1. Introduction
1. I would like to begin this explanatory memorandum
with a citation of the first paragraph of the motion for a resolution
which gave rise to this report,
since, for me, it encases the stance the Council of Europe and its Parliamentary
Assembly must take on the issue: “Coercive, non-reversible sterilisations
and castrations constitute grave violations of human rights and
human dignity, and cannot be accepted in Council of Europe member
States.”
2. The Social, Health and Family Affairs Committee was originally
entrusted with the preparation of a report on this issue on the
basis of the motion presented by myself and 21 other colleagues.
At its meeting in Paris on 16 September 2011, the committee held
a hearing with the following experts (and one victim from my own country):
- Ms Gwendolyn Albert, non-governmental
organisation (NGO) activist (Czech Republic)
- Ms Bernadette Gächter, victim of a forced sterilisation
(Switzerland)
- Dr David Gerber, Consultant Psychiatrist, National Health
Service (NHS) Greater Glasgow and Clyde (United Kingdom)
- Mr Stefan Krakowski, member of the European Committee
for the Prevention of Torture and Inhuman or Degrading Treatment
or Punishment (CPT) (Sweden)
The hearing provided
the committee with a good overview of the problem and possible solutions.
3. The Social, Health and Family Affairs Committee was merged
with two other committees by decision of the Assembly with effect
from the first day of the January 2012 part-session. It was thus
the newly created Committee on Social Affairs, Health and Sustainable
Development which considered my outline report
during the January 2012 part-session, and
authorised a fact-finding visit to Sweden and the Czech Republic.
This visit took place on 6 and 7 November 2012 (Prague) and 8 and
9 November 2012 (Stockholm). I am very grateful to my colleagues
in the Czech and Swedish parliaments, and the secretariats of the
two delegations to the Assembly, who organised the visits excellently.
All the meetings I had requested were arranged, and I was thus able
to form an informed opinion on the situation in both countries.
I would like to underline here that this is not a report on coerced
sterilisations and castrations in Sweden and the Czech Republic:
it is a report on coerced sterilisations and castrations in the
whole of Europe. Most, if not all, Council of Europe member States
have practised coerced sterilisations and castrations at some point
in time.
4. This is not the first time that the Council of Europe and
its Parliamentary Assembly are dealing with the issue of coerced
sterilisations and castrations. However, so far, there has been
no comprehensive report on or overview of the practice. Instead,
it has been dealt with on the basis of reports, for example, on
the discrimination of the Roma (in the Assembly,
or via recent judgments
of the European Court of Human Rights),
discrimination
of transgender people (former Human Rights Commissioner Hammarberg),
or on the situation in specific countries (a CPT report on the Czech
Republic as regards convicted sex offenders).
5. The added value I hope to create with this report is a comprehensive,
human-rights based approach, which puts coerced sterilisation and
castration in a historical perspective, and highlights the link
between the practice and the fear of certain sections of the majority
of all that appears “different” – and thus deemed inferior, and
sometimes threatening, to the point that the majority develops a
desire to control these differences, or at least their propagation
and reproduction. I was most impressed with the explanations of
the Swedish journalist who first focused attention on the country’s
history of eugenic sterilisation in the 1990s, Mr Maciej Zaremba, which
have convinced me that my interpretation of both current and past
events is not entirely mistaken. He kindly agreed to come to an
exchange of views with the committee on 23 April 2013 in Strasbourg
and
I will cite him later in this report.
6. Five groups of people have been particularly subjected to
coerced sterilisation and castration in the past: Roma women,
convicted
sex offenders, transgender persons, persons with disabilities (“eugenic”
motives), and the marginalised, stigmatised, or those considered
unable to cope. For me, it is self-evident that coerced sterilisation
and castration is a serious violation of human rights and human
dignity, and it should thus be abolished once and for all, whatever
the motivation and whatever the target group. Even those countries
which have abolished the practice sometimes find it difficult to
acknowledge that they have committed these serious violations of
human rights in the past. Large numbers of victims are thus still
awaiting compensation or apologies from the authorities: I hope
that this report will make a contribution to changing that situation.
2. A brief
history of coerced sterilisation and castration
7. The history of coerced sterilisation and castration
fills whole bookshelves. All I can attempt here is the briefest
of histories for 20th-century Europe, with a view to explaining
how a clear human rights violation could be seen as socially acceptable,
even desirable, in many countries – before (and sometimes even after)
the horror of 1933 Nazi Germany compulsory sterilisations laws (aimed
primarily at Germans with mental or physical disabilities) that
ended in brutal killings by eugenic euthanasia as of 1939.
8. Eugenic sterilisation (and to a much lesser extent, castration),
popular in many regions of the world in the first half of the 20th
century, not just in Europe, was one of the consequences of modern,
new ideas in science (including social science) meeting the social,
material and political conditions of the turn of the century. In
societies with often rapidly expanding “underclasses” of some sort
(be they urban proletariats, rural paupers, the immigrant poor,
racial or other minorities, or indigenous peoples), conditions were
ripe for a marriage of several mutually reinforcing ideas which
legitimised eugenics in the eyes of a majority of the population.
A combination of (neo-)Malthusianism, social Darwinism, nationalism,
racism, and even modernising, reformist zeal made the idea attractive
across the political spectrum (from left to right), in both democracies
and dictatorships. If a population was to stay “healthy” and “productive”
(also in order to be able to compete as a nation during the era
of the nation-State), and was not to be swamped by the poor and
the criminal, it was going to be necessary to encourage the reproduction
of the “fit” and check the birth rate of the “unfit”.
