minority parties
representing Hungarians, Bosniaks, Albanians and Roma returned to
Parliament in the next elections of 2007. In Poland and Germany,
the threshold of 5% does not apply to minority lists. The European
Court of Human Rights stated in the case of
Yumak
and Sadak v. Turkey, that it would be desirable for the
10% threshold applied to Turkish elections to be lowered and/or
for corrective counterbalances to be introduced to ensure optimal
representation of the various political tendencies.
Our Assembly has recommended
decreasing electoral thresholds that are higher than 3%.
71. Reserved seats on the basis of ethnic affiliation are the
most obvious way of favouring minority representation. In Slovenia,
one seat in the National Assembly is reserved for the Italian minority
and one seat for the Hungarian minority. In Romania, the organisations
of citizens belonging to a national minority which do not win parliamentary
representation in either chamber are entitled to one seat each in
the Chamber of Deputies on the condition that the organisation obtains
at least 10% of the average number of valid votes cast for an elected
deputy. After the 2008 elections, 18 seats were thus distributed
among ethnic minority parties. In Croatia, the law specifies that,
out of 151 seats, eight seats are reserved for members of national
minorities.
72. The Venice Commission has a nuanced opinion on the system
of reserved seats, emphasising that “all the solutions providing
for reserved seats for persons belonging to national minorities
imply the disadvantage that the persons concerned are obliged to
declare their ethnic or linguistic identity”.
73. In some countries, persons belonging to national minorities
are entitled to cast two votes: they may vote for a general list
but may also vote for specific minority lists (“dual voting rights”).
Slovenia is currently the only country that grants dual voting rights
to the members of the Hungarian and Italian minorities. The Croatian Constitution
stipulates that the law might give members of all national minorities,
besides the general voting right, the right to elect their minority
representatives to the Sabor (the Croatian Parliament), but such
dual voting has not been introduced up to now. For the Venice Commission
dual voting needs to be very exceptional and may be accepted only
if “it respects the principle of proportionality under its various
aspects”.
3.4. Equality
of opportunity and obstacles during the election campaign
74. According to the Code of Good
Practice in Electoral Matters, the pre-election period must comply
with the principle of equality, which is part of Europe’s electoral
heritage: “Equality of opportunity should be ensured between parties
and candidates and should prompt the State to be impartial towards
them and to apply the same law uniformly to all. In particular,
the neutrality requirement applies to the electoral campaign and coverage
by the media, especially the publicly owned media, as well as to
public funding of parties and campaigns.”
75. Concrete recommendations then follow in the same document:
“The basic idea is that the main political forces should be able
to voice their opinions in the main organs of the country’s media
and that all the political forces should be allowed to hold meetings,
including on public thoroughfares... All of these rights must be clearly
regulated, with due respect for freedom of expression, and any failure
to observe them, either by the authorities or by the campaign participants,
should be subject to appropriate sanctions.”
76. However, there are numerous obstacles to these principles
during the pre-election period, especially to freedom of movement,
expression, association and assembly. State resources are frequently
placed at the disposal of members of the ruling party (media, vehicles,
meeting rooms, law enforcement officers), whereas the opposition
parties are very often confronted with impediments to their campaign:
threats, intimidation, the refusal of printers to print their campaign
documents, unfair use of airtime on public radio and television
or difficulty in gaining access to meeting rooms are part of the
opposition’s daily life in the run-up to an election in many emerging
democracies.
77. Since there are countless possible violations of the principle
of equality in the run-up to an election, the election campaign
process requires increased vigilance by governments if they are
to retain maximum voter confidence in the election system and, more
generally, the State authorities.
3.4.1. Election
campaign funding: opacity of financial sources
78. As the Venice Commission points
out, while public funding of political activities is now broadly
accepted and widespread, there are still many problems regarding
the application of rules, such as the ratio applied between parties
and candidates and, perhaps most importantly, the issue of setting
a maximum amount of election expenditure to avoid situations in
which money plays a dominant role, as can be seen in the United States.
In addition, the rules laid down must be effective, which presupposes
a control mechanism and genuine but also proportional penalties
for non-compliance.
79. As regards the question of the legality of donations from
businesses and private organisations, given that it is difficult
to imagine that their contributions have no ulterior motive, different
approaches are possible. Should donations be prohibited (as in France)
or limited or published? The Venice Commission has proposed addressing
this issue in a specific study, taking into consideration the member
States’ different traditions.
80. It is worth pointing out that the Venice Commission adopted
guidelines and a report on the financing of political parties more
than 10 years ago.
Also,
in its Recommendation Rec(2003)4, the Committee of Ministers set
common rules against corruption in the funding of political parties
and electoral campaigns. It is also worth recalling that in 2010
our committee was asked to prepare a report following a motion for
a recommendation on “The need for a code of good practice in the
field of funding of electoral campaigns”. Upon the request of our
committee, following a proposal by Mr Davit Harutyunyan, rapporteur,
the Venice Commission adopted an opinion on the matter and concluded
that “the adoption of a Code of good practice in the field of funding
of electoral campaigns would not add much, compared with existing
documents. Even the convenience to see all the (existing) recommendations
in one document will hardly justify the efforts for its drafting
and adoption”.
81. In reality, there is no uniformity in the funding of election
campaigns. While some regulations concern the overall funding of
political parties, others relate only to election campaigns. Some
countries prefer the practice of direct public funding and strictly
prohibit private sources abroad, whereas others only permit private funding.
Accordingly, the diverse nature of the regulations in force makes
it more difficult to draw up common standards. The only requirement
made by the Code of Good Practice in Electoral Matters consists
in guaranteeing a certain amount of “transparency” in party and
election campaign funding.
82. Interestingly, the Council of Europe Group of States against
Corruption (GRECO) has recently been assessing transparency of party
funding in Council of Europe member States in its country-by-country evaluation
reports. These reports have brought to light serious shortcomings
in this field also in “old democracies”.
83. Thus, in its evaluation report on Switzerland, GRECO concluded
that the fact that the Swiss legal system, “as a consequence of
certain distinct features of [the] political system”, has no rules
on the transparency of political party and election campaign financing
“is clearly incompatible with Council of Europe Recommendation Rec(2003)4
on common rules against corruption in the funding of political parties
and electoral campaigns”.
84. The recent evaluation report of GRECO on Italy concludes that,
despite the progress achieved to enhance the transparency and financial
discipline of political parties following “notorious scandals concerning the
illegal financing of political parties in the 1990s”, “a number
of important deficiencies need to be tackled as a matter of priority”.
85. As regards the situation in the member States observed by
the Assembly, let us cite the example of Ukraine. After an initial
opinion in 2004 on the draft law on the election of People’s Deputies
in Ukraine, in which it voiced its concern about private election
funds of the parties or blocs, the Venice Commission recommended to
Ukraine in 2005 the “publication of the campaign fund accounts...