9. At the beginning, the theory of eugenics focused more on the
“positive” rather than the “negative”. In the United States of America,
there were, for example “fitter families”-contests and the like.
But the fear of “degeneration” (with the birth rate of the “unfit”
allegedly out of control), and the burden on society that might ensue,
led to the popularisation of negative eugenics, including forced
sterilisation, as a more humane alternative to “natural selection”
or infanticide. It was the United States which initiated the early
20th-century wave of compulsory sterilisation laws, beginning with
Indiana’s 1907 Act. It was also in the United States that the Supreme
Court judge, Oliver Wendell Holmes, Jr, in the majority decision
Buck v. Bell, in 1927, gave the (in)famous
– never repealed – justification for eugenic compulsory sterilisation
laws:
“We have seen more than
once that the public welfare may call upon the best citizens for
their lives. It would be strange if it could not call upon those
who already sap the strength of the State for these lesser sacrifices,
often not felt to be such by those concerned, in order to prevent
our being swamped with incompetence. It is better for all the world,
if instead of waiting to execute degenerate offspring for crime, or
to let them starve for their imbecility, society can prevent those
who are manifestly unfit from continuing their kind. The principle
that sustains compulsory vaccination is broad enough to cover cutting the
Fallopian tubes. Three generations of imbeciles are enough.”
10. Sterilisation (in particular in institutions such as asylums,
prisons or hospitals) thus became fairly widespread by the 1930s,
permitted by legislation in many US and Canadian States and provinces,
in the Swiss canton of Vaud, in Scandinavian countries, in Germany,
Japan, and Veracruz (Mexico), as well as in Yugoslavia, Hungary,
Turkey, Latvia, and Cuba.
The targeted groups were comprised
disproportionately of poor, non-white, or otherwise socially marginalised
people,
and women were more often targeted
than men.
11. According to Harry Bruinius, the American quest for racial
purity influenced the Nazis. Though the United States was the pioneer
in the legal, administrative, and technical aspects of eugenic sterilisation,
Nazi Germany borrowed its ideas and applied them in an unprecedented
way.
One
of the first laws passed by the National Socialist government of
Adolf Hitler was the “Law for the Prevention of Genetically Diseased Offspring”
in 1933. At least 375 000 individuals were sterilised by the German
authorities, and there were an estimated 5 000 deaths from complications.
In
the United States, more than 60 000 people underwent forced sterilisation.
The practice was largely abandoned after the Second World War, but
North Carolina didn’t officially end its programme until 1974. Similarly,
Sweden’s eugenic sterilisation laws created over 60 000 victims
from 1935 to 1975. Indeed, while the Scandinavian sterilisation
laws did not allow for the use of physical force (unlike Nazi Germany),
the eugenic acts were abolished and replaced by sterilisation laws
based on voluntary consent in Denmark only in 1967 and 1973, in
Sweden in 1975, and in Norway in 1977.
12. Coerced sterilisation and castration is not confined to the
history books, as we know, but nowadays the programmes are not,
or not openly, eugenic in nature. They range from the coerced sterilisation
of women in China and Uzbekistan to that of HIV-positive women in
many parts of the world. Although the procedure is performed on
both men and women, women are much more frequently victimised because
of vulnerable, gender-specific situations such as childbirth, which
make them more susceptible to unwanted procedures. As in the past,
marginalised communities are most commonly targeted for sterilisation
campaigns since they are less protected.
3. Coerced sterilisation
and castration: a violation of human rights, human dignity, as well
as of sexual and reproductive rights
13. In 1999, the then United Nations Special Rapporteur
on violence against women, its causes and consequences, Ms Radhika
Coomaraswamy, labelled forced sterilisation a human rights violation:
“A severe violation of women’s
reproductive rights, forced sterilization is a method of medical
control of a woman’s fertility without the consent of a woman. Essentially
involving the battery of a woman – violating her physical integrity
and security – forced sterilization constitutes violence against
women.”
14. As pointed out in a recent article by Christina Zampas and
Adriana Lamačková, United Nations treaty monitoring bodies have
noted that forced and coerced sterilisation is a violation of various
international human rights, including the right to health, the right
to bodily integrity, the right to be free from violence, the right
to be free from torture and inhuman and degrading treatment, the
right to decide on the number and spacing of children, and the right
to be free from discrimination.
15. In his most recent report of 1 February 2013,
the United Nations Special Rapporteur
on torture and other cruel, inhuman or degrading treatment or punishment,
Mr Juan E. Méndez, reframed violence and abuses in health-care settings
as prohibited ill-treatment. Citing the recent general comment No.
3 (2012) of the Committee against Torture on the right to a remedy
and reparation, he underlined that the Committee considers that
the duty to provide remedy and reparation extends to all acts of
ill-treatment, so that it is immaterial for this purpose whether
abuses in health-care settings meet the criteria for torture per
se. He believes that “this framework opens new possibilities for
holistic social processes that foster appreciation of the lived
experiences of persons, including measures of satisfaction and guarantees
of non-repetition, and the repeal of inconsistent legal provisions”.
16. The United Nations Special Rapporteur thus recommends at the
end of his report that member States: “Conduct prompt, impartial
and thorough investigations into all allegations of torture and
ill-treatment in health-care settings; where the evidence warrants
it, prosecute and take action against perpetrators; and provide victims
with effective remedy and redress, including measures of reparation,
satisfaction and guarantees of non-repetition as well as restitution,
compensation and rehabilitation”.