[by the] parties and blocs... after the election... In order to
provide timely and relevant campaign finance information to the
public, the law should require full disclosure, before and after
elections, of sources and amounts of financial contributions and
the types and amounts of campaign expenditures”.
In spite of an amendment to
the Ukrainian electoral law, the Assembly’s ad hoc election observation
committee said in 2010 that the campaign funding during the previous presidential
elections still seemed opaque and recommended that the legislation
on the funding of political parties be reviewed in order, in particular,
to ensure the transparency of this funding (
Doc. 12132).
86. The Assembly’s ad hoc committee for the observation of the
parliamentary and early presidential election in Serbia on 6 May
2012 said: “Regarding the transparency of campaign financing, the
PACE delegation looks forward to the report of the Anti-Corruption
Agency on this issue. The latest GRECO report on Serbia, published
in 2010, raised issues concerning the application of the rules for
financing election campaigns, the lack of transparency in that regard
and the effectiveness of penalties for infringements of the legislation”
(
Doc. 12938).
87. Attention should be drawn to the general lack of effective
rules for regulating disclosures of sources of finance. In fact,
“[i]n the context of prevailing political intolerance, full disclosure
may inhibit contributions to opposition parties, and, at the same
time, may favour the pro-government forces”.
The Venice Commission takes the case of
the Republic of Moldova to illustrate the problems involved in connection
with these disclosures: the national electoral law allowed the Central
Election Commission to identify the type of financial support that
a candidate had received before polling day, and this provision
could “in the Moldovan context... dissuade and pressure potential
donors”.
However, the report
on observation of the 6 March 2005 parliamentary elections in the
Republic of Moldova unfortunately states that no recommendations
were implemented by the authorities. The ad hoc committee for the
observation of the early parliamentary elections in the Republic
of Moldova on 28 November 2010 was informed that the election campaign
funding had not been transparent and that in reality the rules governing
campaign funding were obscure. The NGO Resource Centre for Human
Rights (CREDO) has conducted a study of election campaign funding
in the Republic of Moldova which shows that the main political parties’
undeclared expenditure is two to three times higher than the official
figures. A situation such as this does not help to strengthen citizens’
confidence in the democratic electoral process (
Doc. 12476).
3.4.2. Access
to the media: lack of equal access and of media impartiality
88. Issues relating to access to
the media and their impartiality have been dealt with extensively
in various standard-setting texts. This is a particularly critical
matter for some mass media, such as television and radio, as they
are the main source of information for the population in many member
States.
89. Article 10 of the Convention guarantees freedom of expression,
which includes “freedom to hold opinions and to receive and impart
information and ideas without interference by public authority and regardless
of frontiers”. However, paragraph 2 of this article mentions certain
grounds for imposing limitations that may lead to a restriction
of freedom of expression.
90. Since the Assembly’s first election observation missions,
the role of the media has been mentioned as a key element in the
election process. As early as 1992, the “Handbook for Observers
of Elections” referred in paragraph 2.6.4 to the need to “[check]
the media: their affiliations, their availability to political parties
and the ease of access of the public to them”, to see if they were
“‘weighted’ in favour of any particular cause or [were] truly independent
and, in particular, to see if they were controlled by one political
party”.
91. For its part, the Committee of Ministers has adopted an important
recommendation on media coverage of election campaigns setting out
principles applicable to all types of political elections that take
place in member States. These principles include non-interference
by the public authorities, protection against attacks, intimidation
and other unlawful pressure on the media and transparency of, and
access to, the media.
92. The Code of Good Practice in Electoral Matters stresses that
“media failure to provide impartial information about the election
campaign and candidates is one of the most frequent shortcomings
arising during elections”. It adds that “democratic elections are
not possible without respect for human rights, in particular freedom
of expression and of the press”.
93. We are also indebted to the Venice Commission, in partnership
with the ODIHR, for the most comprehensive document on media monitoring
during elections. The “Guidelines on media analysis during election
observation missions”, adopted in June 2009, provide a detailed
inventory of the different elements to be taken into account when
undertaking an assessment, ranging from the election legislation
and opinion polls to the speaking time allocated to candidates.
94. In spite of the considerable amount of work done by various
Council of Europe bodies on setting standards for the impartial
coverage of elections, the problem persists in some member States.
95. In the Russian Federation, the ad hoc committee for the observation
of the second round of the 1996 presidential election stated that
“[i]n the wake of a bitter election campaign, freedom of the press
must be fully restored” (
Doc. 7633 Addendum I). The report on the observation of the 1999
parliamentary elections noted with regard to the media that “the
character of this election campaign in the media was considerably
worse than the previous parliamentary elections in 1995” and went
on to say that “the media continued to be exploited, by those in
power and by their owners, in such a blatant way that the campaign
cannot be described as fair, clean or honest” (
Doc. 8623). In the following year, it was again established that
“independent media have come under increasing pressure and that
media in general, be they State-owned or private, failed to a large
extent to provide impartial information about the election campaign
and candidates” (
Doc. 8693). According to the report on the 2008 presidential election,
“[t]he equal access of the candidates to the media and the public sphere
in general did not improve, putting into question the fairness of
the election” (
Doc. 11536). At the time of the 4 March 2012 presidential election
in Russia, the Assembly’s ad hoc committee stressed that “[a]lthough candidates
were able to campaign unhindered, conditions were clearly skewed
in favour of one candidate, Prime Minister Putin, who was given
a clear advantage in terms of media presence and, in addition, State resources
were mobilised at the regional level in support for him. Public
institutions, at various levels, instructed subordinate structures
to organise and facilitate Mr Putin’s campaign events. Local authorities
used official communication (institutional websites or newspapers)
for Mr Putin’s campaign” (
Doc. 12903).
96. In Armenia, where a lack of strong and impartial media had
been observed in the past, significant progress was observed and
welcomed during the May 2012 parliamentary elections. According
to the Assembly’s ad hoc committee, the media provided extensive
coverage of the main political contestants, giving each sufficient
opportunities to reach out to voters. The public broadcaster provided
political parties with both free and paid airtime, in accordance
with the Electoral Code, which seemed an improvement compared to
the run-up to the official campaign (
Doc. 12937).
97. The Assembly noted various irregularities in the case of the
media coverage of the electoral campaign in Albania, which it put
down to voters losing confidence in their country’s election process.
The following concerns seem to persist in Albania from one election
to the next: “lack of editorial independence in many of the media,
absence of transparency about the funding of the media, and covertness
of the links thought to have existed between media owners and political
party leaders” (
Doc. 12007).
98. During the parliamentary elections held in the Republic of
Moldova in 2005, the “overly restrictive and at times ambiguous
media regulations seriously hindered the ability of voters to obtain
the necessary information to make an informed choice on election
day”. Moreover, “[t]he public television and radio showed a clear
bias in favour of the ruling party as did the nationwide private
channel NIT” (
Doc. 10480).The following parliamentary elections, in April 2009,
confirmed this negative assessment since “the election campaigning
by the Communist Party of Moldova was presented positively, whereas
the activities of the opposition parties were generally shown in
a neutral or even negative light” (
Doc. 11870). Once again, a few months later during the early parliamentary
elections, “the lack of quality by the media in the reporting of
election news, which failed to meet the criterion of fairness” was
noted (
Doc. 12009).
99. Azerbaijan is another country with a media environment that
is still far from meeting international standards. The first Assembly
mission, in 1995, reported “a virtual monopoly of television airtime
by the party in office” (
Doc. 7430 Addendum III). Three years later, the ad hoc committee
also noted that “the public media considerably favoured the incumbent
President”, whereas “the information offered by the public media
on the main political formations in the country was far from objective,
and an intolerant attitude towards opinions of parties that chose
to boycott the elections was especially apparent” (
Doc. 8256). Although it was subsequently possible to see signs
of improvement, the last observation report to date, on the 2008
presidential election, stresses that “the issue of media independence
and freedom in that country remains problematic” (
Doc. 11769).
100. Other States are still displaying shortcomings in this area,
albeit to lesser degrees: Bosnia and Herzegovina, Georgia, Montenegro,
“the former Yugoslav Republic of Macedonia” and Ukraine.
101. The Council for Democratic Elections has recently considered
developing further the issue of private media during campaigns.
3.4.3. Misuse
of administrative resources
102. The misuse of administrative
resources by the ruling political forces for election campaign purposes
is a breach of international commitments which is still noted all
too often in the Assembly’s election observation reports. For example,
the general rapporteurs of the Council of Europe’s Forum for the
Future of Democracy, held in Kiev in 2009, stated in their conclusions
that it was “a particularly widespread and recurrent problem in many
elections observed, [ranging] from covert ‘advertising’, use of
official resources for rallies and meetings, to rewards in cash
or kind”.
103. This misuse of resources may assume many different forms.
For example, the mission to observe the 2002 parliamentary elections
in Ukraine reported that the Bloc For a United Ukraine (FUU) “[had
taken] advantage of State resources and official positions to obtain
meeting venues, use official events for campaign purposes and obtain
uncritical coverage from local and regional media while denying
opponents similar facilities”. Moreover, “[c]ommittee members on
several occasions [had] noted FUU campaign materials on local administration
buildings and even DEC premises” (
Doc. 9415 Addendum II). The ad hoc committee which was present
at the 2004 presidential election in Ukraine noted that “President
Kuchma dismissed 15 senior local administration officials after
the announcement of the first round results, all from areas where
Mr Yushchenko had won the elections or fared well” (
Doc. 10369 Addendum).
104. Still in Ukraine, the Assembly’s ad hoc committee for the
observation of the 17 January 2010 presidential election criticised
the fact that candidates Timoshenko and Yushchenko used official
visits related to the offices they held to pursue their election
campaigns. The Government Pensions Agency sent letters to all pensioners explaining
that under the draft legislation sponsored by the Party of the Regions,
pensions would not be increased. In the same letter, the agency
explained that the present government had managed to increase pensions
even under economic crisis conditions, and promised to raise pensions
in 2010. The ad hoc committee was also informed of cases in which
food had been distributed to elderly people (
Doc. 12132).
105. In a similar context, the extraordinary presidential election
in Georgia in 2008 was marked by the use of governmental welfare
programmes for campaign purposes and the active involvement of State
officials at all levels. The observers were of the opinion that
this behaviour, “[e]ven if within the limits of the law,... clearly blurred
the distinction between State and party resources” (
Doc. 11496). The same type of problems were identified a few months
later during the parliamentary elections, when the “distribution
of fuel vouchers in some regions allegedly coincided with the campaign
activities of the ruling party” (
Doc. 11651).
106. On the occasion of the 2 March 2008 presidential election
in the Russian Federation, the ad hoc committee said it had “heard
allegations regarding the wide-scale abuse of administrative resources
(the State infrastructure, funds and personnel on the public payroll)
in support of Mr Medvedev” and that it had been told that “local
authorities [had been] instructed to hamper Mr Zyuganov’s meetings
with voters in the region of Ulianovsk, and that, in some cases,
the publishing houses [had] refused to publish the opposition candidates’ election
campaign materials”. However, the ad hoc committee was unable to
verify these allegations (
Doc. 11536). The Assembly’s report on the observation of the 4
December 2011 parliamentary elections in the Russian Federation
stressed that “[i]n the campaign, the distinction between the State
and the ruling party was frequently blurred by the fact that some
people took advantage of their office, contrary to Article 46(4)
of the Law on State Duma Elections and paragraph 5.4 of the 1990
OSCE Copenhagen Document. For instance, in two Moscow districts,
billboards were observed stating that metro construction works were
performed by the local branch of United Russia. This was perceived
by other parties as campaigning for United Russia paid for out of
State funds” (
Doc. 12833).
107. Cases of the misuse of administrative resources have been
observed in other States, including Albania, Armenia, Azerbaijan,
the Republic of Moldova and “the former Yugoslav Republic of Macedonia”.
108. As mentioned above, the Venice Commission has already begun
a study on the use of administrative resources.
3.4.4. Threats,
pressure, violence and intimidation
109. Pressure in the form of various
threats and acts of violence can be brought to bear on candidates,
the media and voters during the pre-election period to promote a
particular party’s campaign or influence the voters’ choice.
110. Such methods are expressly condemned by the Code of Good Practice
in Electoral Matters, according to which voters “must be protected
from threats or constraints liable to prevent them from casting
their votes or from casting them as they wish, whether such threats
come from the authorities or from individuals; the State is obliged
to prevent and penalise such practices”.
111. However, the Assembly’s election observation reports show
that this problem is far from exceptional.
112. The Assembly reports on the observation of elections in Azerbaijan
in 2000, 2005 and 2008 describe several incidents of interference
by the authorities, pressure on voters, candidates and campaign
activists, including detention of opposition candidates (Docs. 8918,
10751, 11769) The OSCE/ODIHR final report on the observation of
the parliamentary elections in Azerbaijan of 7 November 2010 again
underlined that its observers had received credible allegations
of intimidation and pressure on opposition candidates not to stand in
the elections and allegations of pressure being brought to bear
on activists during the campaign period. Several opposition candidates
faced difficulties in renting an office for campaign purposes, allegedly
after owners were warned by local authorities.
113. Pressure on voters was also observed at the parliamentary
elections of 6 May 2012 in Armenia (
Doc. 12937).
114. The Assembly delegation sent to “the former Yugoslav Republic
of Macedonia” in 2006 regretted that during the first half of the
campaign there had been “numerous violent incidents mainly in the
North-West region of the country” (
Doc. 11015). Acts of violence, resulting in the death of one person
and the injury of others, and intimidation were also reported on
the day of the parliamentary elections two years later (
Doc. 11647).