In
the body of his report, he explicitly mentions forced, coerced and
involuntary sterilisations as falling within the scope of his report,
and gives several examples.
17. In Europe, the European Court of Human Rights has judged the
involuntary sterilisation of Roma women a human rights violation
in contravention of Article 3 (prohibition of inhuman or degrading
treatment) and Article 8 (right to respect for private and family
life) of the European Convention on Human Rights (ETS No. 5, “the Convention”)
in several cases now.
However,
unfortunately the Court again declined to rule in November 2012
on whether the forced sterilisation of Roma women in the Slovak
Republic constitutes discrimination under Article 14 of the Convention.
In an unrelated case (not of a Roma woman),
G.B.
and R.B. v. Republic of Moldova, the Court held, on 18
December 2012, that there had been a violation of Article 8 of the
Convention.
18. The question of consent is crucial in determining whether
or not a sterilisation or castration is a human rights violation.
In cases where physical force is used, the victim is sterilised/castrated
without his/her knowledge, or is not given an opportunity to provide
consent, the case is clear-cut, and referred to as forced sterilisation.
But even where consent is ostensibly given, even in written form,
it can be invalid if the victim has been misinformed, intimidated,
or manipulated with financial or other incentives. This type of
coerced sterilisation is the human rights violation at the heart
of this report.
19. In the comments on my introductory memorandum of 16 January
2013, the Czech parliamentary delegation claims that my definition
of “coercive” is “excessively broad and does not correspond with
the term’s common meaning”. If anything, my definition is not broad
enough. Recent human rights publications (from respected sources,
such as Amnesty International or the Center for Reproductive Rights,
or in academic publications such as the Harvard Human Rights Journal)
make reference to terms such as “emotionally coerced sterilization”
or to “pressure that diminishes patient’s autonomy”. One scholar
has characterised the concept of coercion as: “how much, and what
kind of, influence or pressure deprives actions and decisions of their
autonomous character”.
But perhaps the most convincing
is the policy document entitled “Bridging the Gap: Developing a
Human Rights Framework to Address Coerced Sterilization and Abortion”
published by the (Canadian) University of Toronto Faculty of Law,
which details principles of free and informed decision-making –
including freedom from any bias introduced, consciously or unconsciously,
by health providers, and further refers to the power imbalances
in the patient-provider relationship which may impede the exercise
of free decision-making, for example by women who are not accustomed
to challenging persons in positions of authority
.
20. When Mr Zaremba informed the committee at the second hearing
on 23 April 2013 about the Swedish experience of eugenic sterilisation,
he also answered the question of how the Swedes had been able to continue
their programme after the Second World War, which should have discredited
a system based on coercion. Mr Zaremba underlined the insidious
character of the law: “On paper, the sterilisation was ‘voluntary’ –
a person had to apply to be sterilised. In reality, of course, the
sterilisation was anything but voluntary: the victims were under
irresistible pressure to sign the consent forms. They were threatened
with losing custody of their children, or their discharge from an
institution was made dependent on their agreement to be sterilised. The
stigma of being labelled an ‘inferior’ human being was immense:
most victims stayed silent about their fate until the scandal broke
in 1997. Poor single mothers, vagabonds, gypsies and travellers,
the mentally sick and the ‘feeble-minded’ (people who broke social
norms) were targeted as ‘undesirable human material’ (contemporary
citation). There had been a complete lack of transparency, a commission
decided on the sterilisation, and there was no possibility to appeal
that decision.”
I think that this
is an instructive example illustrating the way sterilisation can
be considered “voluntary” by some, but is in reality “coerced” or
even “forced”.
21. In this context it is important to note that the International
Federation of Gynaecology and Obstetrics (FIGO) has strong guidelines
on “Female Contraceptive Sterilisation,” recognising the long history
of forced and coerced sterilisation of marginalised women and providing
detailed recommendations for when and how consent to sterilisation
can be obtained.
The guidelines, updated
in 2011, specify, amongst others:
- Only women themselves can give ethically valid consent
to their own sterilisation. Family members, including husbands and
parents, legal guardians, medical practitioners and public officials
cannot consent on their behalf.
- Sterilisation should not be performed within a government
programme or strategy that does not include voluntary consent.
- Sterilisation to prevent future pregnancy is never an
emergency procedure and does not justify departure from general
principles of free and informed consent.
- Consent to sterilisation should not be made a condition
of access to medical care, such as HIV/AIDS treatment, delivery
of a baby, or termination of pregnancy, as well as any other benefit,
such as medical insurance, social assistance, employment, or release
from an institution.
- Consent to sterilisation should not be requested when
women are vulnerable, such as when requesting termination of pregnancy,
going into labour, or in the aftermath of delivery.
- Women considering sterilisation must be informed that
it is a permanent procedure, which does not protect against sexually
transmitted diseases, and provided information on non-permanent
options for contraception.
- Information should be provided in a language that the
women understand, through translation if necessary, in plain, non-technical
terms, and in an accessible format, including sign language or Braille.
4. Coerced sterilisation
and castration in the recent past in Europe
4.1. Roma women
22. Roma women have long been victims of marginalisation
and discrimination, wherever they live. Some countries have had
more or less official, government-sponsored programmes in the past
targeting Roma women for sterilisation; in other countries, Roma
women have become victims of prejudice held by individual health-care
providers. The cases of the Czech Republic and of the Slovak Republic
(and, to a lesser extent, Hungary) are particularly well-known,
mainly due to the activism of the victims themselves in their quest
for justice. However, this means neither that coerced sterilisations
of Roma women are still common practice in these countries, nor
does it mean that they do not happen in other countries. Since the
Czech Republic so kindly received me for a fact-finding visit in
November 2012, I will describe the situation in this country in
some more detail.