115. In the Russian Federation, the campaign for the parliamentary
elections in 2007 was “marred by allegations of wide-scale harassment
of the opposition” and “reportedly, pressure was exerted on some candidates
from opposition parties’ lists to make them change political allegiance”
(
Doc. 11473). Cases of threats and pressure have also been reported
in several other member States, particularly Georgia and Ukraine.
3.5. Freedom
and secrecy of suffrage and obstacles to these on polling day
116. Assembly election observation
reports indicate that polling practice has improved in recent years. However,
various irregularities still happen that often affect the integrity
and legitimacy of the entire election process.
3.5.1. Vote
buying
117. Vote buying consists in the
distribution of goods or money to people in exchange for a promise
to vote for a particular candidate or party. This type of fraud
is difficult to prove but it is still common.
3.5.2. Stamping
of ballot papers or identity papers after voters have made their
choice
118. Stamping voters’ ballot papers
after they have made their choice is a practice which is formally
prohibited by the Code of Good Practice in Electoral Matters: “The
voter should collect his or her ballot paper and no one else should
touch it from that point on”. This is because the signatory or the
person affixing the stamp might mark the paper so that the voter
can be identified when it comes to counting the votes, thus violating
the secrecy of the ballot.
119. An example of this was highlighted by the ad hoc committee
to observe the referendum on constitutional reforms in Armenia in
2005: “After having marked their choice on the ballot paper, the
voters had to have it stamped. Although, in principle, the ballot
paper should be folded after completion, the delegation observed many
cases when voters had forgotten, or simply were not aware that they
should do so. Sometimes it was difficult to identify the member
of the electoral commission putting the stamp, especially when the
station was crowded and observers witnessed voters who were openly
showing their completed ballot paper to anybody around them in a
search of the right person. In the stations where the military were
voting observers also saw this very person opening the ballot paper
before stamping it and checking the vote” (
Doc. 10778). Unfortunately, this practice has not been eliminated.
120. Stamping identity papers after voting is a direct infringement
of the right to vote or not to vote. Some States use this technique
to prevent multiple voting. This can make voters uneasy, however,
because it leaves a lasting indication on their identity papers
as to whether they took part in an election.
3.5.3. Ballot
box stuffing and irregularities during vote counting
121. Although, in recent years,
electoral violations tend to be more sophisticated and less easy
to detect, obvious violations, such as ballot box stuffing and falsification
of the election protocols and polling station results, are still
not uncommon.
122. A team of Assembly observers witnessed with their own eyes
ballot box stuffing at the parliamentary elections in the Russian
Federation of 4 December 2011 (
Doc. 12833). The Assembly’s report on the observation of the parliamentary
elections in Azerbaijan on 7 November 2010 pointed out that “notwithstanding the
CEC training and awareness raising campaigns, there were significant
procedural violations and irregularities, including ballot box stuffing”
(
Doc. 12475). International observers assessed the vote count negatively
in 31% of counts observed, with procedural errors reported from
a quarter of those counts. In over 11% of counts observed, the number
of ballot papers in ballot boxes was higher than the number of signatures on
the voters’ lists and 24 ballot boxes contained clumps or stacks
of ballots, suggesting ballot box stuffing.
123. At the presidential election of 19 February 2008 in Armenia,
the ad hoc committee was “especially concerned about the deliberate
falsification of the results of the count that were noted in a number
of polling stations, including one case that was directly observed
by a team from our Assembly” (
Doc. 11564).
124. In Georgia, while at the presidential election in 2000 observers
noted that “ballot box stuffing … was a common occurrence”, (
Doc. 8742), the Assembly report on the parliamentary elections
of 21 May 2008 noted some progress in this respect, observing that
“the authorities acted rapidly to reported violations, with the
CEC announcing the cancellation of the elections in 13 polling stations
already on the election night”. By the time the election observation
report was drawn up, the number of polling stations where election
results had been cancelled had reached 45 (
Doc. 11651).
125. Serious infringements of procedure may also occur during vote
counting, ranging from a lack of transparency to anomalies when
determining the validity of ballots. In Armenia, during the presidential
elections of 2008, some members of election commissions signed blank
or uncompleted results protocols. The election observers were also
surprised “by the constant use of mobile phones by commission members
during the vote count, which apparently were used to transmit the
ongoing results to the party headquarters. This constant use of
mobile phones raises questions about possible outside interference
in the counting procedures” (
Doc. 11564).
3.5.4. Impeding
the work of observers
126. The presence of international
observers is essential to enhance public confidence in the electoral process.
Measures should therefore be taken to protect their rights and to
amend any legal provisions which have the effect of restricting
their observation work. At the same time, it is also crucial that
observers have knowledge of the relevant domestic legislation and
responsibilities.
127. More often than not observers are not directly refused access
to polling stations but a series of subtle legal measures are used
to complicate their task. Even where the rights of observers are
enshrined in law, the law in question may lack clarity and give
rise to very different interpretations.
128. The situation is a source of much concern so, at the request
of the Assembly’s Committee on Legal Affairs and Human Rights, the
Venice Commission has drawn up guidelines to promote an internationally recognised
status of election observer.
“Both international and domestic election
observers should be granted the same freedoms and rights. They should
have common principles, rights as well as duties, since such rights
and duties are not always sufficiently ensured in existing domestic
electoral legislation. Election observers should be given the widest
possible opportunity to participate in an election observation process”.
129. Several types of recurrent activities aimed at restricting
observers’ rights may be noted, one example being the approval by
the Central Electoral Commission of a limited list of observers
before the election, thus excluding any other observers.
130. For example, in 2006, in Azerbaijan, the Venice Commission
noted “the absence of domestic observers, along with the fact that
the number of international observers was very low, [and that this]
clearly facilitated fraudulent behaviour”.
It pointed out that NGOs receiving more
than 30% of their funding from foreign sources had not been authorised
to observe the elections. On the other hand, a large number of international
observers (1 029) were able to observe the parliamentary elections
in Azerbaijan on 7 November 2010 (
Doc. 12475).
131. At the presidential elections in Ukraine in 2010, the authorities
prohibited non-partisan national observers. The only persons authorised
to observe the elections were “representatives of the political
parties, presidential candidates and the international observers.
This situation is particularly unacceptable in that domestic observers
were very active during the previous elections in Ukraine, when
the quality of their work and their civic commitment were widely
acknowledged by the Ukrainian public and the international community” (
Doc. 12132).
132. Setting up unwieldy and complicated registration procedures
to obtain formal accreditation as an observer is also a means of
impeding access to polling stations for observers. In Ukraine, for
example, the legal provisions setting out observers’ rights are
extremely detailed and complicated, and the formal requirements include
authenticated signatures and notarised copies of the organisation’s
statutes.