4.1.1. The Czech Republic
23. In her presentation to the Social, Health and Family
Affairs Committee in September 2011, Ms Gwendolyn Albert, an NGO
activist from the Czech Republic, explained that in communist Czechoslovakia, Roma
women were forcibly sterilised starting in the 1970s, and the practice
continued after the 1989 transition to democracy and the 1993 breakup
of the country into the Czech Republic and the Slovak Republic.
While the
exact numbers of victims put forward by Ms Albert are in dispute,
it is undisputed that during communism, tubal ligation was disproportionately
promoted to Roma women by social workers, to address what was officially
termed their “high, unhealthy” reproduction rate compared to the
non-Roma population, using either the promise of financial incentives
or the threat of various sanctions to coerce or force compliance.
After the Czechoslovak Prosecutor-General reviewed these incidents
post-1989, incentive payments for sterilisations were discontinued.
Subsequent instances of forced sterilisations did not involve social
workers; instead, doctors sterilised Roma women during C-section
deliveries, often telling them that not only the C-section but the
sterilisation itself had been “emergency, life-saving” measures.
24. The case of Ms Elena Gorolová, Spokesperson of the “Group
of Women Harmed by Forced Sterilization”, whom I had the privilege
to meet, is a case in point: following a risk pregnancy entailing
regular doctor’s visits, she was sterilised without her knowledge
during her second C-section in 1990. The doctor told her he had
sterilised her only the day after. Just before the C-section, she
was made to sign two papers: one for the name of the child, the
other to consent to the C-section (and, as she later found out,
to the sterilisation). She was one of the first Roma women to speak
out and raise the issue with the Czech ombudsman in 2004. Silence
is unfortunately often the norm in coerced sterilisation cases,
as many victims feel shame, fear or unworthiness, in particular
since the Roma culture puts such a premium on women having many
children, and also because there is often a certain distrust of
the authorities.
25. In November 2009, the Czech Government expressed regret for
“individual failures” in the performance of sterilisations by tubal
ligation. Complaints about the programme were filed with the ombudsman
in 2004. After ordering a Czech Health Ministry investigation, the
ombudsman then criticised the ministry in 2005 for failing to conclude
that the documented procedures violated not only human rights, but
also the law. The ombudsman’s report became the basis for international
human rights bodies to recommend that the Czech State take urgent
action to redress the victims of these practices. Criminal investigations
into these incidents were shelved and none of the perpetrators have
been subjected to civil, criminal or professional sanctions. Civil lawsuits
brought by individuals have only rarely resulted in compensation
awards due to statutes of limitations
(I
am aware of only two such successful cases).
26. However, in 2011, the Czech Human Rights Committee recommended
that the victims of coerced sterilisations be awarded compensation.
The proposal is still being discussed, as some cases are hard to prove.
In view of the fact that the number of victims entitled to such
reparation would be relatively low (following a call for applications
from NGOs, the Ministry of Health believes that out of a total of
89 applications received, 77 are valid, the Ministry believing to
have established that in 12 cases, no sterilisation had been performed), I
do hope that the country can quickly decide to compensate these
women. Indeed, my fact-finding visit left me with the impression
that there is broad agreement across the political spectrum that
the issue needs to be settled soon.
27. On 1 April 2012, the Czech Republic adopted a new law on sterilisation
which seems to be more in conformity with the FIGO guidelines on
female sterilisation than the previous one (I will deal with the
questions of castration and of sterilisation of women without legal
capacity in separate chapters). Thus, the new law institutes obligatory
waiting periods between a doctor’s proposal of sterilisation and
the actual operation, and requires a last-minute second consent
the day of the operation. The minimum age for sterilisation is 18
for health reasons, and 21 for other reasons (contraception). Most
importantly though, doctors’ attitudes to sterilisation seem to
be changing in the Czech Republic, as they become more aware of
possible human rights implications – and a little less paternalistic
in their attitudes.
4.1.2. Slovak Republic
28. Roma women were also forcibly sterilised in the Slovak
part of Czechoslovakia starting in the 1970s. By 2002, Roma women
were still being sterilised without their informed consent, according
to human rights activists. The government investigated for “genocide”
and found no evidence of it. International observers in the Commission
on Security and Cooperation in Europe (United States), called the
investigation flawed because human rights activists and potential
victims were threatened with criminal charges for speaking out. In
that same year, the Council of Europe’s Commissioner for Human Rights
said he found the allegations credible, recommending that the government
“offer a speedy, fair, efficient, and just redress” to the victims.
In 2006, the Slovak Constitutional Court ruled that the government’s
report had not adequately clarified the facts and ordered the investigation
into forced sterilisation to be re-opened. But in 2007, after interrogating
the alleged perpetrators and victims, the Slovak Prosecutor announced
no crime had been committed or rights violated, and discontinued
the proceedings. Several cases have recently been judged by the
European Court of Human Rights, finding in favour of the applicants
(see paragraph 17).
4.2. Convicted sex offenders
29. As Stefan Krakowski, the Swedish member of the CPT,
remarked at the September 2011 hearing, there seems to be a growing
trend from political quarters in at least some member States, demanding
castration for convicted sex offenders. Although surgical castration
on other than somatic indications is still legal in many countries,
it is either no longer carried out or has become extremely rare.