133. In Russia, according to the Law on the Election of Deputies
to the State Duma, there can be no national observers from civil
society (Article 30). At the Russian parliamentary elections on
4 December 2011, the main NGO to obtain accreditation to observe
the elections was GOLOS and its observers were registered as journalists.
This NGO was subjected to several inquiries, a search of its premises
shortly before polling day and criminal proceedings initiated by
the prosecutor for violations of the electoral legislation, as a
result of which it was fined 30 000 roubles (
Doc. 12833).
3.6. Effectiveness of legal remedies in
the event of electoral irregularities
134. It is not enough to draw up
electoral laws protecting the integrity of elections. There is also
a need to secure the efficient application of electoral legislation
by making sure that impartial legal remedies are available. It must
also be ensured that the proceedings are run in an unbiased and
transparent manner and that the results of elections faithfully
reflect voters’ wishes.
135. The possibility of appeal must apply to the entire electoral
process, including the right to vote, electoral registers, candidacy,
campaign rules, etc. Domestic legislations vary as to the organisation
of election-related appeals. They might be brought before the Central
Electoral Commission or before a court or before both consecutively.
They should be accessible to all stakeholders and appeal bodies
should have the authority to annul elections.
136. Without a proper appeal procedure, the electoral process loses
still more of its credibility among voters. The independence of
the judiciary is a critical factor in this respect.
137. Often, legal remedies seem somewhat inaccessible to voters.
Voters seem to be poorly informed on the subject and rarely have
the special forms through which appeals can be lodged. However,
it is essential for there to be a simple and quick appeal procedure
and for it to be more accessible to the public. This may also act
as a deterrent for those who would like to manipulate or hamper
the process.
138. A report published by the OSCE/ODIHR in 2000 describes the
culture of impunity with regard to infringements of electoral rules.
Among the issues it
highlights is the need to promptly adopt radical measures to tackle
the lenience with which offences relating to elections are treated
and to restore completely the lawfulness of the electoral process
as well as voters’ confidence in elections.
139. In its 2006 report, the Venice Commission strongly condemns
the complexity of electoral rules in many emerging democracies:
“in a number of cases, the procedures for dealing with complaints
and appeals are not clearly defined and are very complicated. International
observers’ reports repeatedly characterise complaint and appeals
procedures as complex, ambiguous, and confusing, leading to an inconsistent
interpretation and application of the electoral law. The rules and
procedures are often not well understood by electoral subjects.”
140. The need to simplify and/or clarify the procedures for electoral
complaints and appeals was noted in recent Assembly election observation
reports regarding Armenia, “the former Yugoslav Republic of Macedonia”
and Ukraine. Observers criticised the process of resolving complaints
and the lack of implementation of appeal procedures in the 2008
parliamentary elections in Georgia, the 2010 parliamentary elections
in Azerbaijan and the 2012 presidential election in Russia.
141. As was noted in the Tirana conference organised on 2 and 3
July 2012 on “The European Electoral Heritage: Ten Years of the
Code of Good Practice in Electoral Matters”, we cannot but subscribe
to the conclusion of the 2006 Venice Commission’s report: “There
is still a lot to do in order to improve election complaints and
appeal procedures and to reverse the culture of impunity for election-related
matters”.
4. Measures to improve the democratic
character of elections
142. Several Council of Europe documents,
including texts adopted by the Assembly, have during the last twenty
years proposed a series of measures to improve the democratic character
of elections (see section 2 above). The present report does not
intend to repeat all those proposals in detail but rather to draw
attention to the main imperatives that have to be taken into account
by the member States in the light of the recurrent and persisting
problems presented above. More specific aspects, such as issues
related to the participation of women, minorities and migrants,
voters’ education as part of civic education, etc., will also be
dealt with in the opinions of the specialised committees on this
report.
143. To start with, the measures which may be proposed must be
both sufficiently specific to ensure their effectiveness and also
sufficiently flexible to be adapted to the different situations
in Council of Europe member States, irrespective of whether or not
the States concerned have long-standing experience of free and democratic
elections. On the basis of the hearing which the committee held
last December, as well as arguments advanced by members and experts,
it can be concluded that any specific measures should respond to
three main imperatives that need to be satisfied:
- foster participation;
- ensure transparency;
- strengthen supervision.
4.1. Foster participation
144. The question of citizen participation
in elections is vital here. In a democratic society, elections belong to
the people.
They
are held to enable citizens to take part in the conduct of their
countries’ public affairs and also in government. Low citizen participation
in the electoral process undermines its essential purpose and reduces
the legitimacy of the results and also of the process as a whole.
I am referring to participation in the “electoral process”, not
just voter turnout, as it is a process which starts long before
polling day and involves several stages in which citizens should
take part, rather than a one-off exercise.
145. However, the current trend (outside the very few systems where
voting is compulsory) is towards a substantial decline in participation.
A lack of confidence in the electoral process and a more general
lack of confidence in the institutions of representative democracy have
resulted in very low participation or turnout levels in Europe.
To give a recent example, only 55.5% of French voters turned out
for the parliamentary elections in mid-June 2012. The committee
has already voiced its concern about this trend in several reports which
it has presented to the Assembly in recent years on the state of
democracy in Europe.
146. If we wish to improve the legitimacy and hence also the democratic
character of elections, it is vital to ensure that the level of
citizen participation in the electoral process is increased so that
the process and, ultimately, the election results enjoy optimum
legitimacy.
147. Compulsory voting, which might seem to be the most radical
solution here, will not, in my view, fundamentally resolve the issue.
As Professor Ghevontian said at the hearing last December, if a
conscious choice is replaced by an obligation, there is a risk of
shifting the problem and ending up with two types of voting: “committed
voting” and “derision voting”.
148. Apart from the more general and political issue of the need
to increase public confidence in the institutions of representative
democracy,
the following specific and practical
measures could be taken to increase citizen participation in the
electoral process.
4.1.1. Accuracy of electoral registers
149. Electoral registers should
be drawn up in such a way as to ensure that as many voters as possible register.
First-time registration should be automatic and when people change
addresses, the authorities should provide voters with the best information
possible and make the relevant administrative procedures as straightforward
as possible. In the countries where there is an obligation to register
on the population registries, it would be preferable that the electoral
lists are automatically drawn from such registries. Electoral registers should
be permanent and, contrary to the current trend, recourse to supplementary
lists should be permissible only to enable people who have changed
their address or reached voting age since the publication of the
final list to cast their vote. States should also take measures
to effectively prevent “multiple voting”, without, however, violating
the principle of the secrecy of the vote.
4.1.2. Political party pluralism and intra-party
democracy
150. A free choice for voters should
be ensured by making as many political options as possible available,
in keeping with the principle of political party pluralism. Rules
regulating the registration of political parties are of particular
importance in this respect. Requirements that are too strict, such
as excessive membership or regional representation requirements
or requiring an excessive number of supporting signatures or an excessive
amount of deposit, can hinder the creation of political parties
and thus not only disproportionally restrict the citizens’ right
to create associations, but also limit political party pluralism
and, ultimately, the choice of voters.