One reason is alternative options in the combining of psychotherapy,
anti-androgen treatment and intensive monitoring.
30. The CPT has expressed its fundamental objections to the use
of surgical castration as a means of treatment of sexual offenders.
The reasons given by Mr Krakowski on behalf of the CPT were:
- Firstly, such an intervention
has irreversible physical effects; it removes a person’s ability
to procreate and may have serious physical and mental consequences.
- Secondly, surgical castration is not in conformity with
recognised international standards, and more specifically, is not
mentioned in the authoritative “Standards of Care for the Treatment
of Adult Sexual Offenders” drawn up by the International Association
for the Treatment of Sexual Offenders (IATSO).
- Thirdly, there is no guarantee that the result sought
(namely a lowering of the testosterone level) is lasting. As regards
re-offending rates, the presumed positive effects are not based
on sound scientific evaluation. In any event, the legitimate goal
of lowering re-offending rates must be counterbalanced by ethical
considerations linked to the fundamental rights of an individual.
- Fourthly, given the context in which the intervention
is offered, it is questionable whether consent to the option of
surgical castration will always be truly free and informed. A situation
can easily arise whereby patients comply rather than consent, believing
that it is the only available option open to them to avoid indefinite
confinement. To sum up, surgical castration is a mutilating, irreversible
intervention and cannot be considered as a medical necessity in
the context of the treatment of sexual offenders. In the CPT’s view,
surgical castration of detained sexual offenders could easily be
considered as amounting to degrading treatment.
31. The CPT has criticised both the Czech Republic and
Germany
for recent recourse to surgical castration.
However, laws introducing compulsory “chemical” castration, in particular
for sex offences against minors, are also becoming something of
a trend in some member States, such as Poland and the Republic of Moldova.
I personally oppose such laws as both ineffective and a violation
of human rights. However, “chemical” castration is, in general,
considered reversible, and thus the scale of the violation is not
as high as with surgical castration. This is why I had originally
decided to concentrate on coerced surgical castration in this report.
32. However, following a conversation I had with Dr Jean-Georges
Rohmer, Psychiatrist at Strasbourg Hospital and Regional Head of
the centre responsible for treating perpetrators of sexual abuse,
on the margins of the 11th Network meeting of the contact parliamentarians
committed to stopping sexual violence against children, on 22 January
2013, I would like to underline his view that it is a common misconception
that sexual crimes are mainly linked to “sex” (and sex drive). As
has been proven in relation to violence against women, the main
motivation for a man to rape a woman is usually one of power: by
abusing a woman in this most intimate way, the damage to the victim
is not just physical, and this procures a feeling of absolute power
to the rapist. (This is also the reason why in all-male settings
such as prisons, it is common for heterosexual men to rape other
men). Dr Rohmer underlined that in treating sex drive (both through
chemical or surgical castration), the offender’s main pathology
– that of wanting power over other human beings – was left untreated.
Such offenders had a great propensity to re-offend in other than
sexual ways, for example, by torturing future victims.
33. Following this conversation, I decided to invite the CPT’s
most eminent current expert on both chemical and surgical castration,
Ms Veronica Pimenoff from Finland, to our committee’s meeting in
Strasbourg on 23 April 2013, to shed further light on the matter.
A sub-chapter on chemical castration can be found below.
34. It appears that the Czech Republic is the only member State
of the Council of Europe which has used surgical castration extensively
in the recent past, which is why I will be concentrating on the
findings from my November 2012 fact-finding visit there.
4.2.1. Surgical castration:
The Czech Republic and Finland
35. It is my feeling after having spoken to many eminent
doctors and politicians during my visit that they honestly believe
that some sex offenders should be allowed to opt for surgical castration
as the treatment of last resort in the rare cases where all other
treatment options have been exhausted.
36. Following diagnosis as a sexual “paraphiliac” based on the
Czech courtship disorder theory, a convicted sex offender is referred
for compulsory “protective” treatment either after serving a prison
sentence or immediately, some as outpatients, but most in a psychiatric
hospital. According to the members of the Czech Sexuological Association
whom I met,
about 10%
of sexual offenders are sexual deviants who have need of such treatment.
They considered that since such patients remained dangerous during
their whole lifetime, the only way of substantially decreasing the
high risk of their causing harm to others and thus enabling their reintegration
into the community is to offer them treatment which helps them to
manage their sexual impulses.
Such
treatment comprises primarily psychotherapy, sociotherapy and the
use of psychotropic and anti-libidinal drugs, but, where such treatment
is not efficient or is contraindicated for health reasons, also surgical
castration. They considered the side effects of surgical castration
to be minimal (a tendency to obesity, osteoporosis and depression).
Sterilisation was not the aim: the possibility of storing sperm
in a sperm bank was offered, but not many took it up.
37. A visit to the Bohnice Psychiatric Clinic was kindly arranged
for me, which has a 20-bed residential programme of such “protective”
treatment. As explained by its Director, Mr Martin Hollý, the three
pillars of this comprehensive treatment are biological treatment
(including chemical castration, and surgical castration only as
a last resort), psychotherapy and sociotherapy. Ten surgical castrations
had been performed in the hospital in 10 years, the last three in
February 2012. I was able to speak to a patient on whom the procedure
had been performed one-and-a-half years earlier, a young man who
had been treated in the hospital since 2006 after having served
an eight-year prison term for having raped and murdered a woman
at the age of 16. He considered that his biggest problem was aggressiveness
and a high sex drive due to very high testosterone levels. He had
tried chemical castration, but had not liked the side effects and
had not been able to control his sexual impulses. He had wanted
to be “calmer” – he had thought about surgical castration for a
month before deciding to undergo the procedure. He reported no longer
feeling so aggressive or having such a high sex drive, but said
that he now had a good sex life and felt happier. He had been offered
the possibility of having his sperm stored, but had decided he didn’t
want children. He was due to be conditionally released in January 2013.