151. Also of importance is the issue of the democratic internal
organisation and functioning of political parties. Internal party
democracy enhances citizens’ confidence in the electoral process
and the entire democratic system as it ensures that parties which
choose who will stand for election to public office abide by the democratic
principles within their own organisations.
152. Intra-party democracy is manifested in internal party procedures
that enhance inclusion of members in deliberation and decision-making
processes, extending the involvement of party rank-and-file in certain
key tasks of party governance, such as the selection of party leaders
and election candidates, as well as the definition of party policies.
According to the Code of Good Practice in the Field of Political
Parties,
bottom-up practices
for the selection of nominees and candidates to the post of political
party leader are “a healthy expression of internal democracy”. Also,
whether directly or indirectly, candidates for election must be democratically
chosen for elections at all levels. Moreover, when it comes to the
succession of a vacant seat, internal party procedures for succession
should take into account individual voters’ choice.
153. The Council for Democratic Elections has recently considered
updating the principles of Europe’s electoral heritage which should
be applied by political parties in this field, particularly as regards
gender parity and representation of national minorities. In my view,
the issue of internal functioning of parties and especially the
internal candidate selection process should be further examined
as a priority issue, as it is closely linked to the credibility
of the whole democratic system.
4.1.3. Women’s representation
154. As regards more specifically
the issue of women’s representation in politics, political parties
should devise mechanisms to promote gender equality not only in
parliamentary elections but also in decision-making posts both inside
and outside the party. In its
Resolution
1706 (2010) and
Recommendation
1899 (2010) on increasing women’s representation in politics through
the electoral system, the Assembly has listed concrete measures
that member States could consider, including the introduction of
gender quotas and the promotion of gender-sensitive civic education.
155. The fact that, despite important legislative progress in almost
all member States and the introduction of gender quotas (either
legally binding or voluntary party quotas) in most of them, the
fact that women remain largely under-represented in parliament shows
that there is a need to give thought to additional measures. The Council
for Democratic Elections thus proposes to look for new methods and
solutions, by combining, for instance, mechanisms relating both
to electoral systems and the internal functioning of political parties.
The Assembly, for its part, will debate, jointly with the present
report, a report by the Committee on Equality and Non-Discrimination
on “Political parties and women’s political representation”, which
will also deal with the issue of the candidate selection process
(
Doc. 13022).
156. The fact remains that electors may be reluctant to choose
women from among a large number of candidates in a given constituency.
For this reason, the Council for Democratic Elections also proposes drawing
up guidelines for member States to raise awareness of this problem
not only among the electorate but also the leaders of political
parties. I think that this is again a matter that should be dealt
with as a priority by the Venice Commission and hope that the combined
and resolute action of our Assembly and the Venice Commission in
this field will bear fruit, so as to lead to an effective increase
in women’s representation in politics and thus enhance the legitimacy
of representative democracy institutions and of the electoral outcome.
4.1.4. Minority participation
157. As regards the participation
of minorities, the short analysis made above shows that there is
a wide spectrum of mechanisms or models to facilitate the participation
of minorities in the electoral process. These include affirmative
action measures, such as reserved seats on the basis of ethnic affiliation
or “dual voting rights”, which, however, have limited scope. Moreover,
the choice of the electoral system as such, the presence of an electoral
threshold and the delimitation of constituencies are all factors
which can facilitate or, on the contrary, hinder minority participation
and representation. There does not seem to be a “best practice”
valid for all situations. What can be an appropriate solution to
promote representation of minorities in one country may hinder such
representation in another. What counts is not the method but the
result – to ensure effective participation of minorities in the
electoral process and thus in political decision making as a factor
guaranteeing interethnic peace and stability. Other measures which
improve minority participation in the election process may refer,
for instance, to the composition of election commissions, the translation
of electoral documents, voter education programmes, quotas for candidacies
and party lists, etc.
4.1.5. Open and accessible electoral campaigns
and the role of the media
158. In order to foster participation,
it is important that election campaigns are as open and accessible
as possible so as to allow genuine debate that is not only of interest
to voters but also informs their choices. “Generally, a free election
is an election where candidates can compete without any obstacles
erected by the authorities, where the electorate has genuine substantive
options and a free access to information concerning those options.”
159. In this context, the media have an important role to play
in assisting the electorate in making an informed and genuine choice.
But, while it would appear to be relatively clearly established
that State-owned media should be subject to rules of equity and
equality, what about the media that are in private hands? If, traditionally, it
has been accepted for the press to campaign for one or another candidate,
the answer is much more sensitive as far as broadcasting is concerned
in view of the latter’s impact.
Codes
of good practice have been drawn by international election observation
organisations, but good practice applies above all to the public
media.
160. The Council for Democratic Elections has recently considered
carrying out a study in relation to private media, looking at ownership
of such media by senior political figures and leaders of political
groups.
The council has also decided
to look in greater detail at the audiovisual media, in view of their
impact, and focus thought on the Internet, including websites, blogs
and social networks which now play a part in election campaigns.
In some member States, national regulations regulate the latter,
in others not. It is worth noting that any regulations in this field
should provide for equal opportunities without limiting excessively
freedom of expression. Quite a delicate balance needs to be struck,
which is not easy to do in practice. A study on this issue merits
priority treatment in my view given its importance for ensuring
equal opportunities during election campaigns.
4.1.6. Voters’ protection from threats, pressure,
violence and intimidation
161. To foster participation, it
is also essential that voters are protected against any threats
or undue pressure related to their choices, whether from the authorities
or from individuals. This requires, on the one hand, strict compliance
with the rules implementing a cardinal principle of electoral law,
namely secrecy of the ballot. Stamping of ballot papers or identity
papers after voters have made their choice must be excluded. On
the other hand, when acts of pressure, violence, threats and intimidation
do occur, States should sanction them in a dissuasive manner.
4.1.7. Absentee voting and voting abroad
162. The right to vote of those
unable to go to polling stations should be safeguarded through proxy
voting, postal voting or e-voting. Whereas such practices seem to
be necessary to improve citizens’ participation, for them to comply
with Council of Europe standards, they must be covered by appropriate
rules ensuring the secrecy and security of the vote.
As the Venice Commission has held, “certain
inherent difficulties in postal proxy or e-voting can never be completely
overcome. Thus the advantage and convenience to the electors, and
therefore incidentally their contribution to the overall aim of
greater voter participation, have to be balanced with the inevitable
dangers and risks of these absent voting systems”, in particular
in terms of the secrecy of the vote.