38. The Czech Republic reports low recidivism rates for surgically
castrated sex offenders, but the evidence presented to me seemed
outdated and/or anecdotal. It is thus to be welcomed that a new
two-year study is being prepared on behalf of the government following
the entry into force of the new law on 1 April 2012. Similar to
the changes regarding female sterilisation, the changes are meant
to provide more safeguards against abuse regarding surgical castration
of sex offenders – not only as a reaction to international criticism
of the old legal provisions, but also to domestic criticism.
There has been no
surgical castration since the entry into force of the new legislation.
39. As the Deputy Minister of Health explained to me during our
meeting, the new law makes the following requirements for surgical
castration: the person must have committed a violent sexual offence,
have been diagnosed with sexual deviation and a high probability
of recidivism. All other methods must have failed or be contraindicated.
Upon a written application of the patient and his informed consent,
a central Ministry of Health Committee must authorise the procedure
after having heard the patient. The procedure is now not allowed
to be used in prison. The minimum age for surgical castration is
25; no castration of incapacitated patients is permitted.
40. Like Ms Monika Šimǔnková, the Czech Commissioner for Human
Rights, whom I also had the pleasure to meet, I do appreciate the
new legislation and the much stricter rules. However, like the CPT,
I remain unconvinced of either the efficacy of the intervention
or the validity of the free consent of a person whose choice may
be between lifelong detention in a psychiatric clinic or surgical
castration. I believe that every human being has inalienable rights,
including offenders, and that society must find a way to preserve
these rights. It is a question of human dignity.
41. In this context, I would also like to mention the Finnish
experience, which Ms Veronica Pimenoff, Psychiatrist and Head of
Department of Helsinki University Psychiatric Hospital (Finland),
included in background information she shared with me on the occasion
of the second hearing on 23 April 2013. Ms Pimenoff has so far looked
into 85 files of men who in the time space of 1950 to 1970 according
to the castration law of that time could have been castrated against
their will because they had committed sexual offences like incest,
sexual abuse of children, homophilia (a crime at that time), zoophilia
or rape. None of the men concerned were castrated because the central
medical authority did not think that they would be dangerous. The
interesting point is that the files contain the opinion of the men
concerned, written down themselves by hand. They are of different
length and reveal different levels of education. All the men had
been explained the consequences of the surgical castration threatening
them, and many men came from an agricultural background and knew
something about castrating animals. All the persons (in the 85 files
thus far examined) vehemently opposed the intervention. Many wrote
that they could not go back to society and family if they were castrated
and viewed surgical castration as destroying their life and being
worse than death. A very important thing is that all these men were
in prison (for some months up to eight years), they knew that they would
come out on a defined date. They did not have to choose between
freedom and being castrated, but they felt that they could not meet
other people in the outside world as accepted citizens if they were
castrated. I believe that this Finnish experience – though historical
– strengthens my argument on human dignity.
4.2.2. “Chemical” castration
42. From the available scientific evidence, Ms Pimenoff
underlined at the Committee’s second hearing on 23 April 2013 that
both surgical and “chemical” castration of a sexual offender offered
no guarantee that the person would not re-offend, in particular
if the offender was in denial (as was frequently the case), since
a simple injection of testosterone could bring his hormone levels
to pre-castration levels. The only guaranteed result of castration
was a loss of reproductive ability, as well as a very likely loss
of self-esteem. She cited the definition of the European Court of
Human Rights on what constituted degrading treatment (or punishment)
in the sense of Article 3 of the European Convention on Human Rights.
She believed that surgical castration fitted this description, although
the European Court of Human Rights had yet to rule on such a case.
She emphasised that the right to be protected from degrading treatment
or punishment was an absolute right which could not be derogated
from, no matter how heinous the crime of the offender.
43. Ms Pimenoff emphasised that there was no demonstrable evidence-based
effect on reoffending rates with “chemical” castration either. However,
in combination with psychotherapy amongst motivated patients, it could
perhaps be regarded as a valuable supplement. However, was this
treatment not degrading simply because it could be stopped? In particular
as there was no guarantee that all sexual functions could be restored after
longer-term use? This was why the Council of Europe Convention on
the Protection of Children against Sexual Exploitation and Sexual
Abuse (Lanzarote Convention, CETS No. 201) protected offenders from mandatory
castration, and only allowed for “chemical” castration on a voluntary
basis with the free and informed consent of the offender.
44. Ms Pimenoff thus confirmed the findings of the CPT as presented
by Mr Krakowski already two years ago. Indeed, she has also furnished
me with an impressive list of scientific literature on which she
has based her findings. I thus believe even more strongly than before
that even “chemical” castration, when it is coerced (or mandated
by law), is a violation of human rights and human dignity, made
worse by its inefficacy. The recent legislation mandating “chemical”
castration of certain sex offenders (such as those having committed
sexual violent crimes against children) in Poland and the Republic
of Moldova is thus clearly the wrong way to go. As a Parliamentary
Assembly committed to human rights, we must work with the parliaments
of these countries to repeal these laws now, and should not wait
for a ruling of the European Court of Human Rights which may come
too late to right the wrong. I realise that my position on this
issue is not a popular one, since populist pressure on parliamentarians
to be seen to “act decisively” to protect children against sexual
violence is strong, and mandating castration for sexual offenders
is therefore popular in many quarters. However, we know from history
that mandatory castration – namely coerced or forced castration
– is a slippery slope… and calls for the death penalty for certain
sexual offenders will be next. It is up to us to raise the awareness
of the general public that there are ways to protect children against
sexual violence which are both more effective and more respectful
of human rights.
4.3. Transgender persons
45. In many European countries, either sterilisation
or sex-reassignment surgery or both are a requirement for the country
to legally recognise a transgender person in his or her new gender.
According to RSFL, the Swedish Federation for Lesbian, Gay, Bisexual
and Transgender Rights, 29 out of the 47 Council of Europe member
States have a sterilisation requirement. According to the United
Nations Special Rapporteur on torture and other cruel, inhuman or
degrading treatment or punishment, Mr Juan E. Méndez, in 11 States
where there is no legislation regulating legal recognition of gender,
enforced sterilisation is still practised. Few countries are as
progressive as the United Kingdom, with its Gender Recognition Act
of 2004, which could serve as model legislation in this field. I
would like to concentrate on the case of Sweden here, which kindly
received me on a fact-finding visit at the time of immense change
in transgender legislation in the country.
4.3.1. Sweden
46. The current law on the sterilisation of transgender
persons applicable in Sweden dates from 1972. It was the first legal
recognition of transgender persons internationally. A Swedish citizen
over 18 years old could be legally recognised in his/her new gender
if the person was not married (which implies divorce for some people), and
was sterile (either sterilised or naturally unable to reproduce).
As the responsible officer on the Swedish National Board of Health
and Welfare explained, the sterilisation requirement was due to
a certain wish of the government at the time to “keep an order in
the system”
–
sterilisation was a way to ensure there would be no pregnant men.
47. It is unclear how many sterilisations of transgender persons
have taken place since the law came into effect, but around 600
people have been registered in their new sex since then. It can
be assumed that most of them will have been surgically sterilised
as a requirement for the legal recognition in their new sex. Currently, around
50 applications for sex change are received every year (only a very
small number of which are refused – because of a refusal to divorce
or be sterilised). Interestingly, the 1972 law does not make sex-reassignment surgery
a requirement for the legal recognition of the sex change.
But the sterilisation requirement
of 1972 is a complete one: even sperms or eggs in banks need to
be destroyed.
48. The Swedish National Board of Health and Welfare
now recognises these sterilisations
as coerced, as persons do not want to be sterilised, but only consent
in order for their sex change to be legally recognised. After a
huge national debate,
the Swedish Parliament
passed a law abolishing the sterilisation requirement with effect
from 1 July 2013. However, the Forensic Legal Council (an independent
legal body within the Board) of Sweden's National Board of Health
and Welfare decided very recently not to appeal a verdict of the Administrative
Court of Appeals, namely that the sterilisation requirement in order
to change a legal gender marker is a violation of Swedish constitutional
law as well as of the European Convention on Human Rights, which
means the verdict stands. So this will mean that anyone wishing
to apply for a change of a gender marker and personal identification
number (in Sweden frequently used in almost every form for interaction
with authorities, schools, universities, contract partners and services)
can already do this pending the entry into force of the new law
itself on 1 July 2013. The requirement not to be married was already
abolished by a parliament decision of June 2012 which came into
force on 1 January 2013, and which also widens the scope of the
law to Swedish residents.
49. The next question now facing Sweden is whether transgender
victims of coerced sterilisation should be compensated by the State
(as were the victims of the historic eugenic sterilisation programme).
Victim groups and NGOs
are asking for 200 000 Swedish Crowns
and an official apology for the suffering
caused. The hope is that legislation will be forthcoming, so that
a class action suit and a fight in the courts can be avoided. But,
as in other countries, one of the problems is a rigid and paternalistic
mindset amongst some members of the medical profession.
Indeed,
quality health care in general for transgender persons is a problem
in many countries, but this is not the subject of this report.
50. It is interesting to note that, in his most recent report,
the United Nations Special Rapporteur on torture and other cruel,
inhuman or degrading treatment or punishment calls on all States
“to repeal any law allowing intrusive and irreversible treatments,
including forced genital-normalizing surgery, involuntary sterilization, unethical
experimentation, medical display, “reparative therapies” or “conversion
therapies”, when enforced or administered without the free and informed
consent of the person concerned”.
He also calls on them to outlaw
forced or coerced sterilisation in all circumstances and provide
special protection to individuals belonging to marginalised groups.
It should be obvious that I fully share his opinion.
4.4. Persons with disabilities
51. Article 23(1) of the United Nations Convention on
the Rights of Persons with Disabilities imposes the duty upon States
to ensure that “persons with disabilities, including children, retain
their fertility on an equal basis with others”.
52. The World Health Organization (WHO) estimates that over a
billion people in the world, or approximately 15% of the global
population, have disabilities. According to a WHO report, disabled
women are particularly vulnerable to involuntary sterilisation.
Forced sterilisations on disabled women are often performed under
the auspices of medical legal services or with the consent of court-appointed
guardians, who have the authority to decide on behalf of the patient.
Various justifications are offered for the procedure, including
disabled women’s inability to parent, protection from sexual exploitation
and abuse, population control, or so-called “menstrual management”.
53. The United Nations Special Rapporteur on torture and other
cruel, inhuman or degrading treatment or punishment devoted a whole
section of his recent report to “persons with psychosocial disabilities”.