163. As regards in particular e-voting, in its
Resolution 1705 (2010), the Assembly invited member States to consider the
use of ICT (information and communication technology) tools and
the introduction of different forms of e-voting, including remote
e-voting. In its
Resolution
1653 (2009) on electronic democracy the Assembly drew attention,
however, to the risks for democracy linked to the development of
ICTs, which include unequal access potentially resulting in e-exclusion
and e-discrimination as well as possible abuses. It thus asked member
States to draw up rules including safeguards to protect citizens
and implement them at an early stage. For the Assembly, “generalised
access to e-tools is a necessary condition for the success of e-democracy
and for the elimination of the risk of a ‘technology gap’. This
includes not only access in terms of equipment and affordable connections
but also considerable efforts in education and training, in particular
with regard to older generations and other vulnerable categories
of the population”.
164. As regards the voting rights of citizens living abroad, the
Assembly, already in 2005, had invited States to take measures to
enable their citizens living abroad to participate to the fullest
extent possible in the electoral process. This can be achieved through
various arrangements, including voting in polling stations set up
abroad and/or postal voting, proxy voting or e-voting. Although
States are not obliged to organise voting abroad, if they do so,
they should ensure that the criteria for establishing polling stations
abroad are transparent and their distribution corresponds to the
distribution of citizens living abroad.
4.1.8. The right to vote of vulnerable groups
165. The right to vote of vulnerable
groups (people with disabilities, the illiterate, etc.) should also
be safeguarded by adapting polling stations and voting material
to their needs (ballot papers for the blind and the illiterate,
etc.).
However,
it would seem that one technique should definitely be ruled out:
the use of mobile ballot boxes, as it opens the way to electoral
fraud.
4.1.9. Restrictions on the right to vote
of serving prisoners
166. Restrictions on the right to
vote of convicted prisoners are permissible only if they are provided
for by law and respect the principle of proportionality. Thus, legal
provisions providing for general, automatic and indiscriminate disenfranchisement
of all serving prisoners, irrespective of the nature or gravity
of their offences, are incompatible with the right to vote enshrined
in Article 3 of Protocol No. 1 to the Convention and need to be
amended. It is worth noting that, already in its
Resolution 1705 (2010), the Assembly called on member States to “eliminate
obsolete provisions disenfranchising certain categories of population
(such as certain categories of detainees)”.
4.1.10. The choice of the electoral system
and the presence of electoral thresholds
167. Finally, a chapter on citizens’
participation and a report aimed at more democratic elections in
Europe cannot be complete without drawing attention to the fundamental
question of the electoral system. As the Assembly already stated
in its
Resolution 1705
(2010) on thresholds and other features of electoral systems which
have an impact on representativity of parliaments in Council of
Europe member States, “the choice of electoral system is one of
the most important institutional decisions for any democracy” having
an obvious impact on representativity and a profound effect on the
entire political life of the country concerned. Different voting
systems may in fact give very different results. The voting system
determines to a great extent a number of administrative issues,
including the forming of a government.
Resolution 1705 (2010) underlines that an elected assembly “should reflect
the political composition of the electorate as well as other important
aspects like geographic distribution, gender, ethnicity or other
group identities, including age or specific vulnerability”, and
that this largely depends on the choice of the electoral system.
Noting that there is a variety of types of electoral systems throughout
Council of Europe member States, each of them with its advantages
and disadvantages, the Assembly concluded: “There is no unique model
which could be recommended to all countries as the best one.” For
the Assembly, “the choice depends on a number of factors including
historical background and political and party systems”. While sharing
this conclusion, I think that, in order to guarantee the right of
all citizens to be represented in political decision making and
ensure the representativity of elected bodies, member States should
opt for an electoral system which better reflects the opinion of
the people and the political composition of the electorate.
168. In its
Resolution
1705 (2010), the Assembly called on Council of Europe member States
to contribute to the establishment of a common understanding of
principles which qualify elections as “free and fair” in compliance
with democratic standards, “irrespective of the type of electoral
system”. One of these principles concerns electoral thresholds.
The latter make it possible to determine the candidates who can
go forward (in the case of two-round voting) or the lists whose
members can be elected (in the case of proportional representation).
Without calling the existence of thresholds into question, it seems
necessary to set limits so as to avoid their becoming an obstacle
to the representation of the various political tendencies in a pluralist society.
Thresholds which are too high or intended solely to eliminate a
political group should be prohibited. Thus the Assembly has asked
member States to consider “decreasing legal thresholds that are
higher than 3%”.
4.2. Ensure transparency
4.2.1. In the organisation of elections
169. Elections should be organised
by independent and impartial bodies, which should lead to the general introduction
of the central electoral commissions already found in many States.
170. In a number of countries, efforts should be made to improve
the electoral administration bodies’ independence vis-à-vis both
the government and political party interests. Rather than membership
or other formalistic criteria, the emphasis should be placed on
the performance of the election administration, which should be
impartial. What matters is the transparent and effective performance
of an accountable body of appropriately trained individuals who
cannot be removed from office at will on the basis of political considerations.
It is important for the election administration not only to function
impartially but also to be perceived as doing so.
171. A broad political agreement on the type and composition of
the central electoral administration is desirable and is likely
to enhance public trust in the administration of elections and thus
foster public confidence in the entire electoral process. Partisan
(or multiparty) central electoral commissions do not seem to be
the best solution. When the choice is made in favour of such commissions,
there should be guarantees for their composition to be politically
balanced and for their transparent functioning throughout the electoral
process. The experience of certain member States where the chairmanship
of central electoral commissions is given to representatives of
the opposition can be considered as a good practice. However, it
must be stressed that partisan commissions, as any other electoral
commissions, can deliver democratic elections only if they respect the
above-mentioned principles of transparency, impartiality and independence.
Their members, even if appointed by political parties, should act
in a professional manner and independently of political party interests.
4.2.2. In electoral campaign funding
172. As the analysis made above
has shown, campaign and political party financing raises problems
in many member States, including “old democracies”. Concrete measures
to ensure transparency in the funding of electoral campaigns and
political parties in general have been proposed to member States
in the Committee of Ministers Recommendation Rec(2003)4 on common
rules against corruption in the funding of political parties and
electoral campaigns, which,
inter alia,
mentions Assembly
Recommendation
1516 (2001) on financing of political parties. I therefore refer
to these texts and reiterate the need for member States to implement
them. The relevance of the 2003 recommendation and the fact that
it has not yet been implemented is demonstrated in the recent evaluation
reports by GRECO.
173. In conclusion, it can be stressed that legislation on campaign
funding and party financing is necessary. It must not only regulate
the origin of funding and set a limit on expenditure but also, and
above all, enable all voters to have access to data on the nature
and amount of campaign spending. Legislation should also be strictly
applied and any violations should be sanctioned by proportionate
penalties. The contribution of GRECO in this respect is important
as its reports highlight shortcomings as well as good practices.