In
his recommendations, he specifically recommends that member States
“revise the legal provisions that allow … any coercive interventions
or treatments in the mental health setting without the free and
informed consent by the person concerned”,
after
having noted the wide documentation of forced sterilisation of girls
and women with disabilities.
54. In 2011, five women with mental disabilities brought their
case before the European Court of Human Rights (Gauer and Others v. France). Each
had involuntary undergone the process of tubal ligation without
their informed consent. Unfortunately, the case was declared inadmissible
on technical grounds at the close of 2012. I hope that another case
will be brought before the Court which will allow for a judgment
on the merits.
4.5. The marginalised,
stigmatised or persons considered unable to cope
55. During our fact-finding visit to Sweden, we had the
privilege to meet with Mr Maciej Zaremba, a journalist whose articles
in 1997 brought the eugenic sterilisation laws of women back into
the limelight, and sparked national discussion and soul-searching,
and who also brought his conclusions to the committee at the second hearing
on 23 April 2013. Although the sterilisation programme is historic,
and has to be understood in this historical context (see chapter
2), I think it is worth giving some more details on the functioning
of this programme.
56. As a result of centralised administration from the very start,
the files of more than 60 000 people sterilised from 1935 to 1975
are still available at the archives of the Swedish National Board
of Health. Looking through some of these files, Mr Zaremba was struck
at how little it took for a woman or a young girl to be targeted
for sterilisation. A sample of some of the reasons given included:
the wearing of red nail polish, “Carmen”-looks (this may refer to
“Gypsy”-lineage
),
or being a young, poor virgin living close to army barracks. Mr
Zaremba underlined that the practice was directed mainly against
women who risked becoming a burden to the developing Swedish welfare
state. A lack of morality was quickly interpreted as a lack of intelligence,
as another eminent historian we met, Mr Matthias Tydén, pointed
out: The target groups for eugenics – “mental defectives” in particular
– were described as unsuitable parents and a burden to society.
This was later widened to include the “socially” as well as the
genetically unfit for sterilisation. Sterilisations were initiated
not only in mental hospitals and institutions for the mentally disabled,
but also by local-level social workers, and, according to Mr Zaremba,
even local (Lutheran) parish priests.
57. On paper, the laws were based on voluntariness, except operations
“without consent” following third-party applications, in cases of
“severe mental deficiency” or “legal incompetence”. It was nonetheless
coerced sterilisation, as it was nearly always under pressure, as
a precondition for discharge from a mental institution, from a home
for the “feeble-minded”, or for permission to get a “eugenic” abortion.
At the height of the programme (in the years after 1945), 80 to
100 decisions were taken per day by the Board’s Committee which ordered
sterilisation – and which could not be appealed.
58. As in many countries, women who had been coercively sterilised
under the programme mostly maintained silence – sterilisation was
considered shameful, as it had been targeted at people who were deemed
to be worthless (“minderwertig”).
When the practice came to light in 1997, an official apology was tendered,
describing the programme as “barbaric”, and a commission was quickly
established to look into the details and make recommendations, including
on compensation. In the end, financial compensation of 175 000 Swedish
crowns (around 20 000 euros) was paid out to some 1 600 individuals
sterilised against their will or under questionable circumstances
(from more than 2 000 applications).
5. Conclusions
and recommendations
59. During the committee hearing in September 2011, I
was particularly touched by the testimony of Ms Bernadette Gächter,
a victim of forced abortion and sterilisation in 1972 at the age
of 18 in my own country, Switzerland.
Much of her testimony mirrors that
of what can be found in the Swedish archives of eugenic sterilisation.
When I started working on this report, she had never received an
apology from the State, let alone compensation, unlike her fellow
victims in Sweden. I am glad to report that this has changed: on
11 April 2013, a solemn ceremony was held in Bern for all victims
of “forced administrative measures”, including of forced sterilisations,
during which an official apology was given on behalf of the Swiss
Government by its member, Ms Simonetta Sommaruga. A round table
under the Chairmanship of the new Delegate for victims of forced administrative
measures, Mr Hansruedi Stadler, will now consider legal, historical
and financial aspects which must follow. I warmly welcome these
developments and hope that the round table negotiations can quickly
be brought to a satisfactory conclusion.
60. My conclusion from the foregoing is twofold:
- We must put an end to coerced
sterilisation and castration. Who can read Ms Gächter’s testimony
or the history of eugenic sterilisation all over Europe without
feeling an overwhelming sentiment of “Never again!”? There is an
urgent task for us as parliamentarians to revise our laws and review
our State policies in order to build up clear safeguards against
future abuses. We need to prevent coerced sterilisation and castration
also by working for a change in mentalities: we need to fight stereotypes
and prejudice against those who appear “different” and thus sometimes
considered by the bigoted to be worth less, be they Roma women,
sex offenders, transgender persons, persons with disabilities, or
any other marginalised or stigmatised group. We must fight paternalistic
attitudes in the medical profession and raise awareness of coerced
sterilisation and castration as a serious human rights violation
which brings shame not on the victims, but on the perpetrators.
- We must ensure proper redress to victims of coerced sterilisation
and castration, whoever they are, and whenever the abuses occurred.
In recent cases, this includes the protection and rehabilitation
of victims and the prosecution of offenders. But in all cases, as
rare, individual or historic as they may be, official apologies
and at least symbolic compensation must also be given. Only then
will we have lived up fully to the ideals of the Council of Europe.