174. Of special concern is the issue of the use or rather misuse
of administrative resources for electoral campaign purposes. This
is a serious act of fraud still noted all too often in the electoral
practice of many member States, where the distinction between the
State and the ruling party is frequently blurred. We look forward
to the conclusions of the ongoing study by the Venice Commission
on this issue. That said, this is a problem related less to legislation
and more to the political will of those in power.
4.2.3. In the conduct of voting
175. Voting should be organised
in such a way that all voters are always able to see that everything
is correct and in order. This applies, in particular, to the design
of polling stations, the composition of polling station boards,
the use of transparent ballot boxes, the presence of voting booths
and public counting.
176. In order to further increase transparency, the presence of
domestic and international observers should be facilitated. I refer
here to the Venice Commission’s guidelines on an internationally
recognised status of election observer according to which both international
and domestic election observers should have common principles, rights
and duties and should be given the widest possible opportunity to
participate in an election observation process. National observers,
including from civil society, should be authorised in all member States.
Accreditation procedures should be simple and easily accessible.
4.3. Strengthen supervision
177. Supervision of electoral operations
is a vital aspect of democratic electoral processes. It must be impartial,
independent and dissuasive.
178. Whereas awareness about the importance of the pre-election
period for domestic elections is increasing among specialists, the
post-election period is often still neglected. Both electoral authorities
and election observation missions should indeed pay more attention
to the period between the end of the counting and the announcement
of the final results.
179. Only an effective, transparent and accessible appeal system
can reverse the culture of impunity for election-related offences
and enhance public confidence in the electoral process.
180. The following measures are proposed here:
- Assign supervision to a judge
(whether special, ordinary or constitutional). The independence
of the judiciary is of course crucial in this respect. Judicial
supervision could come in addition to other legal remedies, for
instance following first instance examination of appeals by central
electoral commissions. As regards the system of parliamentary verification
of credentials employed in several States, it would not seem to
ensure the necessary impartiality.
- Extend supervision to the entire electoral process: preparatory
measures, including possible restrictions to the right to vote or
to stand for election, and electoral registers; election campaign,
including media coverage and funding; practical voting arrangements;
counting and announcement of results, etc.
- Facilitate access to the courts through simplified, free
procedures involving short but reasonable time frames.
- Ensure that voters are well informed of the existing appeal
system and have easy access to the necessary forms.
- Provide for severe and dissuasive but proportionate penalties
in cases of fraud, manipulation or cheating. The penalties must
be applicable both to the direct perpetrators (rarely the candidates themselves)
and to those behind the fraud. Public opinion, as well as international
observers, should be informed of any sanctions imposed.
5. Conclusions
181. Since 1989, the Parliamentary
Assembly has been at the origin of a system for the international observation
of elections in Europe, whose aim is to promote free, fair and pluralist
elections, mainly in east and south-east European countries which
do not have a tradition of democratic elections.
182. In close co-operation with other Council of Europe bodies,
particularly the Venice Commission and the Council for Democratic
Elections, the Assembly has made an extensive contribution to the
development of the European electoral heritage through major standard-setting
work, which has helped substantially to improve the domestic electoral
legislation of several member States and to provide a footing for
some sort of culture of pluralist elections.
183. Although standard-setting work concerning elections is important,
the actual application of standards is still a major challenge to
be addressed in several member States. Where serious and repeated
irregularities are identified in one election after another, where
the perpetrators are never brought to justice and the offences are
never brought to the public’s attention, this paves the way for
instability or even violence and for long-term political crises.
Electoral corruption poses a real threat and can undermine the principles
of good governance.
184. In its election observation reports, the Assembly points out
more and more frequently that, in the Venice Commission’s opinion,
domestic electoral legislation generally makes it possible to hold
democratic elections. In most cases, the cause of the problem is
not the legislation but the lack of political commitment at the
highest level to ensure that the law is implemented in such a way
as to be able to hold free and fair elections. It should be said
that arguments evoking a lack of experience are no longer justified
or credible in countries which have now been holding elections for
nearly twenty years.
185. The present report has listed the main challenges and recurrent
problems observed by the ad hoc committees of the Assembly in several
member States, concerning in particular:
- the electoral administration and issues of neutrality
and impartiality;
- the right to vote and stand for election and the universality
of suffrage, including restrictions of the right to vote for particular
groups, problems with voter registers and with the registration
of candidates;
- equality of opportunity and obstacles during the election
campaign linked to the funding of electoral campaigns (lack of transparency
and opacity of financial sources), access to the media and, in particular, the
public service media (lack of equal access and of media impartiality),
as well as misuse of administrative resources and threats, pressure,
violence and intimidation vis-à-vis candidates or voters;
- freedom and secrecy of suffrage and obstacles to these
on polling day: vote buying, stamping of ballot papers or identity
papers after voters have made their choice, ballot box stuffing,
irregularities during vote counting and obstacles to the work of
observers;
- the effectiveness of legal remedies in the event of irregularities
in the electoral process.
186. The report has proposed a list of measures to improve the
democratic character of elections by fostering participation, ensuring
transparency and strengthening supervision. These measures are also
listed in the proposed draft resolution.
187. It is worth noting that the ultimate aim is to restore public
confidence in the electoral process, a condition sine qua non for
a democratic election. And the more citizens have confidence in
the process, the more of them are likely to come out to vote.
188. Moreover, the need to establish public confidence relates
not only to electors but also to those seeking election. As the
Venice Commission notes, should those who seek to occupy public
office lose confidence in elections as the best means to attain
their goal, they could turn to non-democratic ways of gaining power.
189. In conclusion, we should, in my opinion, also strengthen synergies
and follow-up to election observations both within the Council of
Europe and through co-operation with other specialised international
organisations. The following measures are proposed here:
- Improve follow-up to recommendations
made in international election observation reports in the context of
the work carried out in the Monitoring Committee and in particular
in the context of co-rapporteurs’ visits to the States concerned,
in the preparation of their reports and also, as appropriate, in
the context of the committee’s annual report.
- Promote regular consultations among the various Council
of Europe bodies which have expertise in the field. Indeed, within
the Council of Europe, the Assembly has at its disposal a network
of expertise whose complementarity is unrivalled among European
organisations: the Venice Commission, the European Court of Human
Rights and the Group of States against Corruption (GRECO) with regard
to efforts to combat corruption (in particular lack of transparency
in campaign funding and other problems relating to corruption in
elections). This potential could be turned to greater account.
- Strengthen the Council of Europe’s medium and long-term
electoral assistance programmes by better targeting them at the
problems observed.
- Strengthen synergies with other international organisations
which have an expertise in the field of elections, not only at the
pre-electoral stage (for instance when the Venice Commission and
the OSCE/ODIHR prepare joint opinions on electoral legislation)
and on voting day (joint observation missions and press statements),
but also after the election observation, with a view to promoting
the recommendations made by the international community and ensuring
their implementation